Author: staceymeeker

  • Benchmarks (Anthropoetics XVII, no. 1)

    Although the 2011 Summer Conference issue has been postponed until Spring 2012, this issue contains one article based on a paper delivered at the conference in High Point, NC: Martin Fashbaugh‘s groundbreaking analysis of the lyric or “romantic” component of realism itself in Dickens and Meredith, his first article for Anthropoetics.

    The other articles are by veteran contributors. Peter Goldman‘s study of The Winter’s Tale, derived from his GA Summer Conference paper in 2010 in Salt Lake City, interprets the Shakespearean romance as a critique of tragic form that accepts art’s power to change the “fatal” world of tragedy. Raoul Eshelman pushes his notion of performatism to its limits in his analysis of a television series devoted to a “socially useful” serial killer. Finally, Dawn Perlmutter, whose articles are rarely good bedside reading, outdoes herself in describing the horrors perpetrated in the cause of Islamist purification.

    About Our Contributors

    Raoul Eshelman (Ph.D. University of Constance 1988, Habilitation Hamburg 1995) is a Slavist and Comparatist specializing in modern and postmodern literature. He is presently teaching at the Dept. of Slavic Literatures at the University of Munich. His book Performatism, or the End of Postmodernism appeared in 2008 as a publication of the Davies Group.

    Martin Fashbaugh is an Assistant Professor of English at Black Hills State University in Spearfish, South Dakota, where he teaches a variety of English courses. His specialty is 19th-Century British Literature and is currently working on a book on representations of jealousy in Victorian poetry and fiction. He has attended three Generative Anthropology summer conferences.

    Peter Goldman is an Associate Professor of English at Westminster College in Salt Lake City. He serves on the editorial board for Anthropoetics and is also a board member of the Generative Anthropology Society & Conference (GASC). Peter teaches classes on Shakespeare, Renaissance literature, and film studies. His publications include articles on Shakespeare, Reformation literature, film studies, Generative Anthropology, and Kafka. His current project is a book on Shakespeare and the problem of iconoclasm, for which the article here will be a chapter.

    Dawn Perlmutter, director and founder of Symbol & Ritual Intelligence, (formerly the Institute for the Research of Organized & Ritual Violence, LLC), is considered one of the leading subject matter experts (SME) in the areas of symbols, ritualistic crimes and religious violence. She regularly trains law enforcement agencies throughout the United States, has advised police departments and prosecutors offices on numerous cases of ritual homicide and presented expert witness testimony on ritualistic crimes. She is the author of two books and numerous publications on ritual violence. Her most recent book ‘True Believers, The Symbolic Code of the Global Jihad’ is forthcoming in 2012 CRC Press. As an expert on ritual murder she has been interviewed for many documentaries, newspapers and newscasts inclusive of The O’Reilly Factor, the Fox News Channel, NBC, CBS, The Learning Channel, the CBC and the BBC. She holds a Doctor of Philosophy from New York University and a Masters Degree from The American University, Washington, D.C. Dawn Perlmutter is an active member of the distinguished Vidocq Society, an exclusive crime-solving organization that solves cold case homicides.

  • Auschwitz and Hiroshima, Girard and GA

    It is surely no coincidence that WWII, the real “war to end all wars,” included both Auschwitz and Hiroshima, the most extreme dehumanization of the “racial” Other and the bomb whose destructive potential put an end to the realistic possibility of all-out war. Auschwitz and Hiroshima cannot be separated historically; they should be considered together as the twin sources of the postmodern problematic. These two limiting experiences of victimage give us two different ways to think about processes that create victims, processes once called sacrificial but to which the term no longer applies in either case.

    The Holocaust was the ultimate expression of the values of a “compact” community that excludes its nonmembers from humanity itself. In an ultimate desacralization of sacrifice, the Jews’ very status as victims was denied; they were to be exterminated without emotion as a “biological” threat to humanity.

    Postcolonial theoreticians are fond of saying that the Holocaust merely brought home to Europe the relations Europe itself had practiced in Africa and elsewhere. Certainly the notion of racial superiority was a colonial import rather than an original component of antisemitism. But the mixture was not reducible to either of its original components; the Nazi treatment of the Jews crossed a line beyond the worst excesses of colonialism or chattel slavery. Unlike colonized peoples, the Jews could not by any stretch of the imagination be claimed to be inferior in capacity to their oppressors, nor was there any fig leaf of a “civilizing mission.” Leopold’s Congolese subjects were treated as expendable, and millions died in atrocious circumstances, but they were not exterminated as vermin.

    Although the dead at Hiroshima were not objects of ideological hatred but merely citizens of an enemy nation, Hiroshima was likewise a new phenomenon, not merely because it involved an new kind of weapon, but because the idea of using such weapons was the extreme point of a strategy of mass destruction that modern warfare had not known even in WWI. The London blitz, the destruction of Dresden, the firebombing of Tokyo embodied a new idea of total war in which civilian populations were full-fledged military targets. To the extent that in the past an enemy soldier, the typical victim of war, had been a fellow combatant who could be honored in his falling, as in the moving if somewhat artificial opening sequence of La grande illusion, Hiroshima too could be considered a maximal desacralization of its victims, invisible to their airborne destroyers. The fact that this strategy had generated a weapon potentially far more powerful than necessary to realize even the destruction of whole cities was likewise the sign that a line had been crossed that put civilization in danger.

    Both these events define new modes of human interaction in the postmodern era. Auschwitz, the Nazi-Jew model of absolute oppression, generates the victimary mode of thought whose absolutist critique, by turns liberating and constraining, of de jure and then de facto group differences continues to dominate the political and intellectual life of our age. This model’s gradual penetration of the public consciousness led to the postwar era’s most significant ethical transformations, the end of colonialism and segregation, as well as to the increasingly generalized suspicion of any form of “discrimination” between a superior and an inferior group. Accompanying these political developments is the central intellectual phenomenon of postmodernism, the deconstruction of the human scene of representation and the forms of authority it sustains. Given that this development is one of the roots of GA, we cannot simply repudiate postmodern victimary thinking en bloc.

    Whatever the pervasiveness of victimary thinking, a case can be made that the legacy of Hiroshima is yet more substantial. Our constant preoccupation with inequality is a luxury we can afford only because since Hiroshima we live in the shadow of the bomb, enjoying the (relative) peace provided by the specter of Mutually Assured Destruction. It is the panicked knowledge that we possess for the first time in history the power to destroy all higher forms of life on our planet that has prevented a new outbreak of total war during the 65 years since the end of WWII.


    The violence implemented at Hiroshima reflected the seriousness of the danger posed by the Axis’ ideology of social compactness to the universal model of reciprocal morality that guarantees the integrity of the human community. From the standpoint of Auschwitz, Hiroshima was a regrettable necessity. In contrast, from the perspective of Hiroshima, Auschwitz is best forgotten. Duras-Resnais’ 1959 masterpiece Hiroshima mon amour expresses this new self-consciousness as that of postwar Europe a mere 14 years after 1945—and only four years after Resnais’ groundbreaking documentary Nuit et brouillard brought the now-familiar imagery of the death camps to public attention. Hiroshima‘s French heroine was cruelly humiliated by her triumphant compatriots for her liaison under the occupation with a German soldier, an innocent love that ends tragically with the soldier’s death. There is nowhere in the film the least sign of German violence; the soldier himself is not seen as a member of an occupying force but as a tender young man, nor, in sharp contrast with Melville’s 1949 “resistance” film Le silence de la mer, is it anywhere suggested that interaction with the enemy is an act of national disloyalty.

    The beautifully conveyed but disquieting point of this film is that any horrors the Axis may have perpetrated during the war are no longer at issue. They lost, and we need not even consider Hiroshima as a punishment so terrible that it effaces the guilt of the Axis. All that counts is that we won; as the victors, we are the sole remaining Subjects and consequently the mourners of the war’s violence. We must now, Resnais’ film tells us, move on from Nuit et brouillard; Hiroshima, not Auschwitz or the Nanking massacre, is the appropriate emblem of what must not be repeated. And in terms of violence alone, this lesson is tautologically correct; the violence of the victors necessarily exceeds that of the defeated, all the more clearly when it involves a weapon whose reuse would endanger our survival.

    Hiroshima mon amour may well be the only work of art that has been able to tell us non-scandalously to forget the Holocaust. It is able to do so because in its celebration of Hiroshima’s martyrdom it transcends all questions of guilt. The bomb causes vast suffering, but neither American generals or Japanese warlords are blamed, any more than the organizers of the Blitzkrieg or the Final Solution. Precisely because Hiroshima is the symbol of a violence that cannot be repeated, it can stand for all violence, and its commemoration, for the promise of no future violence. The couple’s final coming together in love and identity, be it the absent one of Never(s), is about as close as postwar cinema has come to realizing in esthetic terms René Girard’s reading of the lesson of the bomb as an ultimate call for human love.


    Girard’s work inhabits the extreme limit of victimary thought where it becomes genuine anthropology. In a gesture of sublime radicalism, Girard proclaims “emissary” victimage to be the fundamental and indeed the sole mechanism of human culture. What defines us as human is the risk of mutual annihilation in the course of a mimetic crisis, a Hobbesian condition from which a given community can be saved only by focusing all its aggressive energies on a single “emissary” victim. It is in discharging their violence against the victim that the remainder of the group constitutes itself as a human community under the protection of the violent sacred that the expelled/murdered victim is construed as incarnating. Having offered extensive evidence for the emissary mechanism in La violence et le sacré (1972), Girard returned six years later in Des choses cachées… to present the Christianity of the Gospels as anti-victimary and therefore anti-cultural, correlative not with a modification of the emissary mechanism but with its abolition.

    In Girard’s reading of the Gospels, the emissary mechanism’s fundamental nature was revealed by Jesus 2000 years ago. But the specific historical context Girard provides for his claim to rescue the Gospels’ true message from its obscuring by “sacrificial Christianity” is defined by the possibility of annihilation brought about by the postwar existence of nuclear weapons. Girard sees the escalation of violence in modern war as a long-term effect of the Christian revelation that deprives sacrifice, ultimately even “sacrificial Christianity,” of its power to control human violence through the sacralization of victims. For Girard, this undermining of sacrificial practices by Jesus’ revelation of their underlying mechanism is the only independent variable of modernity. Our inability to sacralize victims by the mythologizing methods of the past leads to the multiplication of victims in the era of “texts of persecution.” Violence can no longer drive out violence.

    In the final stage of this development, the originary fear of self-annihilation resurfaces in the condition of absolute danger reestablished in the postwar era by the nuclear bomb. As Girard notes, we speak of the bomb without referring to any specific model or possessor. The bomb, like the originary sacred, is a concentration of absolute violence whose subsistence outside the human community guarantees its safety, but whose constant menace reminds us that the danger has been only deferred, not eliminated.

    Because Girard understands only one genuine cultural mechanism, that of emissary victimage, all modern, post-sacrificial means of deferring violence, including those of liberal democracy, are only stopgap measures. The fact that, in contrast, no specific mechanism is available to us to implement Jesus’ lesson of love, is precisely its point. Mechanisms are structures of violence; love is not a mechanism, but a free relation to a unique Other. If I must dictate to you what procedure to use to love your neighbor, I am prescribing a rite rather than a free act of love.

    In the rapid historical overview of Des choses cachées…, Girard makes no mention of the historical specificity of WWII as the ultimate struggle against humanity’s worst moral excesses in which the bomb was originally produced. Instead, he reflects on the stabilization of the Cold War under threat of MAD as a restatement of the terms of the biblical book of Revelation (called in French L’Apocalypse), which Girard interprets forcefully as referring only to human, not divine violence. He reasons that the more explicitly the human social order is shown to depend on the deferral of violence, the more obvious it must become that this deferral can be made definitive only by a universal determination to love one another.

    Pushed to its limit, Girard’s anthropology of revelation abolishes itself in pure exhortation:aimez-vous les uns les autres. No doubt in its own terms this is indeed the post-sacrificial essence of the human; if we could all simply obey this precept, we would need no other, either to understand “human nature” or to conduct ourselves in such a way as to make human society perpetually peaceful. Now that history has come up with the bomb as the objective correlative of Jesus’ revelation that our peace is based on arbitrary violence, we can avoid destroying ourselves only by abolishing once and for all the false differences of mimetic desire that are the last traces of the old sacrificial mechanism and enter a realm of universal love that is also one of wholly unrestricted freedom. Since it was the emissary mechanism that originally defined the human, in abolishing it we will have become not so much truly human as post-human, a state curiously analogous to that of Hegel’s end of history and its more concrete successor, Marx’s utopian realm of freedom to which we are to accede with the abolition of the violence of class society.


    Religious and rational anthropologies may be distinguished by the source of their theory of transcendence: is transcendence inherent in representation derived from pre-human immanence or is it presented as of extra-human origin? A generative theory of the human must explain what makes us uniquely capable of using signs; the “bracketing” of any such explanation and of the ostensive-religious domain in which the explanation would have to be situated is the defining feature of the Western metaphysical/philosophical tradition, from Plato to Wittgenstein. Although Girard’s anthropology, which is based in human interaction rather than propositional thought, does not presuppose the existence of language, neither does it confront metaphysics at its foundation by making the emergence of representation central to its model of anthropogenesis. Thus in understanding the Johannine Logos as the fundamental expression of human love incarnate in Jesus, Girard does not, despite the normal associations of the word in Greek and in all related languages (Verbum, Verbe, Word…) link it in any fundamental sense to the phenomena of human language and representation.

    In order to attribute the originary sacralization of the central object to méconnaissance, Girard relies on the originary opposition between the Logos of peace and the Heraclitean Logos of violence that he proposes in Chapter II, 4 of Des choses cachées…. Yet to posit this opposition in the absence of an originary theory of human representation is tacitly to accept the central presupposition of metaphysics that, however we may analyze its content, the form of language may be assumed to subsist independently of any historical origin. In opposing the nonviolent Logos incarnate in Jesus to the violent Logos of the philosophers, Girard fails to see that the only way to avoid a symmetry of doubles is by means of a generative human theory of representation that would derive “vertical” or “symbolic” representation from “natural” or “horizontal” processes. We may indeed take John’s description of the originary Word of peace that was rejected and expelled as the germ of such a theory, but only if we understand the deferral of violence effected by the Word as inherent in the mediating sign itself rather than a general condition of human interaction from which violence can someday be expelled once and for all.

