Author: staceymeeker

  • The Significance of Fictionalizing

    A lecture for the Learned Societies Luncheon, given at Irvine on February 24, 1997

    If a literary text does something to its readers, it also simultaneously tells us something about them. Thus literature turns into a divining rod, locating our dispositions, desires, inclinations, and eventually our overall makeup. The question arises as to why we may need this particular medium, especially in view of the fact that literature as a medium is put on a par with other media, and the ever-increasing role that these play in our civilization shows the degree to which literature has lost its significance as the epitome of culture. The more comprehensively a medium fulfills its sociocultural function, the more it is taken for granted, as literature once used to be. It did indeed fulfill several such functions, ranging from entertainment through information and documentation to pastime, but these have now been distributed among many independent institutions that not only compete fiercely with literature but also deprive it of its formerly all-encompassing function. Does literature still have anything to offer that the competing media are unable to provide?

    I shall try to address this question by focusing on the fictionality of literature, first by detailing how to conceive of fictionalizing, and second by suggesting why we as human beings may need this form of make-believe.

     * * *
    Most people associate the term fiction with the story-telling branch of literature, but in its other guise it is also what Dr Johnson called “a falsehood; a lye” (1755). The equivocalness of the word is very revealing, for each meaning sheds light on the other. Both meanings entail similar processes, which we might term ‘overstepping’ what is: the lie oversteps the truth, and the literary work oversteps the real world which it incorporates. It is therefore not surprising that literary fictions were so often branded as lies, since they talk of what does not exist, even though they present its nonreality as if it did exist.

    Plato’s complaint that poets lie met its first strong opposition in the Renaissance, when Sir Philip Sidney rejoined that “the Poet…nothing affirmeth, and therefore never lieth,”(1) since he does not talk of what is, but of what ought to be, and this form of overstepping is quite different from lying. Fiction and fictionalizing entail a duality, the liar must conceal the truth, but the truth is potentially present in the mask disguising it. In literary fictions, existing worlds are overstepped, and although they are individually still recognizable, they are set in a context that defamiliarizes them. Thus both lie and literature contain two worlds: the lie incorporates the truth and the purpose for which it must be concealed; literary fictions incorporate an identifiable reality that is subjected to an unforeseeable refashioning. And when we describe fictionalizing as an act of overstepping, we must bear in mind that the reality overstepped is not left behind: it remains present, thereby imbuing fiction with a duality that may be exploited for different purposes. In what is to follow, we shall focus on fictionalizing as a means of actualizing the possible in order to address the question why human beings, in spite of their awareness that literature is make-believe, seem to stand in need of fictions.

    Even if nowadays literary fictions are no longer charged with lying, they are still stigmatized as being unreal, regardless of the vital role fictions play in our everyday lives. In his book Ways of Worldmaking(2), Nelson Goodman shows that we do not live in one reality but in many, and each of these realities is the result of a processing which can never be traced back to “something stolid underneath.”(3) There is no single underlying world, but instead we create new worlds out of old ones in a process which Goodman describes as “fact from fiction.”(4) Fictions, then, are not the unreal side of reality, let alone the opposite of reality, which our ‘tacit knowledge’ still takes them to be; they are, rather, conditions that enable the production of worlds whose reality, in turn, is not to be doubted.

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    Such ideas were first articulated by Sir Francis Bacon, who argues that fictions “give some shadow of satisfaction to the mind … in those points wherein the nature of things doth deny it.”(5) This is not quite the same as Goodman’s ways of worldmaking, but it shows how we can gain access to the inaccessible by inventing possibilities. It is a view that has survived down the ages, and four hundred years later Marshall McLuhan described the “art of fiction” as an extension of man.(6)

    This may be one of the reasons why we cannot talk of fiction as such, for it can only be described by way of its functions, that is, the manifestations of its use and the products resulting from it. This is evident even to cursory observation: in epistemology we find fictions as presuppositions; in science they are hypotheses; fictions provide the foundations for world-pictures; and the assumptions that guide our actions are fictions as well. In each of these cases, fiction has a different task to perform: with epistemological positing, it is a premise; with the hypothesis, it is a test; with world-pictures, it is a dogma whose fictional nature must remain concealed if the foundation is not to be impaired; and with our actions, it is anticipation. Since fictions have such manifold applications, we might well ask what they appear to be like, and what they reveal in literature.

    Undoubtedly, the literary text is permeated by a vast range of identifiable items selected from social and other extratextual realities. The mere importation of such realities into the text – even though they are not being represented in the text for their own sake – does not ipso facto make them fictive. Instead, the text’s apparent reproduction of items from the world outside serves to highlight purposes, intentions, and aims that are decidedly not part of the realities reproduced. Hence they appear in the text as a product of a fictionalizing act, which converts the realities concerned into a sign for something other than themselves.

    As the creation of an author, the literary text evidences a particular attitude through which the author directs himself or herself to the world. Therefore each text makes inroads into extratextual fields of reference and, by disrupting them, creates an eventful disorder. In consequence, both structure and semantics of these fields are subject to certain deformations. Each one is reshuffled in the text and takes on a new form, a form that nevertheless includes, and indeed depends on, the very function this field has within the structure of the given world. This function now becomes virtual and provides the background against which the operation of restructuring may stand out in relief, featuring the intention underlying the apparent deformation. Furthermore, the ensuing tension indicates that the referential world which has been overstepped is still present in the text. Every literary text inevitably contains a selection from a variety of social, historical, cultural and literary systems that exist as referential fields outside the text.

    A complement to the act of selection is the act of combination, which is also an act of fictionalizing, marked by the same basic mode of operation: the crossing of boundaries . Here the boundaries that are crossed are intratextual, ranging from lexical meanings to the constellation of characters. On the lexical level this is to be seen, for instance, with neologisms such as Joyce’s coining of the term benefiction, which combines the words benefaction, benediction, and fiction. The lexical meaning of a particular word is faded out and a new meaning faded in, without the loss of the original meaning. This establishes a figure-and-ground relationship, allowing both the separation of the individual elements and a continuous switching of the perspective between them. In accordance with whichever reference forms the foreground or background, the semantic weighting will be shifted.

    Another level of relating is to be seen in the organization of specific semantic demarcations within the text. These give rise to intratextual fields of reference, which provide an occasion for the hero of a novel, for instance, to step over internally marked boundaries. Such boundary-crossing is a subject-creating event.(7) It is “revolutionary” insofar as it infringes on an intratextual organization.

    The various clusters, whether they be words with outstripped meanings or semantic demarcations transgressed by the characters in a narrative, are inseparably linked; they inscribe themselves into one another, every word becomes dialogic, and every intra-textual semantic field is doubled by another. Through this double-voiced discourse every utterance carries something else in its wake, and thus the acts of combination unfold a play space between them in which the present is always doubled by the absent, frequently redistributing the weight by making the present totally subservient to the absent: What is said ceases to mean itself, so that what is not said can thus gain presence. There is no third dimension in the text that would allow to relate precisely what is related to what; instead, the double meaning of words as well as the elements selected from outside the text and now yoked together in an unfamiliar way are related through the different influences they have upon one another.

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    Fictions also play vital roles in the activities of cognition and behavior, as in the founding of institutions, societies, and world-pictures. Unlike such non-literary fictions, the literary text reveals its own fictionality. Because of this, its function must be radically different from that of related activities that mask their fictional nature. The masking, of course, need not necessarily occur with the intention to deceive; it occurs because the fiction is meant to provide an explanation, or even a foundation, and would not do so if its fictive nature were to be exposed. The concealment of fictionality endows an explanation with an appearance of reality, which is vital, because fiction – as explanation – functions as the constitutive basis of this reality.

    When a fiction signals its own fictionality – for which of course literary genres are the most obvious and durable signs – it necessitates an attitude different from that adopted toward fictions hiding their fictionality. The incorporated ‘real’ world is, so to speak, put in brackets, simultaneously indicating that it is to be viewed as if it were a world, a world, however, that has no empirical existence, and thus is only to be taken as if it were a given world. In the self-disclosure of its fictionality, an important feature of the fictional text comes to the fore: it places the world organized in the text under the sign of the ‘as if’. Thus readers are signaled that they must bracket off their natural attitudes toward what they are reading. But this does not mean forgetting or transcending those natural attitudes, which cannot be abandoned. Instead, they figure as a virtualized background, which as a latent instance of comparison, or at least as a testing ground, is essential if the textual world is to be digested. Thus the bracketing-off process splits the reader’s attitude into one that is simultaneously natural and artificial. The natural attitude loses its validity, so that the new one may develop, but the new one would not achieve stability if it could not be played off against the old one.

    Thus the purpose of the self-disclosing fiction comes to light. If the world represented in the literary text is not meant to denote a given world, and hence is turned into an analogue for figuring something, it serves two different purposes at once. The reaction provoked by the represented world could be directed toward conceiving what the textual world is meant to ‘figure forth.’ The analogue, however, could simultaneously direct the reaction to the empirical world from which the textual world was drawn, allowing this very world to be perceived from a vantage point that has never been part of it. In this case the reverse side of things will come into view. The duality of the analogue will never exclude either of the two possibilities; in fact, they appear to interpenetrate, making conceivable what would otherwise remain hidden.

    All the acts of fictionalizing that can be distinguished within the fictional text are acts of boundary-crossing. Selection transgresses the limits of extratextual systems as well as the boundaries of the text itself by pointing to the referential fields that link the text to what is beyond the page. Combination transgresses the semantic demarcations established by the text, ranging from the derestriction of lexical meanings to the hero’s infringement on strictly enforced borderlines. Finally, the ‘as-if’ construction discloses the fictionality of fiction, thus transgressing the represented world set up by the acts of selection and combination, thereby indicating that it is to be used for an unverbalized, though overarching, purpose. The self-disclosure has a twofold significance. First, it shows that fiction can be known as fiction. Second, it shows that the represented world is only to be conceived as if it were a world in order that it should be taken to figure something other than itself.

    Ultimately, the text brings about one more boundary-crossing that occurs within the reader’s experience: it stimulates attitudes toward an unreal world, the unfolding of which leads to the temporary displacement of the reader’s own reality. As the acts of fictionalizing are geared to one another and have a clearly punctuated sequence, their different types of boundary-crossing ensure assimilation of a transformed world that issues from them.

    The acts of fictionalizing can be clearly distinguished by the different gestalt each of them brings about: selection results in revealing the intentionality of the author; combination results in bringing about unfamiliar relationships of the items selected within the text; and self-disclosure results in bracketing the world represented, thereby converting it into a sign for something else, and simultaneously suspending the reader’s natural attitude. All these cases are “facts from fiction.”

    Furthermore, the various acts of fictionalizing carry with them whatever has been outstripped, and the resultant doubleness might therefore be defined as the simultaneity of the mutually exclusive. All the fictionalizing acts discussed are marked by this doubleness. Selection opens up an area between fields of reference and their distortion in the text; combination opens up another between interacting textual segments; and the ‘as if’ opens up another between an empirical world and its transposition into an analogue for what remains unsaid though meant by the text. Thus the formula of fictionality as the simultaneity of the mutually exclusive allows for describing the structure of the fictional component of literature. It gives rise to a dynamic oscillation resulting in a constant interpenetration of things which are set off from one another without ever losing their difference. The tension ensuing from the attempt to resolve this ineradicable difference creates an aesthetic potential which, as a source of meaning, can never be substituted by anything else. This does not imply that the fictional component of literature is the actual work of art. What it does imply, however, is that the fictional component makes the work of art possible.

     * * *
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    Now we have to take a look what this doubling structure may imply, and, better still, what it might indicate. As a lead for addressing this issue, we might consider a passage in the novel The Unbearable Lightness of Being by the Czech writer Milan Kundera, who caused a stir with this particular piece of literature before European Communism collapsed.

    Staring impotently across the courtyard, at a loss for what to do; hearing the pertinacious rumbling of one’s own stomach during a moment of love; betraying, yet lacking the will to abandon the glamorous path of betrayal; raising one’s fist with the crowds in the Grand March; displaying one’s wit before hidden microphones – I have known all these situations, I have experienced them myself, yet none of them has given rise to the person my curriculum vitae and I represent. The characters in my novels are my unrealized possibilities. That is why I am equally fond of them all and equally horrified by them. Each one has crossed a border that I myself have circumvented. It is that crossed border ( the border beyond which my own ‘I’ ends) which attracts me most. For beyond that border begins the secret the novel asks about. The novel is not the author’s confession; it is an investigation of human life in the trap the world has become.(8)

    The possibilities Kundera speaks of lie beyond what is, even though they could not exist without what there is. This duality is brought into focus through writing, which is motivated by the desire to overstep the reality surrounding the novelist. Therefore he does not write about what there is, and this overstepping is related to a dimension that retains its equivocalness, for it depends on what is, yet cannot be derived from what there is.

    On the one hand the writer’s reality fades into a range of its own possibilities, and on the other these possibilities overstep what is and thus invalidate it. But this penumbra of possibilities could not have come into being if the world, to which it forms the horizon, had been left behind. Instead, they begin to uncover what hitherto had remained concealed in the very world now refracted in the mirror of possibilities, thus exposing it as a trap.

    In the novel, then, the real and the possible coexist, for it is only the author’s selection from and textual representation of the real world that can create a matrix for the possible to emerge, whose ephemeral character would remain shapeless if it were not the transformation of something already existing. But it would also remain meaningless if it did not serve to bring out the hidden areas of given realities. Having both the real and the possible and yet, at the same time, maintaining the difference between them – this is a process denied us in real life; it can only be staged in the form of the ‘as if’. Otherwise, whoever is caught up in reality, cannot experience possibility, and vice versa.