    GA’s originary hypothesis defines human representation as the product of an originary deferral of potential collective violence. The founding act of humanity that consists in renouncing appetitive possession of the central object and designating it to one’s fellows by means of the sign is in essence an act of peace and self-awareness, the first gesture of human love as distinct from mere animal affection. The communal phenomenon of representation inserts between human violence and human meaning a space within which human self-knowledge emerges, the intuitive basis for the Sartrean néant. Within this space of signification, all worldly violence is deferred, so that we are precisely not forced to choose between the Logos of violence and the Logos of love.


    Grosso modo, the legacies of Hiroshima and Auschwitz impinge respectively on two different types of relationships. The victimary thought that derives from Auschwitz governs inter-group relationships where there is a history or suspicion of inequality: white-black, man-woman…, and in global terms, between the “first” and the “third” world. Most crucially, this suspicion and the resentment it arouses are crystallized today in the fraught relations between Islam and the Judeo-Christian West, and our efforts to avoid the appearance of Islamophobia, a word modeled on homophobia, itself an innuendo, reflects the concept’s victimary associations. In contrast, the heritage of Hiroshima is the nuclear standoff that prevented WWIII, and which until recently opposed the “first” world to the “second,” the Communist bloc which, nearly until its last days, was generally regarded as a symmetrical, equal rival of the West.

    Since the end of the Cold War, the contrast between these categories has become less clear-cut. Today, the hottest point of the Islam-West conflict is Iran’s nuclear program, the capstone of its struggle for regional hegemony. Beyond its stated desires to wipe Israel off the map, Iran sees nuclear arms, as presumably did the late Saddam Hussein, as the key to shedding the role of third-world victim and becoming a full-fledged player on the international scene.

    China’s acquisition of nuclear arms was a declaration of equality, as were France’s and Britain’s, and even India’s and Pakistan’s, countries concerned less with rivaling the West than each other. The world’s other nuclear powers, Israel and North Korea, vastly different in almost every respect, both feel vulnerable to attack from hostile forces in their immediate neighborhood; Israel keeps its forces “secret” as a deterrent, whereas North Korea displays them to extract blackmail from the great powers. In none of these accessions to the nuclear club was the dominant relationship between the new nuclear power and the West/First World one of victimary hostility. The Asian countries were no longer “post-colonial,” and if France resented American hegemony, it was with the resentment of a former Great Power rather than of a former colony.

    In contrast with all of these, Iran, having carried out an Islamic revolution dominated by victimary resentment, remains an insurgent country fighting the West by proxy throughout the Middle East. If it obtains nuclear weapons it will be the first country practicing victimary politics to possess this symbol of symmetry. The crucial question thus raised, and which no “theoretical” position can answer, is whether possession of these weapons would make Iran more or less responsible, more impressed with a fear of MAD or more prone to jihadist adventurism and brinkmanship. If Iran gets the bomb, we will be forced for the first time to wonder whether or not the politics of resentment, the perverse legacy of Auschwitz, will trump those of Hiroshima and generate a regional and perhaps a worldwide conflagration. Such a disaster would constitute the world’s ultimate disavowal of the firstness the Hebrews played the major role in liberating from the uncreative scene of ritual sacrifice; it would be humanity’s definitive example of cutting off its nose to spite its face.


    Humanity is from the outset condemned to a fuite en avant. The means we have historically evolved for the deferral of violence are sources of ever-increasing danger; the ever-greater energies stored up by these mechanisms supply the driving force of technological and ethical progress while making their potential breakdown ever more disastrous. The postwar world after WWII has reached a limit; the bomb is indeed a revelatory instrument. Human history will henceforth remain in its shadow; absent an inconceivable catastrophe, the toothpaste of nuclear knowledge will never be returned to the tube.

    But the postmodernity that lives in the shadow of the bomb is also illuminated by the light of the Holocaust. Victimary thought does more than repeat the truths of the Gospels. To make the opposition between oppressor and victim the foundation of the human requires that we construct a hypothetical human scene of the origin of transcendence. The suspicion of central authority that animates deconstruction transforms the universe of metaphysics, which takes language for granted, into a quasi-anthropological realm of deferral and supplementation, categories that imply, whether or not for the deconstructors themselves, an emergent or generative notion of the sign. Such a conception is implicit as well in René Girard, the ultimate victimary thinker, whose anthropogenesis is centered on the Logos.

    The only way to get beyond the resentment of the post-Holocaust victimary critique of difference is to grant admission in this model to the category of firstness, as Adam Katz has shown us how to do for GA’s originary hypothesis. For the archetype of the first is not the Nazi, with his pretension of “racial” ontological superiority, but his nemesis the Jew, the heir of the inventors/discoverers of the One God, whose sole demand is that he not be resented for the chronological priority that has allowed him to make a gift of his revelation to all humanity.

    We have seen ever more clearly since 9/11 that postmodern victimary thought has been a creative and well-intentioned but ultimately inadequate response to the Nazis’ maximal anti-Semitism. The true Final Solution to the Jewish Question is rather to go beyond the victimary to the post-millennial acceptance of firstness. Only thus can we interpret Girard’s exhortation of universal love in terms of the necessary differences of modern society, integrating the insights of the two Testaments while leaving an opening to the universalism of Islam and other religions.


  • How to Write about the Holocaust

    As in many other things, not being an “authority” on the Holocaust makes it easier for me to formulate some basic ideas about it than for those whose lives and careers are directly dependent on it. I recently read Alvin Rosenfeld’s The End of the Holocaust (Indiana UP 2011), which is mostly devoted to noting the failures of Western culture’s memory of the Holocaust. While I sympathize with most of the views the author expresses, and certainly share his concluding apprehension concerning those in Iran and elsewhere who are happily dreaming of annihilating Israel in a “second Holocaust,” I would like to suggest a different, less polemical perspective on the subject.

    The Holocaust provides an extreme version of the paradoxes that arise whenever we attempt to react as individuals to any real-world event. To simply take the event as a given is to abdicate our human responsibility to assign meaning, yet to insist on finding for it a “personal” meaning is to make our own judgment the measure of social value. The Holocaust poses this paradox in a maximally urgent manner because while it presents a spectacle so morally repugnant that we feel obliged to invent a personal way of “testifying” to it, it is a thing of the past that all our acts of repentance and charity cannot redeem. Hence it arouses reactions of denial, minimization, focusing on minor “positive” elements, de-Judaizing, attacks on the “Holocaust industry,” etc., as ways of reducing it to more tolerable dimensions; and at the other extreme, it inspires the suicide of survivors who cannot bear the guilt of having been “chosen” over so many others, coupled with the sense of irredeemable violation that suggests one no longer deserves to live.

    But the intensity and frequent moral inadequacy of these responses testifies to the fact that the Holocaust’s historical impact goes well beyond the realm of direct reactions and their exploitation in rhetoric and imagery. To take a controversial example, when “happy” stories of the Holocaust such as Schindler’s List are accused of emphasizing cases that are in fact statistically trivial, I think a point missed is that the “happy ending” reflects not in fact the story of the Holocaust itself but of what is hoped to be its place in history—as the source of a new sensitivity to oppression, including but not limited to the Jewish resolve that has sustained Israel. For the justification for Schindler’s List as “the story of the Holocaust” includes as well the postwar liberation of the European colonies and the Blacks in the American South. Here and in general, I find it more useful to judge such works in their overall historical context rather than as attempted revisions, or re-visions, of the Holocaust. For the real story of the Holocaust cannot be made into a meaningful fiction, since the vast majority of its characters, those whom we desperately wish to memorialize, were not actors at all, only victims.


    My thesis has long been that reaction to the Holocaust lies at the origin of the whole victimary trend of modern thought, in both what I consider its praiseworthy accomplishments and those I admire less—although like nearly all political actions (except those that can be defined in terms of the Nazi-Jew paradigm of the Holocaust, which is why this very designation is, unsurprisingly, paradoxical) these are subject to the Hayekian principle that the “market” is smarter than its participants, so that a policy that may strike me as unjustified may in fact turn out to have a salutary effect on, say, the achievement of racial equality.

    On the level at which this thesis is situated, specific reactions to the Holocaust as a historical event are no longer at issue; the question becomes how to understand the overall movement of thought that we claim this event brought about. To answer those who contest this claim, we must define victimary thinking and show how its categories can be conceived as reactions to the Holocaust. The point of such a discussion is not to prove that those who have made use of victimary categories in political and social thought “had the Holocaust in mind,” nor is it useful to argue with someone who denies either the Holocaust’s reality or its significance. The burden would rather be on such a person to provide an equally coherent alternative model, and only at this point would argument become productive.

    But in fact the very notion of victimary thinking has no equivalent in everyday discourse, and not surprisingly there really are no other universal explanatory models. Most intellectuals reject the very idea of “victimary thought” and see themselves rather as defending the oppressed against their oppressors. In contrast, those who accept the idea of the victimary and who are generally critical of the phenomenon it designates are not wont to seek justifications for it in history.

    Victimary thinking may be defined without circularly referring to the Holocaust. It is the way of thinking for which any difference between ascriptive or “objective” groups that can be understood as imputing values of superiority and inferiority is absolutely condemned as immoral and inhuman. In this context “ascriptive” may be taken broadly to include sexual orientation and religion as well as the usual categories of race, gender, nationality, social class, etc.

    Let me now outline, as I have done in a number of Chronicles (e.g., 90, 287, 337, 380, 385, 392, 399…) a skeleton history of postwar victimary thinking. In the first phase, which in the United States was the era of “Civil Rights,” the form of victimization that was condemned was de jure inequality, whose obvious parallel with the Nazi-Jew relationship was rarely stated and, I imagine, seldom thought. The point is not that the living memory of the Holocaust was instrumental in creating a sense of repugnance, but that the Holocaust was experienced historically as a demonstration of the evil of differential relationships on racial lines. No doubt the Holocaust itself took place at a moment of history in which a certain (notably anti-colonial) struggle had already begun and must be understood in part as a reaction to it, as a strong assertion of the validity of “racial superiority” at a moment when this notion, so unproblematic in the previous century, had begun to come under fire. But in the next turn of the dialectic, the horror of Nazism itself, even independently of the still little-mentioned specifics of the Final Solution, was sufficient to fuel what turned out to be successful struggles for racial equality and colonial liberation. This phase of history, whose last triumph was the demise of apartheid in South Africa in 1990-91, is to the extent that historical developments may be so considered, relatively unproblematic; today only a tiny fringe would find acceptable, let alone prefer, the racial/colonial hierarchies of an earlier era.

    The “Jewish question” was relatively absent from the vision of Nazism that provided the impetus for these developments, which focused less on the six million than on the general horror of Nazi racism and tyranny. In this period the Jews, rather than insisting on their role as victims, tended rather to be ashamed of it; the question commonly asked of survivors was, “why didn’t you/they fight back?”


    It was only in the second, mature phase of postmodernism that victimary thinking fully came into its own. At much the same time, the idea of “the Holocaust” acquired currency, along with the now-familiar images of piles of bodies and suitcases, emaciated prisoners, the Warsaw Ghetto in flames, “selection” on the Auschwitz ramp… as well as the iconic and much-abused figure of Anne Frank, to whom Rosenfeld devotes two full chapters of his book. In this second phase of victimary thinking, those who claimed to be or defend victims learned a new rhetoric of results. It was not enough to demand equal rights; to obtain full equality one had to be compensated for past ills, to be granted a “level playing field.” Victimary thinking has operated ever since with this expanded model, with which is associated a deconstructive theory of history. In this perspective, giving Blacks or women equal rights today cannot suffice to reverse not so much the direct results of past discrimination as the mind-set, indeed, the shared ontology of a world that affirms racial and gender superiority/inferiority. Although the domination of many areas of the university system, corporate hiring, etc., by such considerations has provided victimary groups with considerable financial and other advantages, victims are not expected to be satisfied simply to have acquired “rights” and advantages in the present. On the contrary, they are called as witnesses to the applicability of the Nazi-Jew model to human society in general. For from the beginning, the ethical and intellectual values of these societies have been complicit in the oppression of peripheral victims for the benefit of central authority.

    The power of the Holocaust model is simple and absolute. If one wishes to claim, for example, that certain social roles are better fitted to men than women—or, say, that marriage should be restricted to that between a man and a woman—the implicit Nazi analogy renders these judgments as ugly as the caricatures in Der Stürmer. It is of great significance that anti-Jewish prejudice, unlike the standard racial variety, is based on the denial of what is generally an objective superiority—one that can be traced back to the Hebrews’ firstness as the inventors/discoverers of monotheism. The Nazi-Jew paradigm colors all other victimary oppositions with an undertone of envy. Whatever the value of the evidence that, say, Blacks are less intelligent on average than Whites, or women less gifted in the sciences than men, there is certainly no evidence that Jews are less intelligent or gifted than non-Jews—au contraire. If victimary groups are persecuted ultimately for their superiority, then no discrimination of any kind can be objectively justified. Hence the existence of statistical differences between groups with regard to success in any given endeavor (unless the victimary group actually does better, as with Blacks on basketball teams or women in college admissions) is considered prima facie evidence of discrimination.

    At this point victimary thinking becomes problematic, for it incorporates two contradictory principles derived from the originary moral model. On the one hand, the firstness of the first user of the sign is not allowed to confer an advantage when it comes to distributing the products of the sparagmos; the exchange of signs, and of the things that are ritually distributed as a result of the exchange of signs, is in principle perfectly symmetrical. On the other hand, in more advanced societies the different roles are expected to be distributed according to the ability to perform them and not by victimary categories. The creation of such categories in the postwar era, however obviously necessary they may appear to us, is a radically new development that is best understood as the legacy of the Holocaust. It is in effect the extension of the Holocaust paradigm to the whole ensemble of social relations. Nothing like “affirmative action” had ever existed, even among persons with great sympathy for groups that are today considered victims and that in the past were simply thought of as deprived of equal rights, such as slaves in the South or women not given the vote. Needless to say, this new victimary consciousness has not done away with social hierarchy, but it has eliminated many selection criteria previously considered “objective,” such as aptitude examinations for civil service work, and spawned affirmative action programs of various kinds, not always in compensation for past prejudice.


    Rosenfeld’s material offers confirmation of my assertion that results-oriented victimary thought is a product of the Holocaust, not merely in the broad sense that victimary thinkers make abundant and often reckless use of Holocaust analogies, but more specifically that the very outrageousness of the Holocaust metaphor is essential to creating and imposing the new victimary paradigm on human relations.

    Let me take as an example a passage quoted by Rosenfeld from Betty Friedan’s 1963 The Feminine Mystique, the key manifesto of American postwar feminism. This passage can serve us as a test case of “how to talk about the Holocaust,” since it lends itself admirably to Rosenfeld’s critique at the same time as its very enormity justifies my argument that the paradigm inaugurated by the Holocaust is at the heart of modern victimary thought.

    [T]he women who “adjust” as housewives, who grow up wanting to be “just a housewife,” are in as much danger as the millions who walked to their own death in the concentration camps—and the millions more who refused to believe that the concentration camps existed. In fact, there is an uncanny, uncomfortable insight into why a woman can so easily lose her sense of self as a housewife in certain psychological observations made of the behavior of prisoners in Nazi concentration camps. In these settings, purposely contrived for the dehumanization of man [sic], the prisoners literally became “walking corpses.” Those who “adjusted” to the conditions of the camps surrendered their human identity and went almost indifferently to their deaths. Strangely enough, the conditions which destroyed the human identity of so many prisoners were not the torture and the brutality, but conditions similar to those which destroy the identity of the American housewife. . . .

    It was said . . . that not the SS but the prisoners themselves became their own worst enemy. Because they could not bear to see their situation as it really was—because they denied the very reality of their problem, and finally “adjusted” to the camp itself as if it were the only reality—they were caught in the prison of their own minds. . . . All this seems terribly remote from the easy life of the American suburban housewife. But is [not] her house in reality a comfortable concentration camp? (48, quoting p. 305-07)

    Here is Rosenfeld’s reaction to this passage:

    “In reality,” her house is nothing of the sort, and a clear-thinking person knows that the comparison is a foolish one. . . . [W]hat we confront in Friedan’s book goes beyond merely hyperbolic thinking to something close to the shut-down of thought itself. For no one who thinks at all lucidly can possibly see a connection “in reality” between the situation of middle-class American housewives of the postwar period, no matter how bored they might be, and the wartime condition of inmates in the Nazi camps. (48)

    In the paragraphs that follow, Rosenfeld attempts to explain Friedan’s use of this comparison, using ideas from Christopher Lasch and Tzvetan Todorov. But at bottom his “explanation” is simply a restatement of the facts. Rosenfeld alleges that “a politics of suffering and victimization has been developing within American society over the past several decades . . . whose proponents draw on the pervasive presence of Holocaust images in order to garner for themselves a certain moral superiority that victims have come to enjoy in our society.” Well, yes, but explaining the use of victimary imagery by “a certain moral superiority that victims have come to enjoy” is mere tautological wordplay.

    But the basis for my remark that it is tautological is precisely my theoretical claim that it is truly the Holocaust that is the source of this rhetoric, which is not always as clearly derivative of its model as this particular example. And this means that calling it “rhetoric” and emphasizing as Rosenfeld does the “images” of the Holocaust in Friedan’s passage in fact obscures the real impact of the Holocaust on victimary thought. For these vocabulary elements need not be present in the text, and indeed, the course of victimary rhetoric has been to abandon the Nazi image, except to the extent it can be associated with the “West” and particularly with Israel. When Edward Said proposes “Orientalism” as the model for the West’s dismissive and ultimately oppressive attitude toward its “other,” the last thing he wants us to think of is the West’s oppression of its internal other, the Jews. In principle, at least, Rosenfeld should be happy with this development, as indeed he might be if it were not the flip side of Muslim-inspired neo-antisemitism that reviles Israel while reprinting Mein Kampf and the Protocols of the Elders of Zion. But precisely, the filiation of victimary thought with the Holocaust is not one of images but of paradigms, and the paradigm of oppressor vs. oppressed race/social group/gender/etc., is far more durable and significant than images of stacked bodies and false shower rooms.

    What we observe in Friedan is an early, and for today’s reader strikingly naïve, use of this paradigm. But let us note how she uses it, before the Berkeley uprising of 1965, before the campus/French revolt of 1968, at a time when “affirmative action” (which dates—dixit Wikipedia—from a JFK Executive Order in 1961) was in its infancy and “diversity,” which college presidents today cannot form two consecutive sentences on any subject without mentioning, was as yet unknown. Friedan cannot claim that her housewives suffer physically, nor even that they are mentally tortured by… whom exactly? The SS is mentioned only to be dismissed, since not even the most uncompromising feminist could find an analogy between these women’s poor husbands and the SS. The real point is that the prisoners themselves became their own worst enemy, that the housewives/prisoners internalize their oppression and adjust to it. Today such language might be accused of “blaming the victim”; it is made palatable only by the extreme nature of the overall model, which allows the assimilation of the housewives’ oppression to Nazism on the condition that it be a Nazism without Nazis.

    For the fact that the women’s material conditions are at the antipodes of those of Auschwitz inmates, far from leading us to dismiss Friedan’s comparison as “the shut-down of thought itself,” is precisely meant to caution us against rejecting it. Adjustment is the real problem, and although in the housewives’ world no oppressor is indicated, it is the system of oppression that is at fault. The point of this analogy is that any acquiescence in an oppressive system is the virtual equivalent of accepting the role of the oppressed in the Nazi-Jew model, something that no self-respecting human being should react to with anything but outrage, even unto death. But as Adam Katz would point out, and as the partisans of victimary thinking prefer to ignore, this analogy is only useful to the extent that it is being offered in a social context where it is not valid, where it can have an impact on us precisely because we are not Nazis and are shocked by the accusation that our notion of normality is “really the same as” Auschwitz.

    Although Friedan isn’t proposing here anything like “affirmative action,” she clearly shows us where the Holocaust paradigm is going. This is no longer Civil Rights language; it is the language of absolute oppression, a pre-philosophical form of deconstruction, for which any acceptation of differential status—such as adjustment to a preestablished gender role—is equivalent to assuming the zombie-like status of prisoners who go unresistingly to their deaths. This is, to use a word that would have a considerable fortune a few decades later, the state of abjection.

    However tasteless its rhetoric, Friedan’s book was instrumental in kicking off a neo-feminism that fifty years later has led American women to attend college in considerably higher proportion and with considerably greater success than men, to run for president, and to enter and in some cases dominate formerly male-dominated professions. Thus in condemning Friedan’s rhetoric for its wild reference to the Holocaust, we risk failing to notice what the outcome of reaction to the Holocaust through the mediation of such rhetoric has really been, leading both to the creation of a more gender-equal world and to the problematization of all remaining areas of non-reciprocity, justifiable or not. It is possible to feel disgust with the assimilation of suburban housewives to Nazi prisoners and yet to understand that Friedan’s overall (and generally valid) point in encouraging suburban housewives to look beyond their current roles is an example of the historical power of the Holocaust to generate victimary thought, independently of Friedan’s or anyone else’s specific use of Holocaust metaphors or images.


    To conclude with an example of the persistence of this kind of rhetoric nearly fifty years later, here is an extract from the acknowledgement section of a 2008 UCLA doctoral dissertation.

    I am . . . compelled to acknowledge the existence of demeaning plantation politics at UCLA, which also significantly and consistently contributed to my UCLA experience. While I carry a tremendous amount of resentment regarding experiences that can best be described as a new millennium form of Jim Crow, I have also gained a tremendous amount of strength from surviving, overcoming and conquering the demon of racism and the racist demons that exist and operate at the University of California Los Angeles.

    The Nazis have been replaced by slave-drivers, but the rhetoric makes the same unbridled use of a stigmatized relationship of oppression to condemn phenomena that the author feels no need to describe in any detail. No doubt this example is more of an expression of personal hurt and resentment than an attempt to make other Black students conscious of their oppression. But this only makes it a more convincing illustration of the persistence of a model that, whatever the imagery used here, has its source not in American slavery but in the Holocaust, which brought forth a victimary paradigm that continues to dominate the postmodern era over 65 years after the end of WWII.


  • Myths of Totemic Origin in Lévi-Strauss and Girard

    In reading over the fourth chapter of Des choses cachées… in preparation for my forthcoming Imitatio monograph on the relationship between mimetic theory and GA, I came across Girard’s discussion of two myths quoted in Lévi-Strauss 1962 Le totémisme aujourd’hui. It is certainly serendipitous that the two myths discussed in the first chapter—the only myths set off as separate narratives in the entire book—both lend themselves so seamlessly to a Girardian analysis, almost as if Lévi-Strauss were throwing Girard across the years a theoretical softball. For both myths are thinly disguised accounts of emissary murders or lynchings, of group violence directed at a marginal or alien figure whose guilt is assumed in advance.

    In the first, Ojibwa case we encounter six supernatural beings who emerge from the sea, one of whom kills a local Indian with his gaze, after which the others, the eventual founders of the five Ojibwa clans, “make him return to the bottom of the sea,” which no one can doubt is a narrative transformation of drowning.

    In the second, Tikopia myth, Tikarau, whose eponymous relationship with the society is obvious, and who stands out as an individual in comparison with the unnamed Ojibwa figure, is chased by a group of unnamed gods to the edge of a cliff, from which he miraculously flies away; this again is an obvious transformation of the procedure of collective sacrifice/execution accomplished by forcing the victim to the edge of a cliff, where he may be expected to jump off rather than be torn to pieces by his persecutors, who thereby avoid individual contact with the victim and blame for his death.

    Ignoring the fact that these are obvious disguises of murder, Lévi-Strauss explains the expulsion in both cases as an “impoverishment” of the original group, which introduces a “discontinuity” (37) allowing the remaining elements, that is, the totemic clans, to be separated (écartés) from each other. The scapegoated personage’s offense in both myths is described, in contrast to the “more discreet” action of the others, as “la conduite individuelle et malfaisante . . . d’un dieu avide et indiscret” [the individual, malicious conduct of a greedy and indiscreet god] (36), for which Lévi-Strauss offers a reference to the Scandinavian trickster-god Loki. In the Ojibwa myth, the removal of the sixth being allows the five others to beneficially divide up the social order, just as that of Tikarau, who flies away with most of the materials for the feast that was being prepared for his visit, permits the Tikopia to receive the benefits he leaves behind—the four vegetable elements associated with the four Tikopia clans—from the departed god’s anonymous companions. Lévi-Strauss incurs Girard’s criticism that by taking literally these representations of an individual’s non-violent or voluntary removal rather than interpreting this removal as a collective lynching, the anthropologist is acting in complicity with the myth-makers rather than revealing the originary violence they have concealed. Nor does Lévi-Strauss mention the obvious correspondence of the Ojibwa myth with the familiar phenomenon of the “evil eye.”

    But once Girard has pointed out the signs of lynching, his analysis makes no other distinctions; like Lévi-Strauss, he treats both myths as essentially equivalent. For Lévi-Strauss, an “indiscreet” member of the supernatural group is eliminated by the others, who then (re)establish the beneficial division in clans; for Girard, the gods lynch one of their members, the myth disguising his murder as a “disappearance.” Neither shows any interest in the clear contrast between the two myths marked by the greater individualization of the Tikopia case.

    I think we can accept Girard’s revelation of the image of scapegoating behind both myths without following him in his own leap off the cliff of social exchange and classification into the void of “mimetic crisis” and its resolution. Here and elsewhere, once Girard finds evidence of the pattern of emissary victimage, he abandons any concern with the specific structures that emerge at the end of the myth; in his epistemology the only important moment is the first, the generation of something out of nothing, the emergence of the emissary victim/divinity out of the total dissolution of all preexisting structures in the “mimetic crisis.” But however real may be the ultimate basis for this kind of mythological representation, it remains a representation, not the account of a real event. Whether the eliminations at the center of both narratives be understood as murders or peaceful departures is less important than the function of these myths to provide originary explanations for the social orders in question. And the difference between the myths gives us an idea of the difference between the two societies that has relevance for our overall theory of human social organization.


    Lévi-Strauss belonged to a generation that had learned to reject the over-simple ideas of human social organization that flourished during the early days of systematic ethnology in the latter part of the 19th century. The idea that all societies at a certain stage of development would practice “totemism” in the form of correlations between a set of edible animals and the various clans of a tribe, and engage in something like the Australian totem feasts described by Durkheim, had been demolished by the second decade of the twentieth century. The purpose of Lévi-Strauss’ little book is to examine a few cases of the “totemic,” so to speak in brackets, since the great variety of relationships between individuals, social groups, and totems, edible and otherwise, that fall under the overall rubric of “totemism” suffice to discredit the term’s earlier pretension to describe a well-defined mode of social organization.

    Nonetheless, we must remember that the “primitive” folk we encounter in modern times are as far removed from the origin of humanity as the members of more advanced societies, and that the rudimentary nature of their technology does not prevent their social order from evolving. This fact does not provide a brief for restoring totemism to its old status among the writers of Frazer’s generation, let alone attempting to situate it in a “Darwinian” tableau of social evolution à la Lewis Morgan (1818-1881), but it does suggest that we should be allowed a little freedom to speculate about how the variety of quasi-totemic phenomena might have evolved. Certainly whatever the relationships of recent or contemporary clan members to their so-called totems, it is not unreasonable to hypothesize that the original relation was indeed one of worship/sacrifice, and that over thousands of years many of these societies, for reasons that must be examined individually, embroidered variations on this simple pattern. More fundamentally, it also seems likely that the original “totemic” organization, whether it occurred through the splitting of an original group or the amalgamation of a number of groups (as we see at a much more advanced stage of civilization in the construction of the Greek Pantheon), was a response to the need to organize a society that for whatever reason was becoming more numerous and complex than could be maintained through the worship of a single theriomorphic divinity.