    In what sense, though, is our world a “trap,” and what compels us to overstep the boundaries? All fictionalizing authors do this, and so, too, do readers of literature who go on reading despite their awareness of the fictionality of the text. The fact that we seem to need this ‘ecstatic’ state of being beside, outside, and beyond ourselves, caught up in and yet detached from our own reality, derives from our inability to be present to ourselves. The ground out of which we are remains unavailable to us. Samuel Beckett’s Malone says: “Live or invent”(9), for as we do not know what it is to live, we must invent what eludes penetration. There is a similar dictum, equally pithy, by Helmuth Plessner, who corroborates Beckett from a rather different angle, that of social anthropology: “I am, but I do not have myself”.(10) “Have” means knowing what it is to be, which would require a transcendental stance in order to grasp the self-evident certainty of our existence with all its implications, significance and, indeed, meaning. If we wish to have what remains impenetrable, we are driven beyond ourselves; and as we can never be both ourselves and the transcendental stance to and of ourselves necessary to predicate what it means to be, we resort to fictionalizing. Beckett gave voice to what Plessner had posed as a problem: that self-fashioning is the answer to our inaccessibility to ourselves. Fictionalizing begins where knowledge leaves off, and this dividing line turns out to be the fountainhead of fiction by means of which we extend ourselves beyond ourselves.

    The anthropological significance of fictionalizing becomes unmistakable in relation to the many unknowable realities permeating human life. Beginning and end are perhaps the most all-pervading realities of this kind. This means no less than that the cardinal points of our existence defy cognitive or even experiential penetration. The Greek physician Alkmaeon is believed to have earned Aristotle’s approval when saying that human beings must die because they are not in the position to link up beginning and end.(11) If death is indeed the result of this impossibility, it is scarcely surprising that it should give rise to ideas that might lead to its abolition. These ideas would entail concocting possibilities in order to do away with what resists penetration, thus linking up ineluctable beginnings and endings and thereby creating a framework within which we might learn what it means to be caught up in life. The unending proliferation of such possibilities points to the fact that there are no means of authentication for the links provided. Instead, the fashioning of the unknowable will be determined to a large extent by historically prevailing needs. If fictionalizing transgresses those boundaries beyond which unrecognizable realities exist, then the very possibilities concocted for the repair of this deficiency, caught between our unknowable beginning and ending, become indicative of what is withheld, inaccessible, and unavailable. In this respect, fictionalizing turns out to be a measuring rod for gauging the historically conditioned changeability of deeply entrenched human desires.

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    If the borderlines of knowledge give rise to fictionalizing activity, we might perceive an economy principle at work: namely, what can be known need not to be staged again, and so fictionality always subsidizes the unknowable. This becomes strikingly obvious when human beings, in contradistinction to the inaccessibility to beginnings and endings, are in full possession of what is or of what they are in. This applies to all evidential experiences of life, which, characterized by instantaneous certainty, embody the exact opposite of inaccessibility.

    Evidential experiences are in the nature of an epiphany.

    Love is probably the most intense of these experiences, and it is also the central topic of staging in literature. It is far from being excluded from experience, but it is excluded from knowledge, because there is no knowledge of what evidential experience actually is, or because evidence seems to make all knowledge redundant. Evidential experiences evince indubitability, which obviously tempts us to start asking questions. Is this simply because we would like knowledge of what is guaranteed by other certainties? Jerome Bruner provided an answer to this question, when remarking in a different context: “For the object of understanding human events is to sense the alternativeness of human possibility. And so there will be no end to interpretation.”(12) If so, then the staging of evidential experiences in literature is concerned with laying out alternatives for instantaneous certainty. Such a display, however, would seem to be without limits, since with evidential experiences one cannot separate the matter experienced from the appearance. This makes the alternatives endlessly proliferating, as is proved by the limitless possibilities of staged love in literature. Evidential experience is almost like an assault; it happens to us, and we are inside it. But the experience awakens in us a desire to look at what has happened to us, and this is when the evidence explodes into alternatives. These alternatives cannot make themselves independent; they remain linked to the evidential experience to which we want to gain access.

    But this means that instantaneous certainties trigger the need for staging in exactly the same way as the cardinal mysteries. Now, however, we can see the decentered position of the human being, i.e. to be and not to have oneself, in a somewhat different light. Not being present to oneself is now only one of the spurs to staging, and in the visualization of certainty it springs from the opposite impulse of wishing to face oneself. However, if certainty cannot be understood as compensation for unavailabilities, this asymmetry reflects a craving for alternatives even to those experiences which provide immediate certainty.

    This is the point at which literary fictions diverge from the fictions of our ordinary world. The latter are assumptions, hypotheses, presuppositions and, more often than not, the basis of world views, and may be said to complement reality. Frank Kermode calls them “concord fictions”(13) because they close off something which by its very nature is open. Fictionalizing in literature, however, appears to have a different aim. To transgress otherwise inaccessible realities (beginning, end, and evidential experiences) can only come to fruition by staging what is withheld. This enactment is propelled by the drive to reach beyond oneself, yet not in order to transcend oneself, but to become available to oneself. If such a move arises out of a need for compensation, then this very need remains basically unfulfilled in literary fictions. For the latter are always accompanied by convention-governed signs that signalize the ‘as if’- nature of all the possibilities they adumbrate. Consequently, such a staged compensation for what is missing in reality never conceals the fact that in the final analysis it is nothing but make-believe, and so ultimately all the possibilities opened up must be lacking in authenticity. What is remarkable, though, is the fact that our awareness of this inauthenticity does not stop us from continuing to fictionalize.

    Why is that so, and why are we still fascinated by fictionality, whose self-disclosure reveals any hoped-for compensation as pure semblance? What accounts for the potency of semblance is the following:

    (1) None of the possibilities concocted can be representative, for each one is nothing but a kaleidoscopic refraction of what it mirrors and is therefore potentially infinitely variable. Thus semblance allows for a limitless fashioning of those realities that are sealed off from cognitive penetration.

    (2) The possibilities concocted never hide or bridge the rift between themselves and the unfathomable realities. Thus semblance invalidates all forms of reconciliation.

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    (3) Finally, the rift can be acted out in an infinite number of ways. Thus semblance lifts all restrictions on the modes according to which that play space may be utilized.

    The semblance, however, gives vivid presence to intangible states of affairs so that they may penetrate into the conscious mind as if they were an object of perception. What can never become present, and what eludes cognition and knowledge and is beyond experience, can enter consciousness only through feigned representation, for consciousness has no barrier – as Freud has remarked – against the perceptible and no defense against the imaginable. Consequently, ideas can be brought forth in consciousness from an as yet unknown state of affairs, indicating that the presence of the latter does not depend on any preceding experience. – By the way, something similar may be said of the dream. Here, too, the dream thoughts are staged as they push something through into consciousness that is not identical to themselves.

     

    Let us sum up by asking what the fictionalizing of literature reveals of the human makeup. If literature permits limitless patterning of human nature, we may infer that what we call human nature is rather a featureless plasticity that lends itself to a continual culture-bound repatterning. It furthermore indicates the inveterate urge of human beings to become present to themselves; this urge, however, will never issue into a definitive shape, because self-grasping arises out of overstepping limitations. Literature fans out human plasticity into a panoply of shapes, each of which is an enactment of self-confrontation. As a medium, it can only show all determinacy to be illusory. It even incorporates into itself the inauthenticity of all the human patterning it features, since this is the only way it can give presence to the protean character of what it is mediating. Perhaps this is the truth through which literature counters the awareness that it is an illusion, thereby resisting dismissal as mere deception.

    Moreover, literature reveals that we are the possibilities of ourselves. But since we are the originators of these possibilities, we cannot actually be them – we are left dangling in-between what we have produced. To unfold ourselves as possibilities of ourselves and – instead of consuming them to meet the pragmatic demands of everyday life – displaying them for what they are in a medium created for such an exposure, literary fictions reveal a deeply entrenched disposition of the human makeup. What might this be? The following answers as to the necessity of fictionalizing suggest themselves: we can only be present to ourselves in the mirror of our own possibilities;or, as a monad in the Leibnitzian sense, we are determined by bearing all imaginable possibilities within ourselves; or we can only cope with the openendedness of the world by means of the possibilities we derive from ourselves and project onto the world; or we are the meeting point of the manifold roles we are able to assume, in order to grasp what we make ourselves into. As none of the roles into which we can transform ourselves is representative of what is possible, humankind is driven to invent itself ever anew. If fictionalizing provides humankind with unlimited possibilities of self-extension, it also exposes the inherent deficiency of human beings – our fundamental inaccessibility to ourselves; owing to this gap within ourselves, we are bound to become creative.

    But in the final analysis fictionalizing may not be equated with any of these alternative manifestations. Instead, it spotlights that the in-between state arising as an offshoot of boundary-crossing contains boundless options for human self-fashioning. Fictionalizing, then, may be considered as opening a play space between all the alternatives enumerated, thus setting off free play which militates against all determinations as untenable restrictions. In this sense, fictionalizing offers an answer to the problem which the Greek physician, Alkmaeon, regarded as insoluble: linking beginning and end together in order to create one last possibility through which the end, even if it cannot be overstepped, may at least be illusively postponed. Henry James once said: “The success of a work of art … may be measured by the degree to which it produces a certain illusion; that illusion makes it appear to us for the time that we have lived another life – that we have had a miraculous enlargement of our experience.”(14)

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    Notes

    1. Sir Philip Sidney, The Defense of Poesie, The Prose Works III, ed. Albert Feuillerat (Cambridge, 1962), p. 29.(back)

    2. Nelson Goodman, Ways of Worldmaking (Hassocks, U.K. 1978).(back)

    3. Ibid., pp. 6 and 96.(back)

    4. Ibid., pp. 102-107.(back)

    5. Francis Bacon, The Advancement of Learning and New Atlantis, ed. Thomas Case (London, 1974), p. 96.(back)

    6. See Marshall McLuhan, Understanding Media: The Extensions of Man (New York 1964), pp. 42, 66, 107, 235, 237 and 242.(back)

    7. See Jurij M. Lotman, The Structure of the Artistic Text (Michigan Slavic Contributions 7), trans. Ronald Vroon (Ann Arbor, 1977), p. 234.(back)

    8. Milan Kundera, The Unbearable Lightness of Being, trans. Michael Henry Heim (New York, 1987), p. 221.(back)

    9. Samuel Beckett, Malone Dies (New York, 1956), p. 18.(back)

    10. Helmuth Plessner, “Die anthropologische Dimension der Geschichtlichkeit”, in Sozialer Wandel. Zivilisation und Fortschritt als Kategorien der soziologischen Theorie, ed. Hans Peter Dreitzel (Neuwied, 1972), p. 160.(back)

    11. Aristotle, Problemata, Works VII, ed. E. S. Forster (Oxford, 1927), p. 916a.(back)

    12. Jerome Bruner, Actual Minds, Possible Worlds (Cambridge, Mass.,1986), p. 53.(back)

    13. Frank Kermode, The Sense of an Ending. Studies in the Theory of Fiction (New York, 1967), pp. 62-64.(back)

    14. Henry James, Theory of Fiction, ed. James E. Miller, Jr. (Lincoln, Nebraska, 1972), p. 93.(back)

  • The Use of Fiction in Literary and Generative Anthropology: An Interview with Wolfgang Iser

    This interview took place in February 1998 at the University of California, Irvine. What follows is a collaboratively edited version of the original interview.

    RvO: Professor Iser, it’s been twenty years now since the publication in English of your very successful book The Act of Reading. In that book, you develop a theory of aesthetic response, which you define as a dialectic relationship between text, reader, and their interaction. The result was, as you put it, a “phenomenology” of reading. More recently, in your latest book, The Fictive and the Imaginary, you explore the anthropological consequences of such a phenomenological approach. That is, you investigate not only the interaction between text and reader but the broader anthropological implications of fictionality in general. Perhaps you could begin by saying a few words about how your own thinking has evolved and how you have come to be interested in what you call “literary anthropology.”

    WI: Reader-response criticism needed an underpinning because it was concerned with text processing, that is, the way in which readers relate to texts. Consequently, a psychological aspect was involved, which I tried to develop at the time along the lines of Gestalt psychology. Reading as text processing also means — and this was an implication which may not have come sufficiently to the fore — finding out something about the human makeup: namely, the way in which the letters we perceive translate into a stream of imagery in our minds. Therefore reader-response criticism needed further exploration in order to find out something about human dispositions by means of literature.

    RvO: You refer to Gestalt psychology. This would imply a shift toward the ontogenetic? A shift away from the literary text to the reality of the reader?

    WI: No, I don’t think so. The fact that we are conscious of literature as a form of make-believe means that in assessing it we do not abide by what one might call a Cartesian principle, namely, that what we have seen through as make-believe should be discarded. However, we don’t discard it, although we know it to be an illusion. Obviously there seems to be a need for this type of fictionality. And as this is the case, we could use fiction as an exploratory instrument in order to investigate this human urge. This, however, is not an ontological approach.

    RvO: In your essay, “The Significance of Fictionalizing” (which appears in this issue of Anthropoetics), you quote approvingly Samuel Beckett’s Malone, who says “Live or invent.” You suggest that the fictionalizing impulse arises from our inability to be present to ourselves. We exist and yet we simultaneously desire to “have” ourselves. So we fictionalize. I find your remarks very suggestive here, but I’m not altogether sure I understand your reasons for stating this. Could you concretize these suggestions a bit?

    WI: As early as the sixteenth century we have had reflections on fiction and fictionality. Bacon once said that fictions provide a “shadow of satisfaction to the mind of man in those points wherein the nature of things doth deny it.” Now there are a great many things of which we can be pretty certain. We shall die. We have been born. But we neither shall have an experience of these events nor any knowledge of them. One could further say that we do not doubt that we exist, but we do not know what this existence is. If you are a believer, then you know what it is. But if not, you are not satisfied with this not-knowing. As the events mentioned are impenetrable in terms of experience and knowledge, we produce fictions. To put it in Beckett’s terms, either we live — but then we don’t know what it is to live — or we want to know what it is to live, and thus we come up with all kinds of explanatory fictions in order to grasp what is barred from knowledge.

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    RvO: So this is a very broad conception of fiction, one that doesn’t refer simply to the literary text.

    WI: Yes. I use the literary text as a starting point in order to find out what this particular type of fictionality might disclose about human dispositions. For instance, if we lie, we also produce a fiction, which means we live in two worlds simultaneously. We know what the truth is, but we make something up for whatever purpose. The ordinary occurrence of lying is already a way of extending ourselves. The type of fictionality which we encounter in literature is also a way of extending ourselves. If that is so, the question arises: Why is there this urge of extending ourselves?