    Although there is no inherent conflict between the specialized analyses of social science and the speculative conclusions of “humanistic” anthropology, the mind-sets are different, and the “total” anthropology that their synthesis would create can only be imagined for the distant future. Girard’s analyses as well as GA’s illustrate the fallacy that the ethnological expertise required to describe the complex relations between clans and “totems” in the societies examined by Lévi-Strauss suffices to explain the fundamental human qualities they reflect.

    The passion for trees over forests that inhabits the social sciences is not really diminished by structuralism’s concern for defining the parameters of social variance; the difference between fundamental and superficial layers of structure is as much obscured as enhanced by the insistence on defining social orders through paradigms, and paradigms of paradigms. We should be mindful that the simplified cultural patterns observed in myth are likely to reflect earlier, simpler times, and above all that these patterns are not simply idealized reflections of ritual practices but in effect theories of overall social structures. Hence in our quest to understand the differences between Lévi-Strauss’ two myths, an internal analysis of the myths themselves in terms of an originary conception of the human may well prove more enlightening than detailed analysis of the constituent parts of the real-world totemic orders at a given moment.

    The picture of the clans given in the Ojibwa myth is that of equivalence; the five founding beings are not distinguished from each other in any way. This appears to reflect the social self-consciousness of a hunter-gatherer economy with subsistence agriculture that has not reached a level of surplus production sufficient to permit the emergence of social hierarchy. I stress the element of social self-consciousness here because even a careful study of Ojibwa society at a given moment could not make clear exactly how the myth relates to the reality of the social order, any more than we can draw such conclusions from the myths and legends familiar to our own society.

    Although the Ojibwa as they appear in the myth were not a hierarchical society at the “big-man” level, their organization in clans reflects a higher level of organization than that of a simple band. How then should we interpret the scapegoat figure whose evil eye brings about the death of an Indian and his own subsequent banishment/drowning? This unnamed being is individualized only in being more powerful than the others; he alone is blindfolded. That is, he alone has the power of the sacred; he incarnates sacred interdiction and its concentration of deferred violence. The original plan was by blindfolding him to maintain this force in its deferred state, but the course of the narrative reveals that this was impossible, that his sacred power was too strong. In contrast, the five surviving beings, the founders of the five totem clans, are not afflicted/gifted with this power. What this suggests is that the sixth being represents less a human usurper of the central role than a bearer of the power of the originary sacred. In the new context of the totemic social order, this sacred power is not acceptable; it is too strong. The bearer of the evil eye, however mythical his designation, is a placeholder for the excessive power of the sacred, which should not be concentrated in any individual; in the everyday operation of the evil eye, any unexpected evil may conveniently be blamed on such a concentration.

    Clearly this is a scapegoating accusation; the human gaze has no magical powers either to harm or to hurt. But the point of the myth is to explain a social transition, and we must understand the scapegoating element in the context of this transition rather than assuming that scapegoating itself explains whatever social order subsequently emerges from it. What appears in the Ojibwa myth is that the strength of the originary unitary sacred must be destroyed in order that the new totemic society, with its divided sacrality, may survive. This is the “discontinuity” that Lévi-Strauss requires, and however justified Girard may be in reproaching the old master with neglecting the evil-eye theme, Lévi-Strauss gives the expulsion a specific function in the resulting system. Unlike the others, the sixth personage seems a “fictional” addition to the tale, since as far as we know there was never a sixth clan. (And even had there been, the myth could be said to explain its disappearance by the accusation, whether or not justified, that it attempted to arrogate to itself asymmetrical powers.) Thus the myth proposes a transition from a powerful, unitary sacred to a divided sacred where five beings rather than one share the sacred power.

    The Tikopia myth suggests a very different social self-understanding. In contrast to the unnamed “anthropomorphic supernatural being” in the Ojibwa myth, Tikarau is a named and individualized god, a lone stranger who visits the Tikopian community made up before his arrival indistinctly of men and gods, the latter being “direct representatives of the clans.” Only as a result of Tikarau’s visit do humans and sacred beings become distinguishable. The fact that Tikarau escapes with the non-vegetal components of the feast, although not discussed at length by Lévi-Strauss, suggests that the clan structure is no longer perceived as dividing up the entire social order, that there is a tension between this egalitarian division and at least the temptation if not the reality of a central usurper. Thus the Tikopia myth has much in common with the “sacrificial king” pattern that Girard discusses in La violence et le sacré, albeit without distinguishing between equalitarian subsistence groups and societies that generate enough of an economic surplus to have even a “sacrificial” king. In such societies, the sacred center is already occupied by a human being whose mythical or real expulsion/lynching would discharge the resentment generated by his scandalous usurpation. This would seem to be reflected by the fact that Tikarau alone is individualized whereas the other gods are anonymous and functionally indistinguishable from the humans—except that it is they who perform the expulsion/execution. Tikopia society at least until recently retained its traditional division into four clans, but the level of hierarchy within the clans, which are/were headed by chiefs, appears to be greater than among the Ojibwa. The disappearance of Tikarau may then be understood as a cautionary tale against the emergence of a single big-man, which may well have been a temptation of individual clan chiefs at the time of the emergence of the myth.

    Thus in both cases the clan structure is described as emerging upon the expulsion of a figure representing a unitary, more powerful sacred. In one case, it is a shadowy figure who appears to represent a simpler past; in the other, he is a vivid personage whose expulsion, whether or not it recalls a real event, appears to reflect a fear of the emergence of a single dominant figure as a threat to the Tikopia’s division into four clans.


    Finally we must ask what is indeed the “reality” behind these ritual murders. Is the Tikarau of the myth a mythologized version of a real individual chased off a cliff by the Tikopians and immortalized as a divinity, in an action perhaps subsequently consecrated in ritual, although no such ritual existed at the time the myth was told? As Girard’s analysis points out, other elements of the story, such as the “athletic contest” in which the protagonist “stumbles,” add to the “realism” of the myth. But the real question in both cases is the degree to which a specific event is, as Girard implies, the source of both the myth and the Tikopian social order whose origin it describes.

    As far as we know, neither the Ojibwa nor the Tikopia practiced human sacrifice. Human sacrifice is not characteristic of hunter-gatherer societies outside of a war context; it belongs rather to a hierarchical social order in which the central sacred figure has been assimilated to the human, so that the usurpation of the god’s ritual role facilitates the designation of a human substitute for the god in the role of sacrificial victim. This would not of course prevent occasional “emissary murders.” The possibility of an individual member of the society being substituted for whatever reason for the central victim/divinity of the originary event is not eliminated by the success of this event, but merely deferred; the risk of meeting this fate is the very sacred danger that inhabits the center and that the shared emission of the sign is meant to avoid. Any real or presumed attempt by a human to usurp the center on his own is likely to be punished by a lynching of this sort. It is not necessary that such lynchings be common, nor even that they occur at all; it suffices that they be feared, and this is indeed the foundation of all fear of the sacred.

    It is surely no coincidence that the greater narrative detail of the Tikopia myth reflects an apparently more advanced social order where the temptation of usurping the center is greater. This more realistic lynching story, in contrast with the narrative poverty of the Ojibwa drowning, suggests that its inventor/teller gives a greater imaginary presence to the usurpation, whether or not he was influenced by the real experience of such an attempt on the part of a Tikopian.

    But here is the crucial point on which I part company with Girard. That the divinity can fly away whereas the real man would have been killed is not simply a mythical lie; it is a consequence of the difference between the realm of signs, to which the gods belong, and that of mortal beings. What in the real world would be a lie is in the realm of myth a transfiguration. That the origin of the sign is associated with the sparagmos of its original referent is a point on which Girard and I are not in disagreement. But the human and its language would not exist if the designation of the victim and his/its dismemberment were not separated by a space/time of deferral within which the “verticality” of the sign could emerge. And just as the origin of the sign requires a time of deferral in which the moral unity of the community can be created, so the mythical representations of divinities as escaping the violence of the human community cannot simply be reduced to acts of méconnaissance that cover up “real” acts of violence. The personages in these myths, whatever their distant origins, are representations, and the supplement of freedom they embody as divine representations rather than mortals is already that of the originary sign itself, whose deferral of violence is what permits us to be human, and consequently in our thought, to conceive the more than human.


    The point of these admittedly speculative analyses is to illustrate GA’s capacity to build on Girard’s insights rather than simply denying them. The originary hypothesis does not demand that we refuse to recognize either the reality or the mythic representation of “emissary murder.” But conversely, it is not enough to identify the emissary structure; its function in a specific narrative, and in the specific society that creates that narrative, remains one of representation, and consequently, of explanation. What Girard refers to as the act of méconnaissance at the origin of human thought may better be understood as embodying what I call (see Chronicle 390) the fundamental paradox of signification.


  • Reflections on GASC V: GA and Humanistic Thought II

    This Chronicle, although it can be read as an independent unit, is the continuation of a two-part essay begun in Chronicle 407.


    Sartre’s néant, which seems to have nothing to do with language, is in fact a figure of language, as its parallel with his notion of (prose) language’s transparency makes clear; no medium is more transparent than nothingness. But language, once one is able to emancipate oneself from metaphysics and conceive it in its originary state, is anything but transparent; it is inextricable from the process of the creation/discovery of originary meaning. It was Derrida who discovered where Sartre’s néant really belongs in relation to language: not as a figure of its mediating role between consciousness and its objects, but within language itself as différance, which in our terms is the deferral of violence through the “arbitrary” promulgation of the sign/name-of-God that designates its object as (always already) sacred, interdicted as a result of an excess of desire.

    Far from making possible the transparency of communication, the linguistic néant guarantees its opacity. Derrida deepens Barthes’ notion of écriture into a critique of all language and thought as falsely pretending to self-presence, so that the only moral use of language is in this auto-critique itself. Deconstruction fosters the conception of language as an ensemble of binary Nazisms, oppressor-victim pairs such as white-black, man-woman, straight-gay… Derrida is too clever to give his readers the opportunity to ask where and how he finds, even in the “margin,” the language that allows him to perform his critique. Deconstruction as a method has no positive doctrine; it demonstrates the indefensibility, the political incorrectness, of any positive affirmation. When writing has no zero degree and language is irredeemably complicit with oppression, we can at best make ourselves Jainists of thought, deconstructing language using words prepared for others, provided that we denounce its participation in the original sin of pretended presence.


    Through its reference to “Western Civilization,” deconstruction extends its moral critique to all known intellectual history, for there is no brief for “other civilizations,” and in any case it is clear enough which civilization, before, during, and after Hitler, has long dominated the world. But Derrida’s leçon d’écriture (see Chronicle 388) makes clear that pre-literate cultures too engage in “writing” in the broad sense, that humanity has no unfallen state. That this position implies either that the human is itself a “fall” into the state of écriture that must be explained by a theory of origin, or else that life and the universe in general somehow participate in the false pretensions of human representation, is left unexamined. The more deeply one analyzes the foundations of deconstruction, the clearer it becomes that only an originary hypothesis can resolve its anomalies in a constructive fashion, including most crucially the paradox of the always-already of (sacred) signification.

    Notwithstanding, the direction taken by deconstruction in the academy is rather the more facile one of acclimating its implicit anthropology to the familiar resentment-laden binaries of race, gender, etc. Deconstruction is reduced to a critique of the normality of today and above all of the recent past, where a whole industry has been created to denounce sexism, “Orientalism,” and other postmodern sins avant la lettre.

    Derrida’s notion of différance presupposes the (non-) presence of a paradigm behind every act of signification. Because meaning has always already fallen into plurality it must abandon its spurious claim to ostensivity; words cannot point to what they mean. But Derrida fails to see that this loss of ostensivity can only be conceived as occurring on a scene always already cleared for meaning by an ostensive sign that is precisely not an act of violence but a “disinterested” appeal for attention. The mutual presence in which the participants share their attention to the sign creates a space of absence, a néant within which the real or imaginary object/referent of the sign may be “non-instinctually” contemplated. Rather than being mediated by a paradigm, meaning is mediated by a communal scene, even in mature, paradigmatic language. When I use the sign “red,” my brain does not normally decide whether its referent is red or pink or orange. If I see something that just appears red, my use of the sign depends on my implicit confidence that others will also see the object as red, just as when I see my friend John I don’t have to think before naming him John about his not being called James or Henry. The triangulation that occurs between my sign and its referent connects me to my (real and implicit) fellow speakers, not to a paradigm of signs. And if I can’t decide whether something is red or pink, this is not a matter of “selecting from a paradigm” on the model of the famous scene in Terminator, but of deciding which sign I can share in good faith with my linguistic community. This is precisely the lesson Derrida appears to have learned in the text “Foi et savoir” [Faith and Knowledge], discussed in Chronicle 340 (“Frère Jacques”).

    Where Derrida goes wrong is in perpetuating the metaphysical méconnaissance of the origin of language, supposing that the existence of language itself requires no explanation and that the real question is whether it be spoken or written, (spuriously) immediate or (truly) mediate, in which case it is easy to see that an “immediate” language, whatever its “form of expression” (Hjelmslev), is a contradiction in terms, a lie perpetuated by the logocentric masters of civilization.

    In contrast with Derrida, Girard in a brilliantly imperious move simply evacuates the question of language; what matters is the configuration of the scene itself, not the sign that emerges from it, which he reduces to the victim that occupies its center surrounded by the “non-instinctual attention,” whether or not accompanied by ostensive gestures, of the lyncher/participants. Nevertheless, Girard understands where Derrida does not that the ultimate lesson of the victimary is not that all human relations are modeled on the authority-as-violence of Auschwitz (transmuted in Girard to the emissary all-but-one-against-one), but that the essence of the human is its need for and realization of a scenic, transcendental control of violence. No doubt Girard gives too much credit to violence itself and not enough to its deferral, dismissing the fact that real, that is, human violence is understandable only as a return of violence after this deferral. But he nevertheless makes the key move beyond political posturing by grasping the constructive potential of human mimetic violence to create a mutually attentive or scenic space, cleared of appetite, in which meaning can be negotiated. That this once posited, Girard disdains to examine the institutional cultivation of this creativity in the market and other systems of exchange—leaving thereby, as we have seen, a space for “left” Girardism—should not be held to detract from his fundamental discovery.

    As befits his transitional position between victimary thought per se and GA’s “post-millennial” anthropology, Girard has occupied from the beginning an anomalous position in the ranks of “theory.” His books, particularly Mensonge romantique, remain popular and are often quoted, but he is not included (e.g., by François Cusset in his 2003/08 French Theory) in the French theory pantheon. Because Girard locates the “victim” within an anthropological rather than a political model, his thought has no place for victimary resentment of authority, however easily his vocabulary may be adapted for this purpose.


    GA, whatever the political views of its adherents, should be considered a fundamentally conservative mode of thought in that it grants a préjugé favorable to the normal over what challenges it. In particular GA accepts Fukuyama’s principle that the ultimate mode of governance is liberal democracy, broadly conceived as a free economic market under the authority of a one-person-one-vote political marketplace with the power to prevent abuses as well as “provide for the common defense [and] promote the general welfare.” An anthropology based on the minimal originary hypothesis tends to favor a Burkean respect for the political landscape because it attributes the origin of human society not to the crime of lynching of another human but to the less dramatic but more fundamental discovery/invention of the sacred sign as a new way to share resources equitably. It is hardly parsimonious to draw from the critical need to control mimetic violence the conclusion that the originary human act is a discharge of this violence divorced from any attempt to procure nourishment. GA assumes that by abandoning the pecking-order hierarchy of primate groups, the originary humans devised a mode of food distribution more egalitarian and therefore less conducive to mimetic violence; the group reinforces its solidarity by sharing, as do hunter-gatherer tribes to this day, “equal” portions of a central victim whose chief attraction is as a potential source of protein rather than as fodder for collective rage. GA is a post-victimary mode of thought precisely in that the group-victim or human-divine paradigm in its originary hypothesis is not analogous to the Nazi-Jew model that still informs Girard’s point of departure.

    If, all other things being equal, victimary thinking in its French-theory mode has been popular because it enables left-wing resentment, and Girard is less popular but still palatable because his thought at least tolerates this resentment, what then can we say of GA’s potential for renewing humanistic thought?

    The recent decline of “theory” is not so much the result of the academy’s recovery from its infatuation with the left as of a turn toward the practical in difficult economic times. Even the postcolonial trend that is increasingly dominant in French as well as English departments reflects a turn toward a more concrete interest in social structures. However victimary its concentrations on such things as women’s oppression and neo-colonial abuses, postcolonial “theory” understands even such politically charged phenomena as the linguistic oppression of colonials by their European masters without having to deconstruct the logos itself. Moreover, with the passage of years, victimary areas of study, feminism in particular, have lost something of their antinomian edge and show a more even-handed curiosity toward differences of gender, race, and sexual orientation. Victimary thought has had a mildly self-curative effect; testing an extreme model of differential relations against reality gives scholars an opportunity to acquire a less purely negative understanding of social difference. This should make them marginally more open to the constructions of GA.

    A more ominous aspect of this turn to the practical is that humanists have been steadily losing ground to social scientists in the methodological sphere. Postmodernism undermines the traditional respect for the “classics” while creating the impression that humanistic thought, however valid in its own terms, is wholly negative, so that the only remaining positive knowledge is “scientific.” And although most sociologists and anthropologists are as reliably left wing if not more so than professors of language and literature, they operate according to different and in a fundamental sense incompatible protocols in the study of the human.

    Under these circumstances, in claiming GA to be archetypical of humanistic thinking, indeed the implicit ground of all such thinking, I am making a case for humanistic thought in general as an independent anthropological mode that cannot be subsumed by scientific discourse as it is normally conceived.

    Let us return to the definition of the human that is at the basis of GA: the human is the species that poses a greater danger to itself than does its external environment. This picture of the “human condition” is a direct consequence of the enhanced human propensity to mimesis already remarked on by Aristotle. This definition implies that the primary need of the emergent human species is for a means to defer internal violence, a means that the originary hypothesis situates in the reciprocal exchange of signs around a sacred (appetitive) center. The group’s reciprocal equality is the source of our sense of morality, of what I have called the moral model first instanced in the originary exchange of signs and then put into practice by the more or less equal division of the central object.

    In the previous Chronicle I noted that the humanistic focus on literary and philosophical works has its origin in their use, originally in a highly didactic fashion, to guarantee and teach ethical principles and ways of conduct, whether or not in the context of a sacred history. The heart of humanistic thought is the recognition that we all share this moral configuration on our internal scene of representation. It is this moral reality of human life, an a priori law rather than an empirical arrangement like those studied by evolutionary psychology, that is the basis of all ethics, even those that are farthest from egalitarianism.

    Because it is based on a shared imperative rather than either a hereditary or a social trait, such an understanding of the human is essentially inaccessible to science, however much scientists may examine empirically existing ethical practices and codes in their quest for such things as “altruism genes.” As a fundamental anthropology grounded on a hypothesis of human origin, GA’s insistence on an originary moral model cuts it off from scientific empiricism. And although GA’s moral model has much in common with the metaphysical thought exemplified by Kant’s postulation of the “categorical imperative” as the basis for practical reason, unlike metaphysics, GA grounds its notion of transcendence in a real-world hypothesis of origin. This grounding of the transcendent in empirical reality justifies GA’s claim to be a “new way of thinking.”

    Similarly, the scientific way of thinking is unable to formulate the essence of human language. Scientists certainly study language—linguistics is perhaps the most rigorous of the human sciences—but they cannot understand the specifically human nature of language, let alone formulate hypotheses of its origin, without leaving the realm of positive science. Here again, GA alone offers a hypothetical construction of the minimal configuration within which the human moral and linguistic community emerged. It would be foolish to claim that GA is in some sense the “ultimate” humanism, but I think it can be said to attain a new quasi-scientific level of rigor as a founding hypothesis of humanism. I am therefore confident in claiming that GA is the first truly humanistic anthropology, the first way of thinking that combines the Latin and Greek visions of the human, that of humanitas, which has traditionally begun in medias res with one or more revelatory texts, and that of anthropos, which claims that empirical understanding of the specific traits of humanity provides a logos on which to found a science of the human.


    Even if we stipulate that the above claims are justified, we are still left with the question of how our new way of thinking might be able to rescue humanistic study from its current near exclusive focus on the victimary, which even as its militancy is mitigated, cannot be expected to open itself in the foreseeable future to a truly universal perspective.

    But general considerations of this sort are situated in the active marketplace of ideas, a domain where no theoretical a priori can penetrate. The books and essays my colleagues and I have written over the years provide only tentative and necessarily fallible examples of how GA might be adapted to the various domains of humanistic study.

    To what extent does GA offer a productive paradigm capable of extending itself to the study of the arts, philosophy, political science… ? I think that if GA has any future at all, such questions must be left to those who are already or who are willing to become specialists in these fields, while being at the same time sufficiently open minded to experiment with this new way of thinking. The chief advantage of a minimalist model is that it is maximally accessible to those working in the various specialized disciplines. Only they, not I, can answer questions of relevance. But it is first up to us to demonstrate—and to publicize—the explanatory power of our paradigm.


  • Reflections on GASC V: GA and Humanistic Thought I

    The question that arises most crucially from our series of annual conferences is that of the status of GA as a “new way of thinking.” After several decades, given the modest degree to which GA has penetrated the public scene, it is time to give serious consideration to its contribution in the future, mindful of the fact that not only GA but the world of the mind and in particular, that of the humanities has changed greatly in the past few decades.

    Today the notion of “humanistic thought” has lost currency to the point where no mode of thought other than “science” can even be named. I exclude “philosophy,” whose status as an academic discipline rather than a way of thinking is reflected in the revelatory fact that today only professors of philosophy call themselves “philosophers.” If years ago I found it pretentious that they would give themselves so prestigious a title, by now I recognize this as a sign of the decline of the old figure of the philosopher as a thinker outside the power structure speaking, as they say today, “truth to power.” Now that even untenured professors do this three times a day before lunch, there’s no place for “independent” philosophical thought. Thus the most notable humanistic thought of the past few decades has not been created in the increasingly technical domain of philosophy, but in that of “theory,” an American distillation of European phenomenological thought transmitted through literature departments following the 1966 Johns Hopkins conference on “The Language of Criticism and the Sciences of Man” (in which Girard played a major role) and Paul de Man’s subsequent adoption of Derrida and domestication of his non-concept of “deconstruction.”

    Today this mode of thought, too, is in decline, however its ideas may hang on through application to postcolonial and other victimary modes. The growth of various forms of “cultural studies” has balkanized the formerly unitary notion of Western culture, whereas the notion of “global studies” is characteristically focused on preparing careers in world business rather than in conceiving theoretical models of the human, an activity whose relevance to what today passes for humanistic study is no longer obvious. Indeed, we have all but abandoned the idea of conceiving literary works of any kind as permitting us to construct anthropological models guaranteed by “the best which has been thought and said.” Scholarship on literary and other cultural topics tends to insist on victimary or at best sociological factors rather than on the application of the “moral lessons” of the works in question to humanity as a whole.


    Let us take a step back and consider what “humanistic thought” might be independently of the departmental structure of knowledge as practiced in the university. The simplest source of such thought is the analysis of texts, or hermeneutics. One begins with a cultural artifact, religious or secular, and seeks in it lessons for the understanding of the human. This involves extending the literal text in various ways. Instead of describing the hermeneutic process phenomenologically, that is, in a content-free manner, as the creation of a “hermeneutic circle,” it is more useful to understand it as the attempt to apply a fundamental anthropology to a text by “reducing” the literal meanings of the text to those of that anthropology. This process inverts the extension of the originary sign to other beings as extensions of its originary sacred content. The plurality of signs can come into being only through their analogy with the originary sign, and the hermeneutic act consists in explaining how the new sign might have been derived from the old, for example by showing how its new object functions in an way analogous to the originary object. Before WWII this procedure had already long been applied to literary texts, the anthropology implicit in such texts being understood in terms either of a sacred narrative—which has the advantage over all “scientific” accounts of including an explicit origin—or of a less explicit notion of human morality, for which literary works or biblical tales were examined for possible “lessons” on the model of such compositions as Aesop’s Fables.

    The practices of, e.g., anagogic biblical interpretation illustrate this process of reduction. Their point is to find in a text, say from the Old Testament, parallels with the story of Jesus’ life or with the history of human salvation, so that the different texts of the Bible can be understood as embodying versions of varying complexity of the same overall narrative. What is missing from such accounts is that this “same” story is in effect a universal anthropology, the essential story of humanity.

    The new criticism that arose after the war and in whose wake we continue to live was guided on the contrary by a universal anthropological intuition derived from the Holocaust: that human society was defined by victimary relations. This apparently restrictive goal, which defined a systematic hermeneutic as opposed both to religious and to humanistic-moral interpretations, was the source of the new anthropological perspective that we came to call postmodernism, which is most commonly defined in Lyotard’s terms as rejecting “metanarratives” or master narratives (that Lyotard’s term métarécit is commonly translated master narrative no doubt reflects the continuing politicization of the question even from the original book to its translation). Despite its often puerile antinomianism, the postmodern’s across the board legitimation of victimary resentment has surely been highly productive. What teacher has not seen a formerly mediocre student blossom and begin to work with real intensity on a project that allows him, or often, her, to exploit personal resentment? The great irony of the Holocaust is in legitimizing the resentments of everyone other than the Jews, resentments that after 1967 were often turned against the Jews themselves.

    Postmodern thought, which reached self-consciousness if not maturity in post-structuralism, is not altogether compatible with (social) science. Its critique of “oppression” is not straightforward political analysis but is grounded in a critique of texts founded on an ultimately anthropological moral intuition that is unverifiable, and certainly “unfalsifiable,” by scientific procedures. Thus the historical intuition that flowed from WWII led to the enthronement of humanistic studies as a rival to social or human science. The postmodern master Derrida’s most programmatic work, De la grammatologie, attacked not merely the metaphysics of Rousseau and Plato but the human/anthropological science, notably that of Lévi-Strauss, that was founded upon it.

    When it becomes possible to write a decent, apolitical history of postwar thought, it will become clear that the Nazi-Jew model provided by the Holocaust was its key point of departure in the theoretical as well as in the political sphere. Postwar thinkers applied different forms of “deconstruction” to the intellectual bases of virtually every institution of their own society, all of which appeared to impose the authority of a powerful center over its periphery, whether colonial, sexual, or economic. But in a history of the era that privileges its epistemological and ultimately ethical discoveries over its critique of “capitalism” or the “patriarchy,” René Girard will emerge as its most powerful thinker, indeed, as the culmination of postwar victimary thought. For the very reason that Girard is the most explicitly victimary of all these theorists, he elucidates the structure of victimage on its most fundamental and consequently least politicized level. As the apogee of the victimary era, his work makes the transition from victimary to truly anthropological thought.

    Yet it is not fortuitous that Girard’s personality and role in the profession, unlike those of his controversial and far less original contemporary Paul de Man, has not had an influence commensurate with the value of his thought. We cannot deny the marginality of Girard’s ideas in the academic marketplace as well as the fact that few of his students have had particularly successful careers, whereas de Man’s students still dominate the profession’s older generation. Seemingly Girard’s ideas have obtained only modest academic success in comparison with the elusive and ultimately derivative lucubrations of de Man not in spite of but because of their power and anthropological significance.