    RvO: This is the anthropological question.

    WI: Yes.

    RvO: Your book, The Fictive and the Imaginary, attempts to explore this anthropological question. But in order to get at the latter, you make some very interesting theoretical claims at the outset. You begin by rejecting the dichotomy that opposes fiction to reality and substitute the triad: the real, the fictive, and the imaginary. I find your description of these last two categories somewhat abstract and difficult to grasp. I wonder if you could expand on this a little here, just in order to give us some idea of these key terms for your conception of “literary anthropology”?

    WI: The old dichotomy between fiction and reality implies that there is a stance outside either, which would allow us to designate one particular instance as fiction and the other one as reality. This is logically impossible. There is no such transcendental stance which allows us to come up with these predicates. We can only say something about fiction by way of its manifestation and its use. There is a welter of different uses to which fictions can be put. Thus an ontological definition of fiction is impossible. We can only examine its many uses. Fictionality in literature seems to be different from fictionality in lying. We are always “in the midst of things,” and for this reason we can only spotlight the manifestations of fiction. The same holds true for the imaginary. It was dubbed as a faculty in faculty psychology. Then it was considered to be a means of conjuring up something that is absent. Or we could refer to the mirror stage of Lacan, or to the desire of Freud. In other words, we have the same situation in the latter instances, namely, we can only ascertain its manifestations. I think that the fictive is a conscious attempt to spark the imaginary into action and channel it into a specific use in order to make an impact on something, or a representation of something if one were to use Gans’s terms. In other words, there is a continual interaction between the conscious element which is prevalent in fiction and the imaginary potential which that conscious element stimulates in order to effect something. As the fictive cannot make an impact upon itself or the imaginary, it has to make an impact upon something other, and for this reason I have introduced the triadic relationship between the fictive, the imaginary, and the real.

    RvO: Of these three categories, then, the real or the actual is the most traditional or straightforward.

    WI: Yes.

    RvO: The other two — the fictive and the imaginary — have been introduced as a way of mediating the traditional dichotomy between fiction and reality.

    WI: Both the fictive and the imaginary — their interaction and their relationship — function by shaping something which we might call the actual or the real. Conceiving this triadic relationship in these terms, we are out of the quandary of providing ontological definitions for the fictive, the imaginary, or the real. Moreover, given the anthropological interest implied in this triadic relationship, there’s something else worth pointing out. Human beings live on their “subsidy.” This “subsidy” is the imagination which in banking terms is the only “collateral” we have for substantiating all our activities.

    RvO: Well, I would agree. But nevertheless you still find someone like Searle who explains fiction along the lines of the traditional dichotomy. It seems strange that he can ignore the anthropological aspect, this collateral of which you speak. For him it’s simply a logical question. Fictions suspend the rule of reference that applies to all normative or nonfictional language use.

    3

    WI: Yes. But both Searle and Austin call fictions “parasitic,” which implies that they are pseudo-real. Fiction veils itself by copying structures of reality. Austin and Searle presuppose reality as a given. Yet speech acts, as long as they are considered to be performatives, actually produce reality. If speech acts are able to produce realities, one could just as well say that fictions are not parasitic in relation to reality. Rather, by intervening into reality they also produce realities — just as a lie produces realities.

    RvO: I think that Searle would try to draw a distinction between ontological realities and what he might call epistemological realities, where fiction would be in the category of the latter. Realities that are agreed upon. But of course the foundation is granted to the former, to what he refers to as “natural scientific ontology.”

    WI: I have problems with these distinctions — ontological or epistemological — not least as they presuppose a stance which would allow us to discriminate between them. The very fact that epistemology, once the king’s way of philosophy, is no longer of central interest is largely due to the fact that one had always to posit something from which deductions had to be made. Whenever positing something is in play, the agency which does it always does so from outside. How can one warrant such a stance in order to introduce these discriminations? Even inside analytic philosophy, Nelson Goodman has observed in his Ways of Worldmaking that worlds are made out of other worlds. Thus the distinction between what seems to be ontologically given or epistemologically cognized is artificial and very hard to substantiate.

    RvO: Since we’re speaking of the speech-act philosophers, I have a specific question about Austin, one that is related to a point you make in The Act of Reading. There is a playful moment in his How To Do Things With Words where he asks: “When the saint baptized the penguins, was this void because the procedure of baptizing is inappropriate to be applied to penguins, or because there is no accepted procedure of baptizing anything but humans?” Well, Austin offers this question in fun, of course, but it seems to me hard to talk about baptism in terms of procedure only. The rite of baptism does not exist independently of its participants. Since penguins — as far as we know — do not engage in this kind of rite, it seems pointless to ignore its anthropological specificity. So surely the point of the question is to remind us that baptism as a particular kind of speech act cannot be abstracted from the concrete anthropological scene of its occurrence. In the original context of the quote, Austin is making a point about the importance of historical tradition and convention. There is no historical precedent for baptizing penguins so the act can only ever be void. You claim in The Act of Reading that literature functions precisely in opposition to this kind of appeal to historical convention. By selecting speech acts from ordinary real-world situations, literature reorganizes preexisting conventions and fields of reference, and undermines them in that very process. So I suppose in literature the saint can baptize penguins. But we’re still left with the original question about the function of baptism. To what extent is this theory of “the literary” capable of responding to such a question?

    WI: As we know, the “felicity” of speech acts depends upon the existence of two presuppositions: conventions and accepted procedures. Both are necessary. Conventions are historically established frames of reference and so are procedures. Obviously the example that Austin gives is outside established conventions and outside established procedures as well. However, when you asked this question, it struck me: Might there be an instance in history in which the animal kingdom stands in a kind of typological relation to basic conventions? I am thinking of the Physiologus, which was an assembly of animals that formed a typological correspondence to the Christian doctrine. For instance, when the pelican tore open its breast to provide sustenance to the young pelicans it was considered the figura Christi. This may be an odd example, but still there would at least be a time in history when this type of convention existed. Of course this is on an eschatological level, rather than a baptismal one. Since we no longer consider the tradition of the Physiologus valid, we may draw the inference that conventions are historically conditioned forms of consensus. Similarly, one could say baptizing penguins was not a historically agreed upon convention.

    Now as far as the second part of your question is concerned, for a convention to function it has to have a vertical validity. By vertical validity I mean what has been valid in the past with regard to a particular convention is still valid in the present. What had been valid with respect to the Physiologus is no longer valid today. What had been valid with regard to how baptism had been executed is still valid in the sense that animals cannot be baptized. Now literature also is full of conventions. But these conventions are taken from different sets of conventions and are organized, not vertically, but horizontally. Consequently, they run counter to what appears to be the necessary guarantee for the validity of conventions in ordinary life. When conventions are broken up and organized horizontally — that is, taken from different areas — they are depragmatized. They no longer have a regulatory function but are held up for inspection. When conventions are thus depragmatized and arranged horizontally, they become a topic of scrutiny. This is what literature does.

    4

    RvO: May I ask you to expand on that. You describe your project as a “literary anthropology.” Now I take that to mean that literature is your primary source for speaking about the human. You say that literature depragmatizes conventions, holds them up for inspection. Does the literary text offer an anthropological view that is unavailable to other types of discourse?

    WI: Taking literature as our example, I would be inclined to say that though we may critique conventions in our day-to-day living, what literature does is to stage a whole array of conventions more or less simultaneously in a text. Obviously if one wants to find an anthropological implication in this particular exposition, one might say that human beings have an urge to look at their regulatory principles. Why is there such an urge? We appear to want to be with ourselves and simultaneously outside ourselves. If that seems to be a basic human situation — a way of extending ourselves — then this question of assembling an array of conventions horizontally in the literary text might be a way of looking at the regulatory functions according to which human beings conduct their lives.

    RvO: Let me return to the ontogenetic question I broached earlier, which I would like to connect to the thoughts you have just related. In The Fictive and the Imaginary, you refer a number of times to Winnicott’s notion of the “transitional object.” At one point you call the intentionality of the text a transitional object. And elsewhere you refer to the fictive as a “‘transitional object’ always hovering between the real and the imaginary.” You link Winnicott’s transitional object to Piaget’s theory of childhood development. The child makes the crucial leap from “imitation” to “symbolization” when, instead of “imitating” the empirical world through perception and visualization, it uses these stored “images” to assimilate the inaccessible — to extend itself. You suggest that Piaget offers “anthropological” corroboration for your model of the fictive and the imaginary. But should we not say that Piaget’s very interesting theories of childhood development are ontogenetic, that is, psychological rather than anthropological? Why does the child need to assimilate the inaccessible?

    WI: Insofar as one considers this to be ontogenetic, I’ve nothing against it. If this seems to be a general human urge, that’s fine. Now as far as the “transitional object” is concerned, it is a convenient metaphor which I have used for the literary work, insofar as it consists of two components: the fictive and the imaginary. The transitional object, as Winnicott maintains, is something the child needs in order to be weaned away from the mother, so that it can relate thereafter to the world. The child reaches beyond the confines of its mother. The work of literature is also a means of reaching outside of what we are caught up in.

    With respect to Piaget, I would say that the child does not use imitation to “conquer” the inaccessible, but that it uses imitation in order to get outside itself. So a stick, for example, is a horse. By imitating the action of horse and rider in using the stick, the child assimilates a world that lies beyond it. Thus the stick functions as a way of charting something which does not as yet exist. This is exactly what literature does. It assembles items which can be identified from the world in which we find ourselves, and it combines them in such a way that they point to something beyond this familiarity. Literature is structured in such a way that something beyond our ordinary reach is charted and thus incorporated into our lives.

    RvO: Well, I don’t want to push Piaget’s theory into this discussion too much, but I was interested in the way you brought Piaget into your argument at that point. I suppose I want to know how much weight you are willing to put on Piaget as anthropological corroboration for your own theory.

    WI: In a way, Piaget inverts the relationship between imitation and symbolization. Because first of all you have to imitate something, and then you have to use what has been imitated in order to reach out and map that which is beyond what you are imitating. This appears to be a general anthropological tendency.

    RvO: I agree. Since we’re on the topic of imitation and mimesis, this might be a good point to move on to discuss the relationship between “literary anthropology” and “generative anthropology.” Let me begin by simply asking: How do you respond to Gans’s work? What is your general impression of generative anthropology?

    WI: First of all, I have to say that it is a most impressive enterprise by a highly original thinker. It strikes me as one of those rare occasions of a new charting of human culture. What is all the more remarkable is that this enterprise is so cogently reasoned and reveals such an impressive intellectual rigor, which adds conviction to the basic hypothesis and to what it allows us to apprehend. What I can’t understand is that Eric Gans has not met with an adequate reception which this kind of undertaking merits.

    5

    RvO: Well, I am of course similarly bewildered. But allow me to be a bit more specific. What similarities do you see between your own field of “literary anthropology” and that of “generative anthropology”? What are the differences?

    WI: First of all, I would say that the common anthropological interest forms the link between what Gans and myself are pursuing. If one were to pinpoint a difference, I would bring it down to what I wouldn’t call an opposition, but a differentiation, namely, whereas he uses fictions as an explanatory instrument, I am inclined to use fictions as an exploratory one. Fictions are “explanatory” in his case because he wants to provide an overall picture: from the originary scene right through to the postmodern situation. I’m not as ambitious. Literature has been around for the last 2500 years. Obviously it satisfies a human need. If fiction is considered the hallmark of literature, then fictions could be a means of exploring the human makeup. So I think it’s a different direction in which the two of us go.

    RvO: Yes. And I think that’s at least partly encapsulated in the different emphasis in the titles you give to your respective projects: literary anthropology vis-à-vis generative anthropology. Gans has to address the historical position of his own theory. And perhaps that is one reason why people seem to be a little scared off by him.

    WI: Why? Because of the rigor or what?

    RvO: Because ultimately he has to explain the emergence of generative anthropology as something that is — I don’t want to say necessary — but at least historically theorizable. How it must emerge from previous representations, in particular, from literary works, which he calls “discovery procedures.” But the point of generative anthropology — of the originary hypothesis — is that it is a more rigorous attempt than literature to return to the originary event. So he has to articulate this historical movement from literature to generative anthropology. Do you see what I mean?

    WI: Yes. He wants to be all-encompassing. And he has to be so, for the simple reason that if you have this parsimonious originary hypothesis you can only give it plausibility by continually unfolding inherent aspects which in turn provide an explanation for historic situations. I think this is the most admirable aspect of his undertaking: namely, that he continually fans out the implication of what he has postulated and yet simultaneously uses these implications, aspects, and perspectives to explain historical phenomena. Such an explanatory unfolding allows him to bring out the multifariousness that is inherent in his basic hypothesis of the originary scene, and simultaneously makes it possible for him to fold the whole of history back into the originary scene, thus lending credence to the initial postulate. History is not conceived as an ascent towards a goal; instead, the basic constituents of the originary scene, i.e. center and periphery, dominance and resentment, structure the developing history, whose cyclical movements highlight what the “origin” entails, and whose folding back into the “origin” out of which history has arisen makes both history and the originary scene highly plausible. Thus Gans demonstrates the persuasiveness of his explanatory fiction.

    RvO: Yes.

    WI: But that’s not my undertaking.

    RvO: No, but you’ve articulated what I think a lot of people have difficulty seeing, and that is that just because you postulate this originary scene that doesn’t mean you close everything down. Gans has repeated over and over again that the whole point of the originary hypothesis is to open up our understanding of culture.

    WI: Yes. I would also add that it is a most fundamental misunderstanding to say that people who concern themselves with origins are not to be taken seriously. We find ourselves in the situation where the deferral of origins appears to be the be-all and end-all. I don’t think that this is an adequate understanding of the way in which Gans has formulated the minimal hypothesis. For him, the latter is a blank. The fact that he suggests how the originary scene might have taken place — with a kill or whatever — people are prone to take for a reality. The originary scene, however, is definitely a blank. And this is where I am in sympathy with the way in which Gans conceives his hypothesis, namely, if it is a blank, it is an energizing source, which can never be filled. For this reason, anthropology can indeed only be “generative.” As I’m also interested in the energizing or generative qualities of gaps and blanks, I feel pretty close to Gans along these lines.