    We must avoid attributing this disparity to personal factors, or cynically dismissing it as an application of Gresham’s law to critical theory. We should rather explain the leftist politics of the practitioners of “critical theory” by the “supplementary” enhancement of this class’s traditional intellectual activity by the plus-value of the Holocaust. The victimary model becomes a source of power for textual analysts because the universalization of the Holocaust paradigm requires the deconstruction of all systems of authority, particularly those of (Christian) Western civilization. Presumably the destiny of all such systems is to lead to Auschwitz. That this critique of authority is ultimately a critique of the human itself will become more apparent in the apocalyptic thought of the late postmodern era. But for this very reason it is rich in new anthropological insights that the less radical critiques of previous eras, notably that of Marxism, could not attain.

    Independently of superficially political considerations, one obvious factor in the greater popularity of deconstructive over Girardian analysis is the former’s greater attention to the details of texts, not all of which can be dismissed as mere wordplay. Although both analyses are reductive, Girard’s evacuates difference rather than deconstructing it; this is his greatest strength but also a source of dissatisfaction. Where Derrida and his epigones focus on attacking point by point the “positive” texts of philosophy / metaphysics, along with elements of fiction that can be said to share their metaphysical authority over a “normal” universe—one they view as in fact maintained by binary violence—Girard uses texts partially and positively, at first in Mensonge romantique as themselves sources of a critique of desire/difference, and then in La violence et le sacré to illustrate their at least partial awareness of the nullity of difference. Girard continually dismisses all other modes of thought than his own, but rarely confronts specific texts. When he does (for example, in his analyses of Freud and Lévi-Strauss in La violence and Des choses cachées), he simply points out their failure despite noble efforts to attain his mimetic insights rather than claiming to discover in them the inability of Western/human thought to grasp its inherent immorality. For Girard, other texts either illustrate (as literature) or fail to illustrate (as theory) the insights revealed in his own work, whereas the deconstructors, like so many emulators of Hercule Poirot, excitedly seek in them evidence of the fraudulence of our entire edifice of thought and interaction.

    And when Girard does denounce the inauthenticity of certain texts, what he “deconstructs” is their pretension at a rebellious difference from authority that allies them with the sympathies of the deconstructors. In any event, his interest in this kind of debunking diminishes as he increasingly concerns himself with positive anthropology rather than textual critique. Girard may admire the normal no more than Derrida, but rather than promoting the resentments of the various victimary groups of Western civilization, he conceives the Judeo-Christian “defense of the victim” as an ethical imperative that focuses our attention more on the future than the past; the problem isn’t whether we have been victimizing one or another group but whether we can maintain the order of civilization as a whole in the face of weapons capable of annihilating life on earth. Girard’s focus on violence rather than resentment makes him view Hiroshima as ultimately more important than Auschwitz; we can recover from new Auschwitz-like horrors like the massacres in Rwanda, but not from a new Hiroshima with bombs thousands of times more powerful and numerous. That this shift is in some sense a turning away from the moral basis of the human is a point worth reflecting on for the future.

    In the final analysis, the postmodern critique exemplified by Derrida, although focused beyond the oppression of the standard victimary groups by the society that created the Holocaust, remains an attack on the metaphysical basis of “Western civilization” rather than a full-fledged anthropology. GA has turned différance to good use as a constructive category, but that is not the project of its creator, and certainly not of his followers. Girard, in contrast, is concerned with the fragility of our defenses against violence in general. This attitude has no doubt more affinities with conservative than with radical thought, if only in its disinterest in the social resentments that fill the texts of “theory”—texts that illustrate sans le savoir Barthes’ original idea of écriture as a discourse, characteristically on the left, that hides its value judgments in presuppositions. But Girard’s thought remains open to a “left Girardism” that anyone who attends a COV&R meeting will recognize: the “victims” identified are the same as those of “theory,” but the denunciation is worded as scapegoating and the model changed from binary oppression/discrimination/dehumanization to all-against-one massacre. This opening to the left reflects Girard’s discomfort with affirming the normal, which in our times is liberal democracy, as more than a dubiously efficient barrier against ultimate chaos. The looming apocalypse makes seemingly irrelevant the examination, let alone appreciation, of the constructive power of mimesis and in particular of the market, which operates to prevent chaotic violence by generating new degrees of freedom for its participants.

    I need not belabor the point that GA is on the other side of the divide, taking a positive view of the normal in general and of liberal democracy in particular. No doubt there remains today a vast clientele for victimary thinking that resists and dismisses non-victimary thought of all kinds. But although the academy has not turned away from its leftism in any obvious sense, it (and this “it” must surely be better defined) has turned away from “theory” because it is disillusioned with humanistic thought and the humanities in general, which are increasingly viewed on the rest of the campus as useful only as a source of techniques—writing and foreign language skills. The decline of “theory” offers us an opportunity to foreground the advance of GA, in the sense that GA’s superiority over its competitors in the theoretical sphere is surely greater now than in the past. But more important than securing for GA a modicum of publicity is the necessity of understanding how (and if) it can help us to make a new case for humanistic thought in the face of a growing scientism that subordinates all thinking about the human to that of the social and especially the biological sciences.


    The first work of the “new” postmodern criticism in France was Barthes’ Degré zéro de l’écriture, which appeared in 1953. In contrast with the leftism of the more specifically postmodern criticism that began in the 1960s and flourished after 1968, Barthes’ work originates as a critique of Marxism. Interestingly enough, Truffaut’s famous 1954 article “Une certaine tendance du cinéma français,” generally seen as the first manifesto of the New Wave, was similarly a critique of knee-jerk leftism (and anticlericalism) in the film industry. That the postmodern dawns as a quasi-conservative reaction against leftist dogmatism is something the leftist intellectuals of subsequent generations have preferred to ignore.

    Barthes’ idea of écriture is indeed better exemplified by the discourse of Stalinism than the defeated Nazism that even in its heyday had never elicited this kind of hermeneutic. If asked, the writers for Der Stürmer might well have replied that of course their writing was an écriture, that they wanted to “presuppose” the hatred of Jews because there was no point in limiting oneself to rational arguments; the same attitude informs the Muslim publications that perpetuate this great tradition today. The Stalinists, in contrast, would presumably have claimed that their écriture reflected the truths of “scientific” socialism. In an era whose greatest philosopher, Jean-Paul Sartre, would shortly declare himself a Marxist (Questions de méthode, 1957), it was urgent to make sure that Marxism was seen as a political doctrine rather than a presupposition of all thought. But Barthes’ concluding promotion of Camus’ L’étranger as the model for an écriture-free “zero degree of writing” would prove superficial; perhaps not coincidentally, Girard’s critique of this novel’s “bad faith” would be one of the decisive steps of his oeuvre.

    Barthes’ critique of écriture, with a hope of finding a neutral discourse through writing, inspired and was inspired by the nouveau roman, which he championed and which seemed at the time an important development, a deconstruction of narrative as itself an écriture. But the real importance of Barthes’ concept is that for the first time it put into question not merely ideological language of the sort he began by criticizing, but language itself. In Qu’est-ce que la littérature (1947), Sartre had opposed to the opacity of poetry the transparency of prose, as though it embodied without conscious effort the sens plus pur [purer meaning] that Mallarmé had labored so hard to give the mots de la tribu [words of the tribe]. This nonproblematic transparency should be understood in conjunction with the (for us) strangely alinguistic space of freedom, the néant, which for Sartre separated human consciousness from its “intended” object. That the transparency of non-poetic language allowed us to understand and communicate the contents of this consciousness provided for Sartre a kind of implicit originary anthropology, perhaps a distant model for Girard’s equally alinguistic model of the event of human origin.

    But Barthes’ new category of écriture put into question the very possibility of this transparency. The strong albeit undrawn implication of the fact that one had to seek the degré zéro through an ascetic reduction of qualifiers was that écriture was everywhere and no transparent rendering of experience was possible. Du coup, Sartre’s postwar Marxist turn was depreciated as regressive, less even in its Stalinist politics than in its inability to incorporate the new radical suspicion of language and representation as a whole, a suspicion that we have seen to be a direct outcome of the Holocaust, however little it was realized at the time.

    It is certainly ironic that the postwar ère du soupçon was inaugurated by a critique of leftist, that is, victimary discourses. But they were victimary in a pre-Auschwitz mode that criticized the ideology of the oppressors as a rational if bad faith defense of their interests. The bourgeois is not aware that labor contracts rob workers of their surplus value; he is so to speak obliged by his class position to think and act in such terms, and denunciations of his hypocrisy are meant to recruit proletarian followers rather than to cultivate bourgeois guilt. The individual bourgeois who accepts Marx’s critique is expected to become, like his friend Engels, a Marxist, not remain like today’s “oppressors” merely a (guilt-ridden) bourgeois. Postwar victimary thinking had first to discredit the old variety before it could become victimary in a new, radical, and potentially anthropological way. This is also the case in cinema, where the Americanism of the early New Wave through A bout de souffle soon gave way to the hysterical leftism of Godard’s later work, which reflected the New Left in the same way that the rejected masters of “Une certaine tendance du cinéma français” reflected the Old. (to be continued)


  • Violence and Truth in Clint Eastwood’s Gran Torino

    Clint Eastwood’s Gran Torino was released in cinemas in 2008. A quite well received movie, it represents the culmination of Eastwood’s fifty-year career as actor and director. And culmination is indeed an appropriate term because, in a paradoxical way, it is a logical consequence of many other roles that the former mayor of Carmel has played over the years. It is as if Gran Torino‘s narrative structure summarized the careers of the characters once played by Clint Eastwood, such as The Man with No Name, the detective “Dirty Harry” Callahan or William Munny.

    The film, using the usual Clint Eastwood themes, centers on the problem and dynamics of the transition from the perspective of the hero of violence to the point of view of someone who, by sacrificing himself, aims to definitely break the cycles of violence. This evolution is described with outstanding conceptual rigor. As a matter of fact, we claim that Gran Torino displays in a cinematographic context some of the fundamental insights of René Girard’s anthropology. The structure of the movie reveals the same logic that underpins Girard’s work: the collective dynamics of gangs, the reciprocity of violence, the acceleration of reprisals, the role of initiation rituals, the relationship between gift and violence. Furthermore, Gran Torino shows how the actions that led to the sacrifice of the main character in the movie, Walt Kowalski (played by Clint Eastwood), represent the only true way to definitively break with violence. In that sense, Gran Torino is, in an explicit way, a representation of Jesus Christ’s Path of the Cross. As in Girard’s work, in Gran Torino the figure of Jesus Christ is the one that denounces violence and finally breaks with its vicious circle. If we look at the whole path of Clint Eastwood as a film actor from this point of view, we consider it to be a major cultural event that he, in his final movie as an actor, should play such a figura christi as Walt Kowalski.

    The film begins with the funeral of Walt Kowalski’s wife. She never appears in the film and it might be thought that her death, and her funeral, would have the reconciling effects among the living that death and funerals usually have. Above all, the reconciling power of the dead should exert its effects on his family. None of this happens, however. The dissension between Walt Kowalski and his family is the dominant theme of the funeral: dissension between Walt and his granddaughter, of whose “modern” behavior he clearly disapproves; and, finally, tension between Walt and his son and daughter-in-law. There is no actual violence, only a not quite verbalized dissent (marked by Walt’s disapproving spitting at his granddaughter). The tension between Walt and his family will last throughout the movie, but for the moment we only have a testiness that barely reaches the real violence that is the main subject of the film. In any case, Walt is a lonely man without a family.

    The increasing rivalry, the escalation towards violence, follows immediately. Walt is clearly a “conservative” American, an employee of the once thriving U.S. automotive industry. Successive waves of immigrants led a Hmong community to move into the Detroit suburban area where Walt lives.(1) A family belonging to that community settled just next door to Walt’s house, displaying their specific cultural practices. The relationship of mutual antagonism between Walt and the matriarch of the Hmong family is the theme that follows the episode of the funeral. The antagonism is reciprocal, made visible by words and gestures, but at the same time it is somewhat camouflaged, because the mutual verbal invectives remain largely unintelligible due to the viewer’s inability to understand the Hmong language. The linguistic difficulty does not, however, prevent the antagonism between Walt and the matriarch from occurring through the mutual spitting that ends the scene.

    So far, the latent violence has taken place between pairs of individuals. The movie comes to its real issue with the arrival of a member of the Hmong family, Vang Thao Lor (Bee Vang). He appears as the target of a gang of Mexicans, who cover him with all kinds of insults and threats. Thao is subject to mindless violence, whose sole purpose is to feed the gang as a gang. Thao’s salvation occurs immediately afterwards, with the appearance of another gang, this time a Hmong gang. This group intervenes to save Thao from the other one, no longer triggering violence between individuals, but now between gangs. Following a scene of extreme reciprocal verbal violence, where the weapons only appear discreetly in the two cars sitting side by side, the Hmong gang saves Thao from the Mexican gang.

    At the next moment the movie develops the logic of violent gangs. The Hmong gang, led by Fong “Spider” (Doua Moua), Thao’s cousin, carries out the actions that are typical of the collective logic of gangs. After some initial resistance, the gang tries to bring about Thao’s initiation, aiming at his acculturation, integration, and assimilation into the gang.

    Rituals of initiation are among mankind’s oldest cultural forms.(2) In this case, the action that brings about the initiation operates as a classic rite of passage. And, as with most similar rituals, the present one normally consists in an act of disorder, an offense. The offense is a crime, but in a context from which, strangely enough in twenty-first century America, public authorities (the police) will remain singularly absent. The ritual offense that must be carried out by Thao is the theft of the Gran Torino, a legendary car that Walt himself had helped build in his days as a worker at Ford, and which he maintains with particular dedication. The theft of the Gran Torino is Thao’s initiation ritual.

    The ritual goes wrong. Walt realizes that someone is trying to steal his car, and Thao has to flee. The failure of the ritual prevents the passage and integration of Thao into the gang. In a sense, his initiation into the order of violence has failed. We can imagine that the subsequent story of the film would be totally different if the ritual of initiation had been successful.