    6

    RvO: With that in mind, let me then ask you about an important principle in the formulation of this initial blank or hypothesis, namely, Ockham’s razor or the principle of parsimony. Within the heuristic of the originary hypothesis, no more elements should be introduced than are necessary to explain the manifold phenomena of human culture with which the theory is concerned. For Gans, the originary is therefore synonymous with the minimal. The first moment of culture — the event in which the minimal scene of representation is established — is also the most elementary. In keeping the hypothesis minimal, Gans claims that we respect the originarity of the event. I find this kind of commitment to parsimony highly laudable. It necessitates a certain rigor, and it also provides an implicit methodological criterion by which to evaluate the hypothesis. One continually strives to minimize one’s presuppositions as one works from the originary hypothesis through the varying manifestations of representation in history right through to contemporary culture and then back again. Yet when I look around me today in the field of literary and cultural studies, I see no such commitment to minimal or “originary” thinking. On the contrary, diversity and difference — complexity — is pursued as an end in itself. We seem terribly afraid of minimal mimetic centers, of hypotheses, of — dare I say it — constructive theories. We’re very concerned these days with “questioning assumptions,” but usually this means bashing a few other critics on the head, which seems to me a poor substitute for minimizing your own assumptions. No doubt the latter is much harder to do, but still this doesn’t explain the stubborn resistance within the humanities to the kind of cogent project Gans offers us. Your own generosity with respect to generative anthropology has been a notable — and welcome — exception to this general refusal. How do you respond, first, to the principle of parsimony in Gans’s theory, and, second, to the broader question of the contemporary fear among literary and cultural theorists toward such a theory.

    WI: The principle of parsimony is a necessity because one should not burden the blank with all kinds of conceptions, perceptions, or “leads,” though people look for that kind of thing. From an empirically-oriented point of view, one wants to know what in actual fact happened, whether these people stood around the kill and made the ostensive gesture as the deferral of violence. The moment of course you take that as a representation of what actually happened, you are on the wrong track, because then you will not be able to fathom the energizing element which this parsimonious conception entails. To keep it as minimal as possible is necessary in order to be able to unfold and explicate the energizing drive inherent to this “generative” blank. For this reason I think to call it generative is appropriate because if the originary scene had just consisted of the kill with these guys standing around it, nothing much would have ensued from it. The very fact that the minimal hypothesis points to what Gans calls an event is fruitful if one thinks, for example, of Whitehead’s definition of an event, namely, that it is an occurrence without referentiality. That’s exactly the nature of the originary event that Gans describes. In this respect, he might have been better off if he hadn’t offered these naturalistic “leads.” Perhaps in an empirically-oriented culture one needs something of this kind. But then things may be misconceived, as they seem to have been in his case.

    Now as to questioning assumptions, I consider this first and foremost an old Marxist ploy, which has spilled over into ideology critique. Such a strategy has by now become rather old-fashioned owing to its operative principle. The latter entails that the premise of the opponent is disputed on the ground that those who make the objection judge from the basis of having the right or valid presupposition. It is the opponent’s hypothesis which is called in doubt, whereas the one the critic entertains is “off limits.” Basically, this is a proleptic strategy, inducing someone to make a statement, then proving the person wrong, thus asserting one’s superiority. Having achieved this, it depends how to proceed further; one might give some help to the defeated person by providing some education or even brainwashing. However, this is a strategy that I am inclined to consider a holdover from the nineteenth century which, however, appears still adequate in a highly politicized intellectual climate — if one can call a politicized climate intellectual at all.

    Apart from questioning assumptions, if there are cultural theorists, enthnographers in particular, who do not buy Gans’s basic hypothesis, this may be due to the fact that he doesn’t do any fieldwork. I would fall under the very same verdict. It depends on whether one considers studying literature and cultural phenomena fieldwork or not. So, again one would have to say: What kind of training do you have to presuppose? Do you have to be an ethnographer to begin with? In fact there are ethnographers — Geertz, for example — who are well aware that they are using fictions as explanatory concepts.

    7

    But apart from the ethnographer’s argument, what is going on in cultural studies in the broader sense of the term is basically partisan. There are special interests which are being pursued. Owing to this partisan approach, the field is to a large extent politicized. Politics seems to be the only holistic conception which is nowadays acknowledged as valid. But politics is interest-governed. Whatever is of interest would presuppose that there are certain options to choose from — a kind of smorgasbord in which some things are more appetizing than others, but where no item may be privileged. Thus, interest-governed politics is in itself partial and as this is the case, one opposes any overriding, umbrella explanation of things. So, in the final analysis, the objection from politicized circles would be that generative anthropology is nothing but logocentrism, owing to the intellectual rigor with which it is unfolded. As an offshoot of logocentrism, it need not even be refuted, but must be dispensed with on political grounds. I think this is the reason why, at least in the American context, Gans may have difficulties.

    RvO: I sense that too. Many people — especially literary and cultural critics — are instinctively suspicious of Gans’s work because of his explicit attention to origins. They tend to evaluate such a project as unnecessarily normalizing and universalizing. But as you say that is a partisan or “political” approach. But what about the overriding ethical dimension of the originary event: the deferral of violence through representation? This event has to found the scene of representation. Although what is ultimately designated is a blank — and is therefore generative — this blank does have an ethical result or consequence. Gans is fairly forthright on this question. The only way to evaluate his theory is if it is of ethical benefit to humans.

    WI: I would say that whenever you provide an overall conceptualization, you have to pay a price. Narrowing down the act of representation to the deferral of violence is such a price — that is, when your overall conception is guided by an explanatory impulse. If, on the other hand, you have an urge to explore, you can be more diversified. One could use literature as a medium in order to spotlight why human beings are prone to be with themselves and simultaneously outside themselves. We need fictions to come to grips with ends and beginnings. We are sure that we are born and that we shall die, but we have neither experience nor knowledge of either of them. Frank Kermode has once cited the Greek physician Alkmaeon who earned Aristotle’s approval by stating that human beings must die because they cannot bring beginning and end together. We cannot tolerate situations of which there is no experience or knowledge, although we are sure that they will happen or have happened. Similarly, we exist and yet we do not know what it is to exist. In other words, we have an evidentiary experience, and simultaneously we want to know what this evidentiary experience is. So we begin to fictionalize. Fictions are modes that allow us to come close to what these situations might be or how they might be tackled.

    Then there is what I would call the “multiformity of human plasticity.” Representation as a deferral of violence is certainly one way in which this human plasticity is patterned, but it is not the only way. I should like to add that plasticity is just a metaphor for the fact that we know very little about human nature. Nonetheless there is this plasticity, which is continually patterned and shaped. If one uses fictionality as an exploratory instrument, there are many ways to branch out into questions of this type. Basically, one might say that an exploratory use of fictionality allows for the staging of multifarious patternings of human plasticity. For this reason, literary anthropology is not as consistent as generative anthropology. But still I would say that we are heading, or perhaps rather groping, in a shared direction. Therefore, we should consider ourselves comrades-in-arms, instead of saying “I’m right and you are wrong.”

    8

    RvO: I couldn’t agree more. And I’m in fact struck by a number of passages in The Fictive and the Imaginary that seems to identify the same kind of paradoxical process at work that Gans locates in what he calls in his latest book Signs of Paradox the “originary paradox” of the linguistic sign. For you, fiction is always a doubled phenomenon. On the one hand, the fictional text denotes a reality that stands outside it; on the other, it overleaps that reality and insists on its “as if” or fictional separation from that reality. In the process it creates something new, that is, it has the structure of an event. Gans seeks to trace this paradoxical structure that you locate in fiction back to an originary source. Hence what you call his “explanatory” impulse. Humanity invents/discovers itself when it learns to represent itself. For Gans, this originary moment is cast as the specifically anthropological element of his theory. To put it somewhat in your terms — in terms of fictionality rather than representation — the fictional moment occurs in the moment when the sign as the aborted gesture of appropriation intervenes and is accepted by the originary participants as an imitation, not of a model-mediator, the imitation of which is entirely unreflective because it appropriates rather than thematizes the object, but rather of a centrally configured object, the very centrality of which is a function of its “figured” or “fictionalized” status. This is of course a highly condensed paraphrase of Gans’s argument. But the basic implication there is that the object is no longer mimetically sought after by imitating the actions of a model, but is instead represented within a public scene. The act of imitation becomes a formally closed sign that “imitates” — represents — the object. Piaget calls this the movement from accommodation to assimilation, from visualization and perceptualization to symbolization. But the ontogenetic theory cannot explain the originarity inherent in this very transition. On Gans’s anthropological model, the transition is explained as an event that produces the originary sign. Primitive imitation-of-the-model becomes representational mimesis of the object. But the older form of mimesis as a performance — as an event — remains. Reality is doubled by the act; the object must henceforth be interpreted for it is now only accessible via the mimetic structure of the scene of representation. Hence Gans’s concept of a generative anthropology. All cultural phenomena ultimately derive from the event of origin. You, on the other hand, are clearly less inclined to speak about anthropological origins. Your concept of a literary anthropology places its focus on already existing texts, that is, on literature. Still, there appear to be a lot of similarities when it comes your reflections on fiction. Would you agree? How would you assess both these similarities and these differences? That is, how would you compare your similar thoughts on the paradoxical nature of fictionality and your dissimilar starting points: literature for you, and human origins for Gans?

    WI: Well, to cut it down to a final viewpoint, specifically with regard to Gans’s latest book: What he calls the “signs of paradox” means that all these representative patterns which manifest themselves in history have a certain duality inscribed into them, or perhaps are an unfolding of a specific aspect inherent in the originary event, or are a specific unfolding of what it means to defer acts of violence by means of representation. Having postulated the originary scene, one cannot declare: That is it. Rather, Gans explains what is entailed in the notion of representation as the deferral of violence. So he brings out the implicit multifariousness of that concept as revealed throughout history. He branches out into different fields, for example, language and semiotics, thereby demonstrating the multiplicity of aspects in what is originally quite a straightforward scenario. There is a similarity between Gans and myself insofar as his basic conception lends itself to fanning out the originary event into so many different profiles. My view is that — and this is both the closeness and the difference — fiction is marked by a duality. A lie would be a duplicitous example of the latter. This duality has in itself a blank, that is, a gap between whatever is comprised by fiction as what is mutually exclusive. This inherent blank has a generative force out of which the welter of literature arises. So one might say there is in Gans’s basic concept of representation a potential multiformity which he unfolds. I would say that the duality of the mutually exclusive points to the energizing force in fiction. In this mutual mirroring of the mutually exclusive, a world beyond the world in which we live is created, a possible world emerges.

    RvO: Would it be fair to say that your conception of fictionality is more of a structural conception, whereas Gans’s is a historicized version of it? Gans insists on the actual occurrence of this originary event.

    WI: Yes, insofar as a privileging of structure seems to be necessary in order to account for the multifariousness to which it gives rise. This, of course, doesn’t put me in a situation of postulating an originary scene for this energizing drive. Basically, I am inclined to say that whereas Gans is interested in representation as the deferral of violence, I am interested in the way in which fictionality generates possible worlds. The latter may not necessarily have anything to do with the deferral of violence. Gans explains why humankind is able to sustain itself through representation. I am interested in why we need possible worlds instead of the one in which we live. What could this urge for continually creating and indulging in possible worlds reveal about human dispositions? These possible worlds are in turn, of course, also historically conditioned. There is no doubt about that. So this is roughly what brings the two projects together and also what reveals their distinction.

    9

    RvO: Thank you for this succinct delineation. I have just one final question for you, and it’s a bit of an indulgent one on my part for it puts you in the awkward position of having to prophesy about the future. You have enjoyed a long and distinguished career in the field of literary studies on both sides of the Atlantic. Could you say a few closing words about your thoughts on departments of language and literature today? What future do you see for the profession? Is there a place in the humanities for the kind of broad anthropological reflection you yourself have engaged in and to which Anthropoetics is dedicated? Is there an audience — a need — for this kind of reflection? Is cultural studies a “groping” attempt to come to grips with “the anthropological.”

    WI: Well, this is a very difficult question.

    RvO: A fantasy question.

    WI: I am inclined to say that the humanities can be conceived of as a self-defining process. At the inception, the humanities were intimately geared to the nation-state as it emerged at the threshold of the nineteenth century. However, throughout the nineteenth century this paradigm had been subjected to a great many changes. Initially it was assumed that the nation-state found its adequate expression in art and literature through which the norms and values of a people were bodied forth. In this respect the humanities functioned as the “curator” of the nation-state. Toward the end of the century, a distinctly visible shift occurred as people wanted to know how other nations conceived of themselves through art and literature in particular, in consequence of which departments of English, French, and what have you were established — a set-up which is still in place today. However, even in the nineteenth century, questions of methodology and attempts to demarcate the humanities from the sciences became an issue that governed the scholastic activities in the humanities. Such a pursuit had very little to do with the nation-state as the original paradigm. In the twentieth century quite a few paradigm switches have occurred, ranging from the predominance of historical preoccupation through close reading to theory, to name only a few prominent ones. Without further detailing the development of the humanities, overseeing what has happened during the last couple of centuries, the humanities turned out to be a self-defining process, in the course of which they addressed concerns that have been current at the time. For instance, after the phase of impressionistic criticism, a need for criteria developed according to which art and literature could be assessed. New Criticism was the response to such a situation which, in turn, created a growing dissatisfaction as it was based on the framework of classical aesthetics. Deconstruction remedied this apparent deficiency by providing a postmodern framework for close reading. In this vein one might continue to describe the changes occurring in the humanities, all of them pointing to the fact that the shifts highlight a certain sensitivity of the humanities to what appears to be a current need. If we keep this general tendency in mind, we might say that the humanities have experienced several “crises” since their inception; the “crisis,” however, does not mean that the humanities were constantly teetering on verge of collapse, rather it proves to be the “fuel” which keeps the humanities going.

    Given this general frame, one might ask what current need is to be met. Well, the humanities have to become market-oriented. This happens in Europe to a large extent by dissolving the old departmental set-up and establishing “area studies” instead, such as Institutes of Western European Studies or Far Eastern Studies. I myself have been involved in designing such an institution at the Humboldt University, Berlin. After the Berlin wall came down, state governments tried to introduce a new type of institution in order to meet demands from the growing integration of the European Community, for which a new generation of students had to be trained. Therefore, it did not make much sense to go back to the old departmental system modeled on the nation-state. The curriculum of such institutes is basically cross-cultural, as experts are needed for both industry and European administration who are familiar, for instance, with English literature, common law, international government, industrial management, and equally with what would be the equivalents in French, Italian, and other European cultures. Well, of course, the various curricula offer specialization geared to needs and individual interests. Something similar is happening in Britain, and to a certain extent in France. These fledgling institutions cater to a market which is rapidly emerging and for which so far no education was provided.

    10

    Such a market-oriented reconceptualization of the humanities need not and should not dispense with research altogether. However, the future research will certainly not be confined to literature, although literature may be an important component of interdisciplinary subject matters that have first of all to be constituted by collaborative research of different disciplines. It may well concern itself with questions of anthropology, although I am not saying that this is the “guiding light” for research in the next couple of decades. What I should like to stress, however, is the necessity for acquiring what has come to be called in Europe a “cultural competence.” For this competence, a disciplinary grounding is indispensable, otherwise we get a dilettante jack of all trades. Interdisciplinary research would have to focus on how to underpin the market-driven orientation. For instance, “liminality” might be such an issue, designed to explore borderlines and the distinctions derived from them. The exploration of cross-cultural relationships might be another one which could result in developing ideas concerning cross-cultural discourses. Furthermore, translation of cultures is a highly pertinent topic, as is the related topic that calls for an investigation of what happens when different or even heterogeneous levels of culture are interacting. In other words, the examples mentioned are areas for interdisciplinary research geared to the practical demands the humanities have to meet. Accordingly, the humanities will have a dual function. On the one hand, research will be devoted to aspects of an overarching nature — of which literature is certainly a part, but not the be-all and end-all, which it used to be when the nation-state was the commanding paradigm — on the other, there is the market-driven orientation. This two-tiered situation which seems to be emerging strikes me as a response of the humanities to current requirements. It ties in with the observation that the humanities are a self-defining process. I am not denying, however, that there is a certain faddishness, which always accompanies shifts in orientation. We see this happening all the time. In the sixties, for instance, society was the focal point of intellectual concerns in the humanities, in the seventies it was language, and now it is otherness and narcissism. However, the very fact that trends produce focal points indicates that the humanities are not an exclusively research-oriented enterprise like the sciences, but respond to what appears to be in the air. Thus the humanities, basically in the service of the tradition, nevertheless keep responding to what the tradition might be needed for.

    RvO: Thank you very much, Professor Iser, both for your time and, more importantly, for your thoughts.

  • Benchmarks (Anthropoetics III, no. 2)

    Wolfgang Iser’s article is the text of a talk given at the Learned Societies Luncheon in Irvine on February 24, 1997. His conversation with Richard van Oort, as well as Lahoucine Ouzgane‘s and Eric Gans‘s articles were prepared specially for Anthropoetics. Peter Goldman‘s article is adapted from the first chapter of his dissertation.

    About our Contributors

    Wolfgang Iser is professor of English at the University of Constance and the University of California, Irvine. His books on reader-response theory include The Implied Reader: Patterns of Communication in Prose Fiction from Bunyan to Beckett and The Act of Reading: A Theory of Aesthetic Response, which has been translated into ten languages. His books on literary anthropology include Prospecting: From Reader Response to Literary Anthropology and The Fictive and the Imaginary: Charting Literary Anthropology. Iser has taught at universities in the United States, Canada, Germany, Britain, France, Spain, Morocco, Korea, and Taiwan.

    Richard van Oort holds degrees from the University of Victoria and the University of Western Ontario. In his M.A. thesis, entitled Mimesis, Language, Culture: Speech Acts and Generative Anthropology, he examined the contribution that originary thinking makes to traditionally conceived areas in the philosophy of language and culture. Currently a graduate student in the Department of English and Comparative Literature at UC Irvine, he is working on a Ph.D. that explores the methodological implications of the originary model for a theory of fictionality.

    Lahoucine Ouzgane is Assistant Professor of English at the University of Alberta, Canada, where he completed his PhD dissertation on mimetic desire in several major American novels. He has published on women in Islam and masculinity in North African literature; he has also just guest-edited (with Andrea Lunsford) JAC: A Journal of Composition Theory‘s special issue on postcolonial and composition studies (Volume 18.1, Winter 1998).

    Peter Goldman is a graduate student with the Department of English at the University of California Irvine. He is currently working on his dissertation “‘The Wheel of Conversion’: Ethics, Hermeneutics, and Puritan Spiritual Autobiography.”

    Eric Gans is Professor of French at UCLA. His CV is accessible by clicking on his name below.

  • Resistance to GA

    Recently Richard van Oort (who needs no introduction to readers of these Chronicles) expressed some concern with what I shall call in DeManian terms the “resistance to GA.” Why aren’t students of culture convinced of the necessity of an originary hypothesis? Why do they choose the inelegance of cultural empiricism over the minimalism of originary thinking? Even independently of scenes of origin, why is the mimetic theory of desire not preferred to the mythical mishmash of Freudian doctrine with its Lacanian and feminist overlays?

    The simplest answer is that the problem is essentially political: the intellectuals who study culture, if only to justify their status as intellectuals, are suspicious of any theory that appears to validate the hierarchical reality of the social order by deriving it from originary necessity. Hence they prefer to consider the ideal of reciprocal morality as an unexplained transcendental imperative against which all societies come up short rather than a model guaranteed by our originary use of language. As a result, they see history as moving toward an eschatological horizon defined by the establishment of a static egalitarian utopia rather than an unending dynamic process of deferring conflict through representations that provide the differential basis for further conflict and for new representations.

    But Richard might still wonder why we need the minimalist hypothesizing of GA in order to defend the movement of history.

     


    If the study of culture were truly a science, the debate over GA would be conducted quite differently. If the minimalism of the originary hypothesis has not been accepted, it is not because a more parsimonious hypothesis has been found, but rather because, in the matter of fundamental anthropology, “scientific” neutrality is felt to be better served by disallowing any hypothesis at all. That each is in fact operating under his own implicit–and no doubt far from minimal–hypothesis is acceptable, since under the circumstances, he can make no attempt to impose it on others.

    This de facto situation is so close to the originary hypothesis in its more recent formulations as to make their essential difference all the more apparent. The hypothesis, contrary to what many think, does not require “belief” in a particular scenario of the originary event. It affirms rather that the most parsimonious version of any given anthropology is the one that constructs such an event in such a way as to include all the elements that are essential to its vision of the human condition.

    The originary hypothesis is not reducible to any given scenario or set of scenarios. What it does affirm, and what is really the bone of contention, is that an analysis of cultural phenomena implies an anthropology the foundations of which may be specified. It is this specification that is felt as restrictive. But failure to do so is not an act of “freedom.” However one proceeds in an analysis, one ends with a finished text from which an implicit anthropology or vision of the human may be inferred even if it was not thematized at the outset. As anyone who has ever written a doctoral dissertation knows, you write the introduction last, and you often discover in writing it a set of basic principles rather different from the set you started out with.

    To refuse to define basic principles at all is, in effect, to impose another set–quite often, in our still-modernist era, a set that has ostensibly little to do with anthropology. GA’s problem is that it is indeed an anthropology, that it affirms that culture is made by people, “selves” if you like, whereas our cultural specialists have been deconstituting and deconstructing the Self–first the bourgeois Self, then any Self at all–for the last 150 years.

     


    But you don’t have to take my word for it. Here is a footnote from Paul de Man himself, the ultimate master of modernist criticism whose vast learning and extraordinary intellectual finesse (and, I might add, helpfulness to his students) were undeniable, whatever one thinks of his wartime publication record. This little gem is found in “Lyrical Voice in Contemporary Theory: Riffaterre and Jauss” (in Lyric Poetry Beyond New Criticism, ed. Chaviva Hosek and Patricia Parker, Cornell, 1985), a exemplarily enigmatic article that sheds considerable light on the master’s denunciation of ethical readings of cultural texts as illusions of “blindness” that the critic’s “insight” can discover only at the price of an unnamable “blindness” of his own. (GA does not find this paradox fearsome because it understands that culture deals with it not by endlessly going round in circles but, if one can pardon the Hegelianism, dialectically. Whether or not we eventually blow each other up, we know a bit more about ourselves than our ancestors, and we are better off putting this knowledge at the service of a constructive rather than a nihilist vision of the human.)

    Rather than being a heightened version of sense experience, the erotic is a figure that makes such experience possible. We do not see what we love but we love in the hope of confirming the illusion that we are indeed seeing anything at all. (n. 14, p. 63)

    De Man is speaking here not of a love affair but of a line from a poem by Victor Hugo, “j’aime le carillon” [I love/like the carillon]–whence his reference to the erotic as a “figure.” Yet his text refers to the erotic in general; that is, it expresses an implicit anthropology.

    The first sentence that calls the erotic a figure asserts a generality not incompatible with originary anthropology: the erotic is “figural” in de Man’s vocabulary in the sense that it depends on representation, and therefore on the paradoxical interaction between representation and what it represents. To write “I love the carillon” is not to make the imaginary carillon more vivid (“heightened version of sense experience”), but to provoke in us the “transcendental” imagination that there “is” indeed a carillon rather than the mere signifier on the page.

    But the second sentence, whatever the author’s intention, goes beyond the realm of writing. “We do not see what we love” because love and seeing are on two different planes: we see materially but love transcendentally, that is, love is mediated through signs. “Seeing anything at all” is an “illusion” because “anything” in this context belongs to the sign-world rather than the real world. “To see anything” in this sense means to have an experience of meaning, and for de Man, the conjunction of experience and meaning can only be illusion–the literary text simply makes the illusion convincing.

    All these categories cry out for a generative explanation. Why? Because only thus can they be left in their DeManian paradoxicality while being understood at the same time in their human reality. No, we cannot have love without signs, but why do we have signs in the first place? How can it be said, without contradicting de Man’s essential point, that God is Love? The transcendental realm of the sign is not, cannot be, simply independent of the human, as de Man and, in the last analysis, all modernists think; but it is not, as humanists like to imagine, simply human either. The sign is both of us and beyond us. But this is a sterile paradox unless it is given meaning within our fundamental anthropology–unless, in a word, the transcendental can be shown to emerge from worldly immanence precisely in the locus, in the “moment,” of the human. Which is the very content of the originary hypothesis.

     


    I’m not sure how many deconstructionists the above argument would persuade, not to speak of their successors, the multiculturalists who would find in its very sophistication a sign of Eurocentric bias. But I hope, at least, that I have persuaded Richard van Oort. If I can’t convince Richard of the intellectual validity of GA, then I’m really in trouble!

     


     

  • Carnal Knowledge

    Last week’s New Republic (September 8 & 15) contains a lengthy review (pp. 29-38) by Margaret Talbot of Bettie Page: The Life of a Pin-Up Legend by Karen Essex and James Swanson (General Publishing Group). Like the book itself, the review is a piece of nostalgia, including three photographs of Ms. Page, who flourished as “America’s underground pin-up queen” from 1950 to 1957. Although I was sixteen in 1957, certainly old enough to appreciate such materials, I must admit having no memory of either the name or the body of Ms. Page, whose dark page-boy makes her look (especially in one photo with glasses) like my idea of Lois Lane. But my subject here is not Bettie Page, but the widespread nostalgia for a sexually more innocent age, as expressed with some poignancy in the article’s final paragraph:

    Finally [the Bettie Page photographs] are tinged with pathos, since they are survivals of a time when fetishism and exhibitionism and ordinary sexual adventure really meant something, when their setting was the cheesy chiaroscuro world of roadside motels with linoleum floors and vinyl furniture, not the fake expensive world of fashion magazines and rock videos, a time before pseudo-porn seeped into advertising and was made pleasant and normal. These images remind us what it was like when erotica was mostly hidden. There are many reasons to oppose repression, but in the universe of repression, one learned the twin arts of fantasy and mystery. Bettie Page always seemed so good when she was being so bad. It is a paradox made of distinctions that we have almost completely destroyed. Poor glutted smirking us. If we cannot be bad, how will we be good? (38)

    Ah, how innocent things were back then! We have heard this so many times it sounds like a truism. But this kind of thinking is both pernicious and false. Contra Ms. Talbot, I think we are privileged with a far better chance than our fifties counterparts of transcending our “glutted smirking” side and of giving the “ordinary sexual adventure” we call love its best chance of success.

    This way of writing about pornography is based on an extremely narrow idea of the erotic, one that could be summed up in the phrase “if you’ve seen one, you’ve seen them all.” It implies that once one has seen a depiction of a normally hidden part of a woman’s body or of some particular sex act, then that body part or that act loses its interest, no longer “really means something.” There is an interesting glissement in this passage between the seepage of pseudo-, that is, softcore porn into advertising, videos, etc., and the general availability of hardcore porn which indeed is still set, mutatis mutandis, in the same “cheesy” world as the softer stuff of forty years ago–for that kind of erotica, although a lot easier to find than in the old days, is still “mostly hidden.”

    But my critique is independent of this nuance. Because Ms. Talbot has an understanding of sexuality divorced from the idea of love–which I am sure she considers a “good thing” to add to the sexual mix, but clearly not an essential component–she not only fails to note the present era’s progress on the sexual front, she fails to understand that pornography and even what used to be called “perversions” themselves pay homage to the sexual ideal of mutual love: the mutual gift of sexual pleasure without the abandonment of mutual care.