    For the moment, Thao remains in a sort of no-man’s land. Despite the failure of the ritual, the Hmong gang tries again to assimilate Thao. It is at that moment that Thao’s true initiation occurs: instead of being assimilated, initiated, by the Hmong gang, he will be so by Walt. This begins to happen when, despite the opposition of the family, the gang tries to take Thao away: Walt shows up and blocks the attempt. If the Hmong gang saved Thao from the gang of Mexicans, now it is Walt who saves the disputed boy from his previous saviours. But he saves him in a crescendo of violence, because he saves Thao with a gun in his hand, the first time that weapons actually make an appearance. However, the approach taken by Clint Eastwood and represented by Walt Kowalski begins to change. Whereas until then violence (and rescue) take place in a setting of ‘all against one’ (both gangs against Thao) or ‘all against all’ (the fight between the gangs); now it is one against all. A singular figure begins to emerge, one that will gradually escape the logic of the reciprocity between gangs, and the unity of each gang against a single individual.

    Nevertheless, at this moment of the movie, the figure of Walt still embodies violence, and all the main characters of the film (with two exceptions) will also embody it. Kowalski is the man who, through violence, restrained the violence exerted by the Hmong gang on Thao. He will later emerge as Thao’s good model, as opposed to the bad model formed by the Hmong gang. Then–just after Thao’s failed ritual–the film enters a different stage. While the previous phase was marked by the negative reciprocity of the violence between gangs and individuals, now a form of positive reciprocity emerges. As always, Eastwood directs as an accomplished anthropologist. So, the figure of the gift appears when, in gratitude to Walt for saving Thao, his neighbors place some offerings at the door of his house.

    Walt does not immediately react to the positive offering by positive reciprocity. At the moment, positive reciprocity is overshadowed by the logic of reciprocal negative violence in a scene in which Walt talks with a Catholic priest, Father Janovich (Christopher Carley). The priest had already made an appearance in the film, and his role will become increasingly important. Now, he warns Walt about the extreme violence that seems to be building, urging him to “call the police.” In fact, the role of the police is precisely to prevent the escalation of violence between private agents. But Walt dismisses the idea, stating the “need to act quickly,” just as he acted quickly in the Korean War in which he had fought.

    It will then become clear that all action takes place within a pre-judiciary order in which there are no rules and no mediating entities that could prevent the rising level of violence. And, indeed, almost to the end of the movie, the police will be oddly absent. Since the action takes place in twenty-first century America, and Clint Eastwood doesn’t film events and narrative structures whose occurrence is nearly impossible, such an omission is extremely significant.

    Mindless violence returns almost immediately. This time it is a pack of black men who block the path of Sue Lor (Ahney Her), Thao’s sister, and her boyfriend. The pack, with the usual obscene verbal violence, expels the “coward” boyfriend and clearly anticipates Sue’s rape. But it turns out that Walt saves Sue. Watching the scene, Walt feigns pulling the trigger of a gun with his fingers, before actually producing a gun.

    Walt Kowalski first saved Thao from the Hmong gang, and now saves Sue from a pack of black ruffians. The result is that Thao and Sue’s family–still an extended family with some of the characteristics of families in traditional societies–will increasingly renew their presents to Walt. He finally seems to accept this apparent logic of gift giving, evolving from the negative reciprocity that he shared at the beginning of the film with his Hmong neighbors to positive reciprocity. Always in accordance with well-known anthropological facts, this reciprocity is celebrated by a festive meal. It would appear that Walt himself was acculturated by the Hmong, and that the old dissensions–which can be dated back to the time when Walt fought in the Korean War–have disappeared. However, as the remainder of the movie will show, what really happens is that the Hmong neighbors began to see Walt as their new god, their god of violence who saved Thao, first, and then Sue. The transition towards the regime of gift-offering and positive changes is always grounded on a previous initial act, a foundational act, of violence.(3)

    Indeed, Walt is now becoming the god of violence to the Hmong family. He will be seen as an agent of positive reciprocity within that Hmong community, and as an agent of their negativity towards the others, outside. He becomes the potentate of this fragile community. At the right moment, the community will remind him of this.

    For the moment and before that happens, before the accumulated tensions reappear with an entirely destructive force, the scene where Walt and the Hmong community share a meal marks a significant shift in the atmosphere of the movie. If until then violence–a certain kind of still contained violence–reigned, now positive acculturation replaces it, at least for some time. It is the time marked by Thao’s repentance, when he confesses to Walt that he was the author of the aborted theft of the Gran Torino. Thao undergoes a new initiation, but a good initiation this time, driven by positive values. As stated above, the bad model of the Hmong gang is replaced by the good model that Walt now turns out to be. He initiates Thao in the value of work, in the prospects of a normal adult life, perhaps even rooted in university studies. The movie then goes through a set of sequences that last a little under a third of its length, following the initial phase of violence and paving the way to the final reign of violence.

    Walt has acculturated Thao, and to that extent he has created a profound dissent in the Hmong community, taken as a whole. He separated Thao from the gang as he also separated the gang from Thao’s family. Basically, Walt has been sowing violence. He had previously somehow anticipated what he was doing, and it is that reality that will be imposed in an increasingly unavoidable form. The third part of the movie will display the relentless acceleration of violence. From now on the pace of the movie will be vertiginous.

    Everything starts with the response–a response that was bound to come–from the Hmong band. The response begins by being centered on Thao, who suffers a new kind of “initiation” at the hands of the gang. Thao, who broke the unanimity once desired by the group, will be put at the center of a circle formed by the members of the gang. The gang members then brutally punish him by burning his face with a cigarette. It is a new ritual, but one now closer to the pure form of violence, in which a pack of men encircle and punish a single man. At that moment the vicious cycle of violence finally accelerates: until then, physical violence had never existed. There had been only verbal violence and simulations of weapons being fired. Now, there is actual physical violence. The cycle will unfold in an accelerating crescendo.

    It is the nature of violence to appeal to more violence, “violence attracts violence,” precisely. And the problem is that each person is always responding, without anybody being able to know exactly who started it. If, earlier on, in the first stage of the movie, Walt resorted to violence (albeit not consummated physically) to contain other forms of violence, he will now resort to an increasing level of violence with the sole purpose of directly responding to previous violence. It is the first time that he really responds. Only later will he fully understand the vicious circle in which he became the main actor.

    Walt replies to Thao’s burning by raising the stakes: he waits until one member of the Hmong gang is alone, punches and kicks him until he is left unconscious, in a scene filmed with such appalling realism that the viewer has to experience the brutality of the act. As is the case with the best moments of Clint Eastwood’s movies, violence now is not the senseless, fanciful, implausible violence of the majority of films that so delight millions of viewers. It is realistic violence, which displays its own naked and mindless brutality.

    Violence is an escalation of difference towards indifference. This dynamic is, until its absolute end, masterfully displayed in Gran Torino. Initially, violence was only verbal. Then, there are simulations of shots being fired. The response comes in the form of burns. The response is always a difference from the previous level and prepares indifference by a new kind of difference: brutal punches and kicks. The counter-response can only be a further escalation of the difference towards indifference.

    The Hmong gang will in fact respond. Always according to well-known anthropological facts, the band will respond obliquely, to the side, as it were. The gang will not respond directly to Walt (who was the aggressor of one of its members). The band unleashes its revenge on Thao’s family.

    This is the logic of reprisals, which go from the “periphery” to the “center.” The reason is that, although it was not directly responsible for the violence someone is responding to, the “periphery” is usually the weakest link. Only later will there be an attack on the central target. That is what the gang does: it attacks the “periphery” instead of the “center” (the central target), which is Walt Kowalski. And the gang does this by shelling the home of Thao’s family (the periphery). If the difference is still operating, in the transfer of reprisals from the central target to the more vulnerable periphery, the truth is that the escalation continues with the shift from punching to shooting. This is the escalation of violence: those who respond raise the stakes in a vertiginous acceleration of time.

    At this point, when the film speeds up dramatically, it is clear that Walt finally begins to understand the cycle in which he has been involved, and to which, at the same time, he has decisively contributed. This reflection by Walt (not yet quite explicit) is interrupted by yet another response from the Hmong gang. After strafing the house, the gang picks up Sue, who is raped and brutally beaten. It is only then that blood appears, this link between life and the menstrual cycle, on the one hand, and death, sex, and rape, on the other. At the same time, in an odd way, all this takes place in Detroit in the twenty-first century, with an absent police force! As mentioned above, this means that Clint Eastwood wants to direct the dynamics of violence that unfolds in the private space of reprisals.

    After Sue’s brutal beating and rape, Walt goes back to his “reflections.” But not before, in an act of rage–the rage of someone who understands the fire that he had ignited and so understands the origin and dynamics of violence–he has mutilated himself and bled. The wounds in the hands of Walt are displayed in an ostensive way. To the viewer, this scene is barely understandable at the time, and in fact it will only be clear in the light of the unusual ending of the film. In the scene that follows, Walt becomes even more explicit about his “reflections” when he talks with the priest Janovich. The dialogue is always accompanied by several shots that highlight Walt’s still wounded hands. He says that “Thao and Sue will never have peace in this world as long as gangs are around,” finally realizing that the cycle of violence has no end, and that only death can follow and replace it. But the priest Janovich does not seem to fully understand what he is hearing, and instead points out that “he (Walt) knows what Thao expects.” And then asks, what will he, Walt, do?

    At that moment, the audience knows perfectly well “what Thao expects.” And what Thao “expects” is also what his family “expects.” Is it not the case that Walt is their god of violence, the avenger of the received offenses? And what Thao and his family “expect” is clearly what the viewers also begin to “expect.” What else could be “expected” from someone with Clint Eastwood’s record? We could even say that everyone was not only expecting, but rather desiring, Walt’s response. And what everyone was expecting was evidently a violent response, at least at the level of the earlier violence. It should be a response of such brutality that it would have to move in the circle of death.

    We must confess, perhaps in a personal way, that at this stage of the film we asked ourselves some questions. In fact, Walt seemed to give clear signs of not being inclined to continue the cycle of reprisals. It was apparent that he had understood that this could only lead to more destruction. But then, as the priest asked, what will Walt do? Only two possibilities seemed to be open. Either Walt would do what everybody “expected,” perhaps thinking that some final deaths could put an end to the cycle of violence; or, the priest’s interventions seemed to suggest, he would try some form of “understanding,” some kind of “dialogue.” But this latter possibility seemed to be completely discarded by the structure of the film. It seemed impossible for some kind of mediation between enemies in the blood to exist. The outcome appeared mysterious. Personally, we confess that we never anticipated the extraordinary ending of the film.

    Walt has taken his decision. He has to solve some minor problems, including locking in his house a Thao mad with rage and thirsty for revenge, and for whom Walt could not do what everyone was “expecting.” But Walt has other ideas. He goes to an open square in front of the Hmong band’s house. They were also “expecting” him.

    The scene that then takes place is a remarkable one, even if taken in the light of criteria of analysis that consider a cinematographic work as pointing only to itself, and therefore with no reference. However, the final scene will refer, and refer to the source of the truth. Walt arrives alone at the front of the house. The members of the gang appear at the doors and windows–in a larger number than usual, so that they almost constitute now a real crowd–displaying some perplexity about the way Walt presents himself. With an increasing dramatic intensity, Walt begins by saying:

    “I’ve got to jump on your way.”
    At this point, one might think that Walt is telling them that he came “to cross their path,” in the sense of being a barrier that exerts a still greater violence than the gang’s violence. In other words, Walt is announcing that he has come to “respond.”

    We are quickly disabused of such an interpretation. Walt demands fire from the members of the band. At that moment, neighbors of the gang’s house show up to witness the events. Walt puts his hand in his pocket (will there be a weapon?), raises his arms and utters the capital phrase:

    “No, me I have got the light.”

    Believing that Walt will pull out a gun, the crowd responds in unison, riddling Walt with bullets. He then falls into a position that forms a cross. We quickly learn that Walt had no weapon. The police arrive. The gang is arrested. We witness Walt’s funeral and the union of the living that usually follows death. In the final scene, Walt’s will is read, which gives Thao the Gran Torino, contrarily to the family’s hopes.

    The ending of the movie, the reading of Walt’s will, etc., is a happy ending that makes the movie abruptly step down from its previous extraordinary level. It is a totally conventional ending that could have been replaced by many others. Clint Eastwood possibly found it necessary, for commercial reasons, for the sake of the viewers’ habits, or for others reasons, to end the movie in a conventional manner. Above all, and we think this is the main reason, this ending was chosen in order to produce an effect of catharsis of the drama that has just been narrated. The drama is somehow erased and the viewer can leave the theater on a more familiar territory. It is as if, after all, Clint Eastwood’s genius is still present when he chooses a conventional happy ending, deliberately targeted at the public’s reactions. However, in truth, the ending of the movie is the scene in front of the gang’s house, Walt’s murder and the arrival of the police. We claim that this final scene, to which we now return, is a Passion.

    We can now evaluate Walt Kowalski’s final decision. He understood that the stupidity and brutality of violence only generate more lethal and indiscriminate violence. And he understood that his actions had also contributed to the unfolding of the cycle. He then made his decision. Not exactly that he “has repented” or that he has thus “atoned his guilt.” Walt clearly shows that his decision is an objective response to the objectivity of the situation: either the continuation of violence that will eventually devour everybody, or–what? The sacrifice of himself, by which he puts an end to the cycle of violence. This is the only and truly radical solution to the problem. It is also the only one that men never follow. The usual solution is what everybody “was expecting,” or what places the solution on someone else’s shoulders.

    Walt sacrifices himself so that the others might live. He offers his sacrifice so that a community could be viable. Is this a solution that has appeared at some juncture in mankind’s history? Clint Eastwood is quite explicit on this point, and it definitely captures the anthropological dimension of Gran Torino. In the truly final scene, Walt embodies the Passion of Jesus Christ.

    This is the movement of the film: from the mechanical cycle of violence to its end and denunciation. It is the movement in which Christ is sacrificed for the sake of humanity, to redeem all its past crimes and prepare for the coming of the Kingdom of God, the realm of positive reciprocity of all men in love. The Passion of Christ, as described in the four Gospels, is the denunciation of all forms of violence and points the way to mankind’s redemption. With his sacrifice, Christ redeemed all past crimes, denounced the nature of violence, its mechanical nature, its injustice; in other words, Jesus Christ wanted all men to live. That is exactly what Walt does: he denounces lays bare, before everyone’s eyes, the truth of violence, breaks away from violence and thus he wants the others to live.