    My first point is that the generalization of sexual knowledge–through the media and the education system as well as pornography–spells not the universalization but the end of the “smirking” attitude, which is predicated rather on the rarity of this knowledge. No doubt the distribution of sexual information to the young has its problems; sex education in the lower grades is offensive, less in my mind through any direct psychological damage to the children involved than through the disrespect of our educational institutions that this kind of instruction inspires in them. This aside, the advantage that accrues to society from the dissemination of sexual knowledge is in foregrounding the difference, which previous societies tended to elide, at least above the lowest social levels, between sexual knowledge in general and “carnal knowledge” in particular.

    That in the good old days one had real knowledge only of one’s presumably unique sexual partner–knowledge that such as Bettie Page hinted at but never revealed–is a limitation rather than an advantage. A look at the “marriage manuals” of past generations will convince anyone both that explicit sexual knowledge has always been of value and that the pudeur of the past made such knowledge difficult to obtain in a safe and respectable context.

    What does one “know” when one sees a naked body or a sexual act? The general conformation of the organs, the general procedure of the act. But acts of love are not general but particular. One does not love the loved one’s body less because one has prior knowledge of bodies in general. The generalization of sexual knowledge among adults is conducive to reverence for one’s Other not as a generic sexual being but as a particular person who does not lose his or her individuality in moments of sexual intimacy. It is no doubt regrettable that some of this knowledge is obtained by means of posed images of real people: pornography is not a nice industry. But as a form of degradation, it is certainly preferable to the widespread prostitution that was the past century’s way of spreading sexual knowledge to the male population, while keeping “respectable” women in the dark as much as possible.

    Let me not be misunderstood: I am not writing “in favor of” the distribution of pornography. But this distribution is a fact of our lives, and, aside from keeping it out of the hands of small children, attempts to arrest it in the age of the Internet are bound to be ineffective and to produce more harm than good. I would suggest that, like many objectionable forms of knowledge, beginning with that obtained in the felix culpa of the Fall of Man, sexual knowledge is ultimately more a blessing than a curse.


    My second point is that pornography, as well as perversions like bondage, pedophilia, and the like, however reprehensible or even criminal, should be considered as manifestations not of “evil instincts” but of deviated desires for love. This does not mean that all such acts should be tolerated; but if we understand them in this way, we are less apt to mislocate the source of human evil in sexuality instead of in our desiring nature in general–a tendency that has been paradoxically encouraged by the Freudian mythology that dominates our era. Even the aforementioned biblical scene of the Fall often alluded to in support of this view suggests quite the opposite. The eating of the forbidden fruit is in no way sexual; it is a simple act of resentment. Only after the Fall does sexual desire become dangerous and shameful. It is desire as such that is the human problem; sexuality, because it is desire for another person, intensifies the inherently problematic nature of human desire, but it is not its source.

    We should see love as the “natural” telos of sexual activity, and understand perversions in terms of the deviated means they use to reach this telos. Pedophilia, to take a particularly distasteful example, deviates the exchange of love to a child whose innocence of sexual desire substitutes for innocence within sexual desire. The child is in this respect a “fetish,” a sign of innocence used as an instrument rather than a person. We will condemn the pedophile with a better conscience, and perhaps even give him some hope of being cured, if we separate innocence from childhood and consider it as a rightful quality of sexuality rather than a naive illusion.

    Similarly, sexual bondage perverts the mutual caring that is essential to sexual love. Here we are on more familiar cultural terrain; the complaints of Petrarchian poets about their love’s cruelty are less controversial than Humbert Humbert’s paean to Lolita. What lover would not suffer for his beloved? but asking her to whip him is, once more, “fetishizing” this suffering in a voluntary act as opposed to a context where suffering would serve a real purpose. (This is, to my mind, what “fetishism” really is; the current fascination for things and sexual organs that passes for a theory of fetishism is, on the contrary, fetishism itself. Sexuality, like all things human, is essentially interactive.)

    When I look through the best-sellers in an airport news-stand or flip through the magazines at the supermarket check-out counter, I am always struck by the importance popular literature gives to love. In magazines like Cosmopolitan or Glamour, it may be cloaked in a mask of hedonistic sexuality. But beyond the recipes for multiple orgasms, these publications are primarily focused on finding and keeping the right person, not merely as a spouse, but as one’s “true love.” However corny this term appears in an academic context, it sells in a popular one because true love, in all its simple transparency, is what people want–it is what we need.

    In our time, when the decline of the institutional sacred puts an ever-greater burden on the couple, I think we should be grateful for any form of knowledge that allows us a better chance of seeing and valuing the uniqueness of another person. We should not abandon the ideal of sexual innocence–au contraire–but it should be asserted en connaissance de cause, after sexual knowledge rather than before; only thus can the superficial cynicism of the “glutted smirking” response be disarmed.  It is preferable that we appreciate and defend the virtues of love out of knowledge–even knowledge obtained from the unsavory purveyors of post-Bettie Page erotica–rather than out of ignorance.


     

  • On Celebrity

    The accidental death of Princess Diana leads naturally to a reflection on celebrity that we are obliged to take up for the very reason that “the crowd” has been reflecting on it and that we are all, in one way or another, part of the crowd. That there is no simple way to describe our form of participation in mass phenomena is perhaps the most significant revelation of such an event. One cannot ignore it; there is too much publicity. One can refuse to be deeply affected by it; but refusal is a marked position within the situation opened up by the event, the unmarked position being the expression of sorrow. Yet it is superficially arch to deduce from this our slavery to the media. The use of GA is precisely in shedding light on situations of this sort, where we are obliged to sort out the different layers of our relationship to the scene of representation.

    The lowest level of discussion is exemplified by innumerable media pundits telling us how much “we” identified with / loved / will miss the Princess, who filled the necessary function of bringing glamour to “our” otherwise banal lives. This form of discourse is at best naive and usually condescending, since the pundit’s celebrity identification exists only to permit him to speak for “us,” as Victor Hugo spoke for the voiceless masses of the nineteenth century; we may take for granted that, unlike “ours,” the pundit’s life is something other than banal. As the pundit’s listeners, we are told what “we” think; our very reaction to this “supplementary” telling, even if positive, deconstructs the superficial naivete of this mode of discourse.

    A more sophisticated approach is exemplified by William Pfaff’s column in the Los Angeles Times on Wednesday, September 3. Pfaff rejects the idea of involuntary “identification” as crudely condescending; he claims that “we” follow the lives of people like Di only because “it was a great story,” and that indeed, if anyone’s life is “empty” and needs filling, it is not ours but that of the celebrity, whose “narcissistic” addiction to the obsessive publicity represented by stalkarazzi has here led to a sad conclusion. While Pfaff is right in taking the naive we-sayers to task, I do detect a whiff of resentment in his paradoxical reversal of the dependency role. Most people would unreflectively consider the celebrity obsessed by public attention to be less mimetically dependent than the “fan” fascinated by the celebrity: if the first is a slave to mimetic desire, she is individualized by it in a way inaccessible to the second. There is indeed something abject about the public appetite for celebrity, although its specific nature has not been grasped by either of the above analyses.

    An apparently more useful way to talk about celebrity from an anthropological perspective is to note its resemblance to the sacred. But the word “sacred,” like the quality it designates, hides as much as it reveals. In particular, it hides its mimetically interactive character. Both the naive pundits and Pfaff construct a model of an essentially dual relationship between “the public” or “we” and a celebrity such as Princess Diana. Adding the term “sacred” does nothing to change this: to claim that “we” treat celebrities as sacred, or that on the contrary we just consider them sources of “great stories,” does not answer the question of why or how we relate to sacred beings at all. What good does it do me to “identify” with someone who knows nothing of me? to “believe” in a celebrity / divinity I have no contact with?


    Readers of this column may have guessed that the inadequacy of these dyadic subject-object analyses lies in their failure to grasp the triadic nature of desire. My relationship to a celebrity, or to the sacred that he or she incarnates in however diluted a form, cannot be understood in dyadic terms. The value of celebrity, the sacral aspect of which is enhanced in the present case by the sacrificial resonance of accidental death, lies in making us aware by concrete example of the mimetic structure of our relationship to the sacred–but not so aware that this awareness does not require elucidation, since the triangularity of desire is always hidden from our experience even when we “know” it to be present.

    Why do we “identify” with celebrities? Why shouldn’t we simply resent those whose visibility, as the very word “celebrity” implies, need not be justified by any noteworthy achievement? If this person, arguably no more unusual than myself, is famous while I am not, what explains his or her value to me? The answer to this conundrum is that we identify with the celebrity against our own milieu. The teenager who takes a rock star as his “role model” in opposition to parental norms is a familiar example. But it should not be taken to imply that celebrities are useful only for purposes of generational or other group definition. The celebrity helps me to define myself even against my contemporaries who identify with that very same celebrity. In this case, our common relationship with the celebrity approximates our originary relation to the sacred, which is in principle the same for everyone. You and I worship the same God, but he mediates our relationship by lending to my actions a transcendental significance–even if he does the same thing for you. The sacred defers our potential mutual violence because the sacred is accessible only as (indefinitely reproducible) representation, not in its (scarce) reality.

    The frustration I still recall from my childhood with a way of avoiding direct competition may well have been the original germ of my interest in Girard’s mimetic theory of desire. It works this way: Suppose Jane scores 95 on a math test on which Joe scores 90. She expects Joe to show her the deference due her superior achievement; but instead, he tells her, “You’re not so great; my friend Jack scored 99!” She expected to be able to profit from dyadic comparison with Joe, but discovers that, from his perspective, she is symmetrical not with him but with his other acquaintances, among whom she is not the best. Now Jack, who is best of the three at math, is a person of some rarity; we might even call him, on a local level, a celebrity. He may not really be Joe’s friend, may not know him at all–indeed, he may not even exist–but his even imaginary existence is useful to Joe, not because he “identifies” with his success, but because he can use it as a weapon against Jane.

    No matter how tenuous my connection to the celebrity, the simple invocation of a name preserves me from the direct competition of my fellows. Alice may be prettier than Betty; but Betty’s movie magazine depicts the girls she “really” identifies with, who are, needless to say, far prettier than Alice. Charles is buffer than Dan, but the guys in Dan’s physical culture magazine make Charles look skinny. One identifies with celebrities precisely to the extent that one feels the need to define oneself against one’s own milieu. This is what is meant by the oft-stated opposition between the “emptiness of my life” and my fantasy of the celebrity’s fairy-tale existence. But it isn’t emptiness but plenitude that disturbs me–the plenitude of the world of Others. Celebrity-fantasy, indeed, any kind of fantasy, doesn’t fill an empty space; on the contrary, it helps me separate myself from the evidence of my mediocrity that those close to me provide. If I were a hermit, I’d have no need to fantasize about celebrities.

    None of this should lead us to deny that figures like Diana are loved, albeit not with the reciprocal human love that has motivated these columns. The quasi-sacred presence of a celebrity makes us potentially more tolerant and even loving to the very neighbors with whom we would otherwise be in conflict, just as love of God makes humans potentially more tolerant and loving to each other. Yet neither can we deny that the celebrity-sacred, even or especially when practiced by the intelligentsia, is a degraded, “sacrificial” form of sacred, just as Arnold-movies and the like, even or especially when cultivated by the intelligentsia, are degraded, “sacrificial” forms of art. All the camp sophistication in the world can’t make my “relationship” with someone like Diana more than a stylish version of Joe’s ploy against Jane. The postmodern age is allergic to centralized exemplarity. Only in death–and especially in unnecessarily early death–can a celebrity come close to a moment of genuine consecration.


    The real lesson to be learned from “our” cult of celebrity is that we cannot simply go without sacrality. Postmodern cynicism and demystification have lost their edge and become merely perverse forms of naivete. Yet traditional religions have their limits, and the newer religions strain our credulity.

    But sacrality, properly understood, is nothing other than reverence for the personhood of what cannot simply be appropriated by our appetite. Christianity has already taught us that the highest form of worship is that which understands the humanity of the sacred center. The best way for us to extend the Christian lesson of post-sacrificial sacrality into the postmodern era is to conserve our worshipful energy for those closest to us, those alone whom we can really love because we can expect them to love us in return.


     

  • Originary Democracy

    My colleague David Rapoport of the UCLA Department of Political Science, the founding director of our Center for the Study of Religion, was recently kind enough to invite me to an upcoming conference on democracy and violence. The following sketches an originary analysis of democracy along the lines of what I am preparing for this conference.


    Modern liberal democracy was declared a few years ago by Francis Fukuyama in a famous article–and how many articles become famous?–to signify the “end of history.” This rash and paradoxical Hegelian claim aroused much controversy. Whether it requires that historically existing liberal democracies succeed in the face of the resentment they generate among the less successful, or that they indefinitely avoid destructive conflict among themselves, these are points Hegelians may wish to debate (A: If the real is rational, historical success is indeed crucial; B: But at the “end of history,” in the realm of freedom, the real need no longer be rational; history has taught us all we can know of rationality). But no one has really been able to attack the author’s central thesis, which is, “history” aside, that liberal democracy is the ultimate form of social organization and cannot in principle be improved upon.

    Liberal democracy contains two essential components: (1) a free market economy, however qualified by political intervention, and (2) a democratic political system in which sovereignty ultimately resides in the citizenry as a whole and is regularly expressed in elections. Whatever the details, the essential feature of democratic politics is that only elected officials exercise political (legislative or executive) power, and that their election is always for a limited term.

    Political theorists generally ignore the analogy between these two central institutions. Both the market and the elective political order are decision-making mechanisms that produce unanticipated results by aggregating the inputs of many individual participants. Both market prices and election returns are the resultants of a multitude of individual decisions, and neither can be determined in advance. Just as each citizen casts his vote as he sees fit, each participant in the market buys and sells as he sees fit, in both cases, of course, within the limits of what is available to buy, sell, or elect. But where there is demand, whether for goods or for political programs, the principles of both institutions dictate that someone will attempt to supply it, since “the people”‘s demand is the ultimate source of all power.

    Why do these institutions fit so well together that we characterize the system that combines them as “ultimate”? In both cases, decisions are made in what seems intuitively to be the most “natural,” least constrained manner. At a given moment, the best price or course of action might be one dictated by an enlightened despot; but in order for the latter to impose his choice, he must have means of affirming his legitimacy as decision-maker independent of the will of the citizenry, who have no outlet for their resentment if they disagree, whereas in an elective system, all have had their chance at electing him and will soon have the opportunity to elect someone else in his place, and in a free market, buyers and sellers determine prices among themselves.

    Democracy indeed seems more “natural” to us today than other systems, yet this was hardly the case in the past: in most places and periods of history, there have been no democracies at all, and people expected to be governed independently of their will by a single ruler and/or an elite oligarchy. If we feel able to affirm nonetheless that democracy is a “natural” institution, it is because we feel that any other system requires greater expenditure of real or potential physical violence in order to maintain itself. When we form voluntary organizations, our first impulse is to conduct business, whether as a collectivity or under the leadership of officials, according to the “one person, one vote” principle; any other procedure would reflect overt or implied coercion. Similarly, any spontaneous meeting of buyers and sellers will lead to a “free market,” different only from the “capitalist” free market in its local nature which limits the knowledge of supply and demand accessible to the parties to the transaction.

    This suggests that both markets and democracy are minimal institutions, points of least resistance or “valleys” in institutional space. But neither this assertion nor that of their compatibility is an empirical statement, however they may be supported by empirical evidence. The same is true of our “moral sense” that all persons are essentially equal and in the general case should have equal rights. We can construct a “social contract” or even, a la John Rawls, an “original position” to make this point, but our intuition of human equality clearly precedes these artificial constructions, which are only meant to permit us to explore the consequences of this intuition.

    In contrast to these a posteriori constructions, GA’s originary hypothesis constructs a plausible model of a minimal event that could indeed have given rise not only to our “moral sense” but to all the fundamental cultural elements–language, religion, art…–we share with other human beings. We need not “affirm” that such an event took place; we merely claim that its reconstruction offers the most parsimonious set of assumptions from which to derive what we know about the human-in-general. In the case at hand, in opposition to social-contract “scenes of origin” with which it is sometimes confused, the originary hypothesis explains in actu the connection between linguistic competence and moral equality that is implicit in the “natural” democratic slogan “one person, one vote.” What is “natural” about both the market and democracy is that they embody originary human reciprocity, which is not a biological but a cultural trait, one inherent in the symmetrical interchange of language. Our hypothesis explains as well why the slogan was not long ago “one person” but “one man,” in other words, why women were not only not included in the original notion of human equality but were denied voting rights in democracies until extremely recent times. In contrast, the a posteriori rationalism of the “original position” can only condemn earlier democracies for “sexism,” as though the passage from “one man” to “one person” were the simple rectification of a moral error rather than the result of a rational historical process.


    What is to be learned from the historical origin of democracy in the late sixth-century Athenian polis? Politics as a self-consciously independent activity does not exist in predemocratic societies, where relations of power are inextricable from the system of ritual distribution. In primitive hunter-gatherer societies, this system is symmetrical, “equalitarian”; with the advent of agriculture and the accumulation of surpluses of food and consequently of labor, the ritual center becomes a source of redistribution, controlled at first by local “big-men” and eventually by a palace hierarchy such as prevailed in Greece in the Mycenaean era. The key step in the creation of Athenian democracy was Solon’s abolition of debt-enslavement (seisachtheia) at the beginning of the sixth century B.C.; the democratic citizen is “free” (eleutheros) because he has been freed from dependency on the ritual distribution system and its persisting aristocratic remains. This is a historically new conception of human identity: the citizen is an independent producer who is the master of his labor and can only be imposed upon through democratic decisions of the community within which he participates equally.

    For the first time, the alienation of individual freedom to the center that is a necessity of all social organization becomes a reflective, voluntary act rather than one imposed by the sacred necessity of deferring violence. But political liberation is achieved only through the prior economic liberation of the citizen from the remains of the ritual distribution system. Some features of this liberation anticipate and even exceed those of the Early Modern homo economicus. The Athenian citizen was not, like the Roman, subordinated to a family he was obliged to perpetuate. Athenian parents could disinherit their children; conversely, there was no equivalent to the Roman patria potestas that affirmed the authority of the father over his adult sons. (See Raphael Sealey, The Athenian Republic, Pennsylvania State UP: 1987, chap. 2.) No doubt the Athenian economy was not the ever-expanding free market of “capitalism,” if only because it was largely driven by the need to bring in slaves from the empire to replace the free unpropertied citizens in performing labor for the rich. But the essential compatibility between economic and political freedom does not depend on capitalist accumulation; it suffices that the economy be composed of individual agents liberated from the preestablished identities defined by the old palace redistribution system and the aristocratic rule that followed it.

    Athenian democracy is of world-historical importance because it is the first form of social organization that consciously implements our originary intuition of human linguistic reciprocity. In Athenian politics, the violent agon of physical conflict was deferred, not by ritual prescription, but by its systematic transformation into the peaceful agon of words. Aeschylus’ Eumenides celebrates this revolution in human self-consciousness. Democracy is the ultimate political form because it directly implements the primary function of human culture: the deferral of violence through (the free exchange of) representation(s). But the Athenian experience shows that this is only made possible by the citizen’s economic liberation from the constraint of ritual distribution. It is this originary potential connection between democracy and the free market that is realized in modern liberal democracy.


     

  • Cultural Elevation (Cultural Studies series no. 3)

    If one thing has preoccupied me since my college days, it’s the distinction between high and popular culture. I have never been impressed by theories that disparage this distinction as a deluded reflection of hegemonic oppression of one kind or another, nor by those that purport to oppose an authentic popular culture to the “mass” culture purveyed by the elite as panem et circenses or “repressive tolerance” in order to divert the proletariat from its true revolutionary vocation. On the contrary, the opposition of high to popular art belies demystifying analyses of the social order as a mask for the will to power. High art has an elevating quality that it seems to me churlish to deny; in contrast, popular art, whatever its pleasures, is self-indulgently resentful. This is not the end but the point of departure of my analysis, but I cannot accept a model of culture that fails to account for this opposition.

    More recently, I have come to feel that the postmodern era no longer tolerates the notion of high art, and that what is left of its heritage–in music, poetry, the plastic arts–has become so narrow in its appeal to “specialists” that it can no longer claim to elevate the soul. This artistic heritage has retained the ascetic relation to desire that has always characterized high art, but the askesis it asks of us seems to prepare us less for a chastening of our desire in the real world than for a demonstration of our superior esthetic sophistication. Asceticism become its own raison-d’être is just inverted hedonism, as Baudelaire recalls to us in a deliberately archaic mode: …la Sainteté / Comme en un lit de plume un délicat se vautre, / Dans les clous et le crin cherchant la volupté [… Sainthood / As an esthete stretches himself in a featherbed / Seeking sensual pleasure in nails and horsehair]; and ultimately, the hedonism is transformed by the iron laws of mimesis into mere snobbery. No doubt this has been a feature of modern art since the days of Proust’s Mme Verdurin, but by now this feature has come to dominate all others…

    But the passage of the years (I turned 56 this week) has led me to revise this perspective. I would make a case for the persistence of the impulse to elevation rather than of high art per se. The notion of esthetic “height” that implies invidious comparison with “low” or popular art is no longer tolerable; an impulse to elevation is a movement, not a fixed location, a goal rather than an a priori given. Above all, the esthetic question of elevation comes down to the ethical one: what is elevation for? what model of human interaction does it contribute to? And once again, I find this model not, as in the past, in public relationships but in those of intimacy, as epitomized by the communication-structure of lyric poetry, although by no means limited to it.

    The originary moment of high culture is the movement of renunciation, of deferral through representation; that of popular culture, the movement toward the division of the sacrificial spoils, the sparagmos. The latter is, we should not forget, still a movement-toward and not the real thing, although in the orgy of the “carnavalesque” it can get pretty close. Just as, in Northrop Frye’s schema, the tragic is part of a cycle represented in toto in “romance,” the ascetic high-cultural moment is part of the same overall sacrificial movement as the appetitive popular one; hence its foregrounding calls forth accusations of hypocrisy. But high culture does not deny sacrificial violence; it merely asks us to stand back from it enough to accept our complicity in denying the (real or virtual) humanity of the victim, whose position it forces us to understand from within.

    But the tragic lesson of high culture has been put in question by the postmodern age, when there is no locus of authority. The old high culture depended on the unreflective acceptance of the public esthetic scene, whose “classical” esthetic authority beyond the esthetic subject himself enforced the refusal of desire. This authority of the esthetic reached its highest point of tension in the modernist era and was destroyed, no doubt forever, in the Holocaust and its victimary aftermath.

    But now that the dust has settled, we realize that we cannot simply renounce the high-cultural ideal. In the first place, we continue to cultivate its works as a “canon” that, whatever the contortions of modern cultural politics, is far from abandoned. As has been pointed out by astute commentators, in recent years, Hollywood has given more emphasis to Shakespeare than many English major programs. Classical music continues to flourish, even if its audience is not vast. We must therefore ask ourselves into what ethical context the lessons of these high-cultural works are being inserted–without one, they would lose their audience and become mere objects of antiquarian study–and what works are being or might be created specifically for this context.

    In recent Chronicles I’ve been developing some ideas on lyric poetry that I won’t rehearse here in detail. The core of my argument is that our postmodern era is characterized by (1) individual specialization, which in itself requires of each individual a certain “elevation” above the general norm, and, concomitantly, (2) globalized mass media, which render the public scene incapable of giving the individual spectator more than “symbolic” hints of ethical liberation or, in other terms, whose “stars” can no longer be exemplary in any full-bodied ethical sense, so that (3) the intimate world of the couple becomes a minimal cultural unit required to generate its own set of meanings, supplying a new “private-public” model of cultural elevation to replace the traditional high-cultural public one lost to the mass media. The intimate world thereby becomes the ethical context for a new concept of cultural elevation centered on one’s privileged conversation with the Other rather than the community as a whole. (More on this in future columns.)

    In this model, lyric poetry, already structured by intimacy, becomes the exemplary high art of our time. But the model can and of necessity will be extended to the other arts. The apparent contradiction of an art that circulates among the public precisely because it denies its public nature is in fact a productive paradox typical of market society, which never tires of selling us the authenticity of the noncommercial–where “the priceless costs a little more.” The blare of the media brings to consciousness the “private-public” specificity of a genre like poetry. And the new medium of the Internet supplies the ideal means for “private-public” communication, of which, dear reader, this Chronicle is a perfect example–written for and read by a few hundred people, yet virtually accessible all over the world. Still in its infancy, the Internet’s virtues as a medium are handicapped by the difficulty in finding and sorting what it makes available. As increasingly better indexing services develop in the coming years, theoretical activities like this column, as well as the Net’s many and varied esthetic ventures (numerous in the domain of lyric poetry) will increasingly be matched with their potential audience.


    What is the relevance of all this for Cultural Studies (CS)? The very name, historical considerations aside, suggests the utopian ideal of a universal method for studying cultural phenomena, high, low, or “middlebrow,” without an a priori judgment of status. In practice, of course, CS has tended to emphasize popular phenomena generally neglected by university scholars and, perhaps even more characteristically, has attempted to juxtapose these phenomena non-hierarchically to the works of traditional high culture. But these operations presuppose a still-unquestioned structure of scientific “study” in which the “student”–modeled on the (etic) ethnologist rather than on the (emic) interpreter of sacred texts–is fully independent of the “culture,” even if the latter be the student’s own–as if we could have our “own” culture in the postmodern age.

    The place where “elevation” enters cultural consciousness is in the (emic) relationship between a member of a society and the sacred means by which that society defers violence. But with the decline of public high culture, the old “emic” style of cultural analysis declines as well. To study culture is increasingly to externalize it, to “eticize” it–in a word, to do CS.

    But the very self-consciousness embodied in CS calls forth, in good Hegelian fashion, the antithetical self-consciousness of “emic” cultural intimacy. “My own” culture becomes the culture that cannot (yet) be studied, that mutates into ever-new forms as soon as the legions of CS catch up with and formalize it. This self-conscious doubling of the general anthropological relationship between the “irrational” cultural and the “rational” economic spheres implies a heightened cultural acceleration in which CS becomes the cultural self-consciousness of the rationalizing marketplace, killing and packaging a living culture that continually recreates itself anew.

    Today it is only in the smallest units, for which the couple provides a minimal model, that the continuity of such creation can be assured. But this is also to say, in more positive terms, that increased economic rationalization provokes the indefinite proliferation of cultural creativity in these smallest units. An incipient “post-postmodern” era may well be devoted to working out the consequences of this new situation.


     

  • Laughing at Anthropology

    I have a graduate student, whose name will go here unmentioned, who snickers every time I mention words like “ritual” or “sacrifice,” and breaks into a big smile at “anthropology,” with or without “generative.” My student smiles at GA in the same way as we react to the fanatic who gives the same answer to every question–say, the antisemite who blames everything on the Jews. In her perspective, “anthropology” is my mantra, “ritual” or “sacrifice” my a priori answer to every cultural question. This is the simplest form of comedy, what Bergson called du mécanique plaqué sur du vivant [the mechanical adhering to the living]; we anticipate the other’s “mechanical” response and reward ourselves with laughter for our good judgment.

    She is not unique; I still recall my late colleague Joe Riddel referring to Girard’s La violence et le sacré as “the sacrifice book.” People like Riddel belong to the world of demystifying “theory” within which, since the days of Raymond Picard’s dinosaur-literary-historian Nouvelle critique ou nouvelle imposture (1965)–and its far milder equivalents here from text-respecting New Critics–there has been virtually no conflict. Some people attacked deconstruction when Paul de Man was found to have written that antisemitic article, but decon’s mainstream critical successors in the various victimary-identity collectives have no quarrel with its attacks on “phallogocentrism,” which they merely deflect in a more obviously political direction. “Theory” is not something to smile at; it is built on politically sensitive dichotomies that make each text into a minefield–woe be it to the neophyte who chooses hegemony over oppression, the symbolic over the imaginary… Its Manichean dualism violently rejects GA’s minimalist monism.


    Generative thinking strikes the impatient mind as reductive thinking, an arbitrary grid placed on the blooming buzzing confusion of empirical reality. Why not just be cultural empiricists and talk about stories, films, even religious rites, “in themselves,” without any a priori preconceptions? If it’s all “human” anyway, what do we gain by deciding before we start that the human has certain “originary” structures and hypothesizing what they might have been, or by reminding ourselves that esthetic forms derive historically from sacrificial ritual?

    But the point isn’t just to say “sacrificial,” but to show how a given story is structured sacrificially. Tracing the cultural work’s originary derivation doesn’t rob it of its specificity but situates it in human history. This is the “Hegelian” aspect of GA; a historically existing reality is defined by its place in our open-ended movement of deepening ethical self-consciousness and the ever-new degrees of freedom it permits us to generate.

    The skeptical cultural empiricist might reply that the visible traces of historical derivation contained in cultural works are sufficient to our understanding of them; those traces that have become so obscure that only cultural “archeology” can detect them are by that very fact no longer relevant. In analyzing a Hollywood film, it’s only necessary to examine it in the context of other films to which it makes reference; to go back to film’s sources in literature, let alone in sacrificial ritual, just introduces extraneous categories that history has in fact refined out of existence. Sure, Arnold blowing away bad guys is a sacrificial gesture, but neither the filmmaker, the spectator nor, the empiricist will claim, the analyst, has to know about this, because it’s been “discounted” by the film’s cultural context. The term “sacrifice” adds nothing to “blowing away bad guys,” because the latter implies all we need know of the sacrificial–all we need to know, that is, to produce the next Arnold film, where the bad guys’ costumes and the technical means of their annihilation will be different but the formula will be the same.


    This is not a trivial challenge. I would even say that it is more serious than the challenge posed by “theory,” whose appetite for demystification is directed at a narrow university-based clientele. Cultural empiricism, in the person of my skeptical student, forces us to rethink the purpose of cultural analysis and how reference to the originary function of cultural phenomena (“originary analysis”) can help us to accomplish it.

    The answer clearly cannot be given in the abstract. If all we know about a film is that Arnold “blows away bad guys,” a reference to the sacrificial can be no more than a pointer in the right direction. The value of GA’s minimalist anthropological paradigm is not in reducing the diversity of the cultural to a predictable set of originary structures, but permitting us to grasp the consciousness of and concomitant freedom within the originary structure embodied by the cultural work. As I have been emphasizing in recent columns, the cultural sphere functions only by supplying ever new degrees of freedom or “empowerment” to its audience. Some of these imaginary freedoms may be trivial indeed, but even Arnold’s “blowing away” will not work at the box office unless there is some new technological or other wrinkle that enriches the spectator’s imagination, his virtual toolbox of meanings.

    Originary analysis cannot substitute for historical research; the more links one knows of the chain connecting the specific historical work to the origin, the more clearly one understands its unique contribution to the generative process. But without an anthropological paradigm, historical analysis has no overall point; it merely relates works to their ancestors by ad hoc criteria. Originary analysis allows us to see the persistence of the originary function of the work underneath its historical modifications and to understand these modifications as modes of cultural self-consciousness that permit the creation of ever-new meanings and means of meaning-production.

    Some examples are in order. I’ll first briefly remind the reader of my recent discussion of Hamlet. Here the sacrificial structure of tragedy is evident, but that’s not what’s interesting about this play. My student may snicker at “the deferral of violence through representation,” but in Hamlet one sees this not merely in the overall structure of the play, but in the hero’s new way of representing the scene of representation to himself, self-consciously deferring the violence of his revenge and thereby enriching the cultural imagination. Another case I’ve discussed is that of Madame Bovary. Here again, Emma’s death at the end is “tragic,” including a Romantic element of ironic disillusion–her deathbed laughter at hearing the blind beggar’s song. But that’s not the original feature of this novel, which lies rather in Emma’s ability to defer her final self-sacrifice through her creativity in assigning significance to actions and persons with the aid of consumer goods. Hers is a less self-conscious reflection on the scene of desire, but it is a reflection nonetheless, one with a vast future ahead of it.

    For a final and more probatory example, I take not a single work but a century of literary history dear to my scholarly heart. How can we understand the evolution of nineteenth-century French lyric poetry from Romanticism to Symbolism? No overview can do justice to any single poem. Yet such analyses are necessary if we are to have any notion of literary history. When one reads a poem by Lamartine or by Mallarmé, one wants to have a preliminary idea of its place in the tradition to which it belongs. What is needed is a general framework within which the evolution of the various elements of lyric can be understood.

    Arguably the central element in all this poetry is the elegiac celebration by the male poet of a victimary female figure. This is already a favorite theme of the 18th century (Chénier, Parny…), but it is given a new strength by Lamartine, whose Méditations (1820), 19th century France’s first poetic best-seller, center on the poet’s love for his late mistress. Of these twenty-four poems, one, “Le lac,” is remembered far better than any other; it is structured as a scene of sacrifice in two temporal moments, the first, where the poet listens to his mistress lament the passage of time on the lake, and the second, when he returns, presumably after her death, to the lake shore and “speaks” the poem. The lake’s closure allows the poet to assimilate Nature to the scene of ritual generation of meaning.

    If we now turn to Mallarmé’s late poetry, written eighty years after the Méditations, we find scenes of a female and, finally, a male figure’s sacrifice, often but not always through drowning, as the foundation of the symbolic order exemplified by the constellation Ursa Major (best known for the seven-star “big dipper”). The personal story of poet and mistress, the pictorial tableau, the appeal to nature are gone, replaced by the overtly speculative interrogation of an empty scene as the locus of a foundational sacrifice at the origin of meaning.

    An empirical analysis could discover parallels in theme and structure between the two poets; but only from a generative standpoint can we understand the elimination of the personal as a deepening of anthropological self-consciousness, which is at the same time ethical self-consciousness. This deepening is concomitant with the sharpening of the poet’s critique of the centralization of the object of sexual desire on which lyric poetry itself depends. Where Lamartine laments Elvire’s “natural” death, Mallarmé describes this death as the result of violence. His final abandonment of the sacrificed female (siren, “nixe,” or Amazon), implicitly condemning the male-voiced lyric tradition for its exploitation of the woman-Other’s physical mortality, is thus a liberating or “empowering” gesture on the plane of gender relations.

    Mallarmé’s poetry is the clearest example of the informing of literary production by anthropological self-consciousness; he discovers and expels the sacrificial element within lyric in the course of reflection on lyric itself. The modernist lyric, on whose turning-away from love poetry Mallarmé (via such writers as Valéry and Eliot) was arguably the central influence, is still reluctant to return to it, no doubt for fear of endangering the empowerment he effected.

    There is no formula for the generation of new cultural works; it is rather these works that generate new possibilities for giving meaning to experience. Works of popular culture, such as the latest Arnold epic, can be created without fundamental anthropological reflection; but only through such reflection can the process of creation be renewed through self-understanding and raised thereby to a higher ethical level. Whether or not this is now taking place, it is crucial to leave the possibility open for the future. In particular, as I have also been saying recently (see Chronicles 96 &103), I think the time is ripe for a post-Mallarmean renewal of the lyric tradition in the context of today’s less sacrificial, more reciprocal gender relations. A prospect that even my skeptical student might find intriguing.


     

  • Love and Originary Violence

    GA aficionados may be a bit perturbed by the recent emphasis on love, knowing that the originary scene is supposed to turn on the deferral of violence through representation. So I thought for this week’s Chronicle to return to some fundamental GA matters, in hopes of clarifying the familiar Girard vs Gans question of the originary status of violence. As it will appear, this clarification also makes clearer our originary notion of love.

    For non-GA aficionados, I’ll explain briefly that René Girard’s originary model involves the deviation of the generalized aggression of mimetic crisis onto a marginal figure who comes to be unanimously blamed for whatever provoked the crisis, and whose destruction (“lynching”) brings it to an end. For Girard, this scapegoat or emissary victim (which in neither Girard’s scheme nor mine need be a human being, although Girard doesn’t appear to accept this) inaugurates signification posthumously; his remains are the first signified. My view is that the originary scene of humanity can’t be a scene of wordless violence. Because what makes us human is our use of representations, we become human upon emission of the first sign. In GA’s originary scene, this occurs as the members of the group hesitate in their individual attempts to appropriate the central figure; as each sees the others move toward it (the “gesture of appropriation”), they each individually abort the gesture, which becomes by that very fact a sign of their renunciation of the center as an object of appetite, and thereby its representation. Within this minimal scene we may go on to situate the sacred, the religious, the moral, the economic, etc.

    In my recent book, Signs of Paradox (Stanford, 1997), I announce a “return to Girard” in which I emphasize the violence of the sparagmos or tearing-apart of the central object subsequent to its representation or “naming” by the aborted gesture of appropriation. Once the sign has reassured the participants that they will not themselves suffer the victim’s fate, they can appropriate it in approximately equal parts (Homer’s “equal feast”) in a way that provides the model for sacrificial ritual.

    This is reasonable as far as it goes, but it can be recast in a more inclusive form if we note that the prehuman situation before the aborted gesture must have been characterized, by the very logic of my argument, by attempts to appropriate the central object without the prior reassurance given by the sign. Between the time when an alpha animal maintained the group’s pecking order and the restoration of order through the reciprocal emission of the sign, there is an indeterminate period of “mimetic crisis,” whether purely imaginary, or, as we may well follow Girard in assuming, real. The paralyzing fear of the rivalrous violence to which appropriation might lead, or in simply mimetic terms, the blockage of action through the impossibility of mutual imitation, could arise only subsequent to this crisis, to which this blockage puts an end. Thus we may conceive the sparagmatic violence of the group appropriating the object as surrounding the peaceful moment of language and deferral as an electron “surrounds” its nucleus; it is everywhere at once within a certain zone surrounding the center. The Girardian refocusing of the group’s aggression on the emissary victim precedes the emission of the sign; the Gansian sparagmos of the already-designated central figure follows it. But at a close enough proximity to the emission of the sign, both forms of sparagmos become indistinguishable.

    In the hesitation introduced by the sign is all human language and culture, which matures as the representational element becomes more insistent and more elaborate. This is the originary moment of mutual love among the members of the group, but we should emphasize the mediation of this peripheral love by the central figure. At the moment of emission of the sign, this figure is not a mere scapegoat blamed for the crisis that provoked his selection, but a sacred object inaccessible to the participants. It is in this inaccessibility that we discover the sacred otherness of the Other that we later find in our fellow humans. The moment of language, signification, culture, in a word, of the human, is one of peaceful deferral surrounded by violence “on all sides.” It is valuable to identify this moment as that of love in order to emphasize the priority of the sacred over the human in this intimate domain as in so many more clearly cultural ones; what is centralized is sacred before it is human, as the eighteenth-century thinkers Vico and Rousseau had already understood.


    The difficulty of this originary concept of love is its distance from our own experience. The familiar complaint about the pansexualization of our culture reflects as it misinterprets our tendency to associate sexual desire with any intense experience of otherness. This tendency is indubitable, but to interpret it as a sign of superficiality is itself superficial. “Superficial” desire is that of the mensonge romantique, desire mimetically induced for an object seen only through illusion, such as Emma Bovary’s desire for her lovers. On the contrary, I would claim that sexuality permits an authentic experience of originary love that would otherwise be limited to a spiritual elite. The most significant effect of pansexualization is not the spread of pornography, sexual harassment, or illegitimacy, but the generalized expectation of love in sexual relationships. This is anything but a pernicious development, even if it provides a less stable foundation for the family than the respect for lineage and the arranged marriages it motivates.

    But what sexual love tells us about sacred love today was originally, and traditionally, learned by other means. It seems strange to us that the rise of sexuality to cultural predominance could be a “late” development, since sexuality is a fundamental biological phenomenon. The myths of psychoanalysis help us to cope with this disparity by anachronistically sexualizing human origin as they do individual ontogenesis. But sexuality is not in essence a collective phenomenon; the single center vs multiple periphery structure of the scene of representation is not natural to it. In this light, it is significant indeed that through the expedient of making all the women in the group into a single collective object under the control of the “father,” Freud’s own attempt at a sexually motivated scene of origin attributes to its “object” the divisibility characteristic of the edible rather than the sexual. This is not only contrary to current eth(n)ological knowledge, it is a maximal rather than a minimal hypothesis, requiring a tremendous tension between the hypothesized one-many structure of sexual relations and the one-on-one pairing to which demography would naturally conduce.

    As I have stated in my books and articles on GA, a minimal hypothesis of human origin must situate its founding event at the most critical or vulnerable rather than the most biologically fundamental locus of the prehuman social order. Violent rivalry among males poses a real danger to the social order that has no analog in male-female sexual-reproductive relations. The emergence of sexual interdictions and patterns of exchange should be understood on the model of the originary interdiction of the sacred center rather than vice versa. Neither for GA nor for the Bible is the sexual shame experienced by Adam and Eve an originary sentiment. On the contrary, their shame is the result of their prior disobedience of the sacred interdiction of the tree of knowledge. Adam and Eve have not become human sign-users through a mimetic intensification of sexuality; they are ashamed of their sexuality because they recognize it as provoking desire, which, as they have learned as a result of their disobedience, is dangerous and must be deferred–for example, by putting fig-leaves over the offending organs to defer both their sight and their activity.

    We err by thinking of the originary scene as a kind of preformed embryo of human history. Our originary intuition of linguistic reciprocity explains our sense of morality just as our originary intuition of the inaccessibility of the center explains our sense of the sacred; but the joining of reciprocity and sacrality in human love is exemplary not of a lost originary fulfillment but of the inexhaustible capacity of human history to create new degrees of freedom and through them, new insights into our potentialities. In reconstructing the originary function of the different traits that characterize the human, we should not project onto the origin what only the pain of history has taught us to combine. The creation of the modern couple bound not merely by sexual desire but by the hope, and often the at least partial fulfillment, of mutual sacrality, is the really significant, if generally unheralded, achievement of our society’s “pansexualism.”

    And for this, even if we must suffer the proliferation of Freudian and Lacanian myths of origin at the expense of originary thinking, it is a price worth paying. As our public rituals distance themselves from us more every day, we ever more desperately need the enrichment of intimacy that only the continuing evolution of love makes possible.