    None of this is “interpretation.” Clint Eastwood’s films, and in particular Gran Torino, require very little “interpretation.” The allusion to the Passion and to Jesus Christ is fully explicit. Remember that Walt begins by saying:

    “I’ve got to jump on your way.”

    Next, Walt apparently asks the members of the gang if they “have light” (to light a cigarette). More precisely:

    “Do you have light?”

    After a few interjections from the members of the gang, and in a crescendo of dramatic intensity, perfectly marked by the direction, Walt raises his arms as if already forming the figure of the cross on which he will fall, and says:

    “No, me I have got the light.”

    “No, [not you], but I bring light.” The light that Walt brings through his death is the light of truth, the truth about the violence of the violent. Walt makes public, brings to light, the truth about violence. He displays–through his unjustified murder–in broad daylight for all to see, violence as something purely destructive and absolutely meaningless. It should be strongly pointed out that just before the exact moment when Walt says that he “brings the light,” Clint Eastwood films the appearance of witnesses. These are the witnesses–in fact, all of us–whom the sacrifice of Walt is addressed to.

    It’s true that the role of the witnesses has some ambiguity. Their role can be interpreted in the light of the scene following Walt’s murder, when the police (finally) arrive. Then, in fact, the witnesses can testify against the gang in a criminal case (as referred to by a policeman). But the permanent absence of the police and the entire organization of the script show that Clint Eastwood’s primary objective is to show an anthropological situation of the near absence of judiciary power, that is, a situation in which the violence that men are capable of is displayed. But, contrarily to what happened to Jesus Christ, where the killers acted with impunity (even backed by the powers of the time), Walt’s killers will be punished. Walt stopped and denounced violence through his death and, additionally, through the legal punishment of the violent. These murdered an innocent, unarmed man in an orgy of collective violence. So, we can say at the same time that Walt’s sacrifice was a foundation for a future condemnation and that it was a light directed to the witnesses. Both ideas converge in the sacrifice and denunciation of violence by Walt.

    Walt Kowalski is a figura christi, a repetition of the Passion where Jesus Christ was killed. In the instant before being riddled with bullets and falling in the shape of the cross, the figure we all know is that of Jesus, he says in an almost imperceptible whisper:

    “Hail Mary, full of grace.”

    All this is literally visible in the film. However, another interpretation should also be briefly mentioned, one that could claim that Walt’s death was a sort of “calculated suicide.” Perhaps such an interpretation is based on two or three scenes of the movie we have so far omitted. This applies to the scene in which Walt received the results of medical exams that apparently (this is not entirely clear) indicate a poor state of health. It is also the case of two scenes in which he spits blood, confirming, again, health problems. But should we say that Walt gives his body to the bullets because he was in bad shape, that he takes advantage of the Hmong story to commit suicide? This is totally implausible. A suicide is a negative, self-destructive act, not the foundation of anything. On the contrary, Walt sacrifices himself so that violence can be stopped and so that the others can live. Therefore, it is a positive act, quite opposed to any suicide.

    But we think that what has been said is not enough to truly understand the singular position of Gran Torino in Clint Eastwood’s career. Something else should be briefly pointed out.

    In an interview,(4) Eastwood said that Gran Torino was probably the last film in which he would participate as an actor. This statement may be construed as an admission that “he is old” (Eastwood is 78), and, as himself admits in the interview, it may not be easy to find roles for actors of that age. In any case, we think that decision is a logical one if one considers the path that leads Eastwood to the portrayal of Walt Kowalski in Gran Torino.

    Let’s remember in very broad lines Clint Eastwood’s career. He was the impenetrable and ruthless gunman in the trilogy that began with A Fistful of Dollars (1964), where he played the Man With No Name. He was then the detective “Dirty” Harry Callahan, this relentless vigilante, always on the razor’s edge between the implementation of private justice and public justice, restoring order by ruthlessly killing rioters. He brought violence and triumphed by violence.

    In 1992 he directed the rightly acclaimed Unforgiven, a story of cycles of violence caused by a huge moral and criminal offense: disfigurement of a prostitute by stabbing. Eastwood is William “Will” Munny, a retired gunman who returns to work and, at the end of the film, carries out a general killing. He is the god of relentless violence that comes in the final night and destroys all his enemies. As always, the order restored by death is brought about at the hand and by the gun of the hero, who embodies violence. As in other movies, in Unforgiven the intentional killing of men is represented as what it is in itself: literally what brings peace by eliminating those who, alive, are an obstacle in the path of others, and who, dead, are no longer such an obstacle.

    As has been pointed out, and as is exemplified by the final actions of “Dirty” Harry or “Will” Munny, violence in Clint Eastwood’s films nearly always has a cathartic effect, both for the other characters and for the audience. This effect is caused by the murders carried out by the gods of revenge represented by Eastwood. It is a founding violence, in the sense that it brings peace through brutal killing, through the murder of an enemy at the hands of the god of violence. This is Eastwood’s typical character, his “brand image”: the ruthless avenger who restores order with shots and produces a catharsis when the troublemaker is eliminated.

    A more recent example is Blood Work (2002). The film tells the story of Jasper “Buddy” Noone (Jeff Daniels), who finds a pseudo-justification of murder by claiming that the bodies of the dead may be used to save other lives. “Buddy” Noone illustrates an archaic sacrificial logic, in which death is justified because it saves the lives of others. But those that are killed are victims that we know were innocent; so, for us, rightly, “Buddy” Noone is just a psychopathic killer, whatever the arguments emphasizing sacrifice with which he disguises himself. In the film, Clint Eastwood is the former detective Terry McCaleb. He is once again the ultimate god of violence who finally kills “Buddy” Noone and thus restores order (catharsis).

    In most of his films, those that made his “brand image,” Eastwood is always the active agent that brings peace through death. However, we can see in some of the latest movies an emphasis of the moral dilemmas and a prelude to the absolutely unique position taken by Eastwood in Gran Torino. The great example is Million Dollar Baby (2004). In a movie filled with almost unbearable violence, Frankie Dunn (Clint Eastwood) faces the dilemma of practicing euthanasia on Maggie Fitzgerald (Hilary Swank). The dilemma is a serious one, and here we no longer find the usual Eastwood who quickly gives death to his enemies. It is after all euthanasia, and it could certainly be argued that Frankie kills Maggie to put an end to her suffering.

    Therefore, in most of his films, Eastwood is the relentless gunman/detective, the judge who is both the god and the angel of death. According to the usual sequence of these films, Eastwood is the judge who punishes the disorderly offenders, often with some physical disabilities. In Million Dollar Baby, the disability is acquired, and Frankie Dunn inflicts death for love, no longer for revenge.

    If, at least until Million Dollar Baby, the usual logic of Eastwood’s films was followed, in Gran Torino Walt Kowalski will also punish the pack of rioters. As stressed above, it was just what everyone was “expecting.” But now we fully understand that Walt Kowalski/Clint Eastwood represents the end of the gunman and of the god of death. In Gran Torino, the perspective is inverted. The ending of the movie inverts the point of view of Clint Eastwood’s previous roles, just as Walt Kowalski’s role is inverted when he becomes the victim rather than the avenger. In its narrative structure, Gran Torino represents Clint Eastwood’s whole path. Kowalski/Eastwood himself is now the victim of the crowd (the gang). The sacrifice is not the sacrifice of others for order to prevail. The sacrifice is now, finally and for the first time in Clint Eastwood’s work, the sacrifice of himself and not, we emphasize, of others. It is the sacrifice of his own life to end violence and for the others to live, not the death of others at the hands of the god of violence for order to be restored. It is a radical solution to the problem of violence that Eastwood has always pondered. It is a unique and singular solution. It is a Passion. When Clint Eastwood embodies such a Passion as an actor, when he takes the logic of violence to the extreme–its absolute denunciation through self-sacrifice–then, in fact, it is the end of the road for Clint Eastwood as a film actor.

    Notes

    1. The Hmong is an ethnic group originated from Southeast Asia. (back)

    2. Cf. René Girard, (1977), Violence and the Sacred, Baltimore: The Johns Hopkins University Press. (back)

    3. René Girard, Idem. (back)

    4. Cf the interview to Rich Cline, available at: http://shadows.wall.net/features/eastwood.htm. Ac. 02-07-2009. (back)

  • “Le Cor” and “La Mort du loup”: The Scenic Imagination in Two Poems by Alfred de Vigny

    Introduction

    Lyric addresses a lack. It might be the removal of the poet from the plenitude of life, or his disappointment in a shrunken present as compared to an expansive past (René Girard’s broken promise), or the intolerable emptiness of mere “buying and selling,” as William Wordsworth once put it in a famous sonnet. The advent of the bourgeois market in the early nineteenth century indeed intensified the poet’s sense of living in a late world, which offered no room either for the heroic gesture or for the chevaleresque distinction thereby gained. The last hero, Napoleon, rescuing France from the Revolution, nevertheless proved a disaster for the nation, as François-René Chateaubriand and Lord Byron would both lament. The new, middle-class order based on the market rejected Bonaparte’s Caesarean style of governance with its signature military adventurism. The July 1830 revolution imposed a middle-class monarchy that existed through popular sufferance. Adolphe Thiers, asked by the organizers of the insurrection to name a monarch, notably did not offer the crown to the Duc de Reichstadt, Bonaparte’s son; he offered it to the Duc d’Orléans, also known as Louis-Philippe. The first act of the new government was low-interest loans to small businessmen. Nor did the new society of shopkeepers and consumers, peaceable though it was, appear to place any great value on artistic heroism–rather the market demanded a popular art that assumed the legitimacy of the status-quo and appealed to the largest possible public. Such an art is not individually distinct but functionally anonymous, even when it carries a byline.

    “The Romantic esthetic,” as Eric Gans has written, “appears in the specific historical conditions of the birth of modern bourgeois society” (Originary Thinking [1993] 165) and immediately assumes an “oppositional stance” (165) with respect to that society. Whereas “the neoclassical esthetic” of the seventeenth and eighteenth centuries served to legitimate the social order by reconciling the individual to it, the new “Romantic esthetic” reinforces the individual’s sense of alienation from the leveling system of exchange. It is natural and predictable then that what the Romantic proposes against the banal present is, typically, a bygone era whose fullness would compensate for the vacuity of the existing order. From Rousseau to the Brothers Grimm to James Fenimore Cooper, this is almost uniformly the case. Writes Gans: “Romanticism is in principle a radical esthetic, a return to the origin, even if the radicalism of the Romantic generation itself remained abstract in the face of the concrete tasks of artistic creation”; and “all art since the end of the neoclassical era may be called Romantic; once the self’s own experience becomes the guarantee of the originary event, no modernism, however radical, can exhaust the potential of this opening” (181).

    Romantic artists show marked interest in savages, antiquities, rural people, customs of the countryside, and figures from classical and medieval legend. Present-day survivals of such phenomena likewise appeal to the Romantic’s cultural nostalgia. In this way, Adamic loneliness would be another mode of what Gans calls the “return to the origin.” Almost anything that is not a token of the commercial present, as the Romantic sees it, is preferable to the shop-keeping world, with its annoying predictability and purely banausic concerns. The very precariousness of life in earlier ages or in remote and uncivilized locales recommends them in compensation for the tedium of a bland modernity. The sympathy can extend all the way to the animal world.

    Alfred de Vigny (1797-1863) possesses some of the traits of an oppositional Romantic, and two of his poems, “Le Cor” (1826) and “La Mort du loup” (1843), offer paradigmatic illustrations of Romantic textuality as what Gans calls the return to the origin. In both, the poet expresses his nostalgia for the distant and the archaic, and he articulates his dissatisfaction with the banality of contemporary life. Yet these two poems illustrate another, paradoxical aspect of Romanticism also noted by Gans: “The Romantic lifestyle,” which begins in the assumption of the oppositional stance, “is in fact a preparation for life and career in a market society” (166). In the bourgeois order, “the scenic world of culture is no longer analogous to the scene-less world of the market” (166) so that “the scenic center is no longer public but personal” (167). But precisely by taking up the oppositional stance, the Romantic artist creates a commodity, namely his perspective, of which he is suddenly the unique purveyor, and what “is thus affirmed is precisely what is required by the bourgeois order, where supply and demand replace ritual interaction as the basis for exchange and distribution” (166). Together, “Le Cor” and “La Mort du loup” demonstrate this cycle of alienation through deliberate opposition with final reintegration into the general pattern of market exchange.

    The two poems demonstrate another phenomenon, not mentioned explicitly by Gans but implicit in his idea of Romanticism as an investigation of origins. In both poems, Vigny singles out the violence of the bygone era as the element of interest. In “Le Cor,” Vigny asserts violence to be an essential constituent of the archaic world, which makes that world preferable, in part, to the modern one. In “La Mort du loup,” however, the poet recognizes the same violence as morally tainted, something to be renounced.

    I.

    “Le Cor,” Vigny’s re-telling of the Roland legend, seems to come first in the chronological sequence although the compositional dates of Vigny’s poems are not entirely certain. “Le Cor” shows both a more pronounced oppositional stance on the part of the poet and a greater endorsement of violence or at least a greater willingness to exploit violence on esthetic grounds. Vigny casts the poem in four sections: (i) the poet’s reverie, (ii) Roland’s death scene, (iii) Charlemagne’s return, and (iv) the concluding expostulation. The first section establishes the esthetic receptivity, and even the prophetic clarity, that constitute the bona fides of the poet; this section also invokes images of a vanished age whose fullness would compensate for a presumably deficient present. “The heroic ages are favorable to poetry,” as Chateaubriand wrote, “because they have that antiquity and that uncertainty of tradition which are required by the Muses” (Le génie du Christianisme 262). The people of archaic ages, says Chateaubriand, “were at the same time savages in body,” hence in a manner sublime, while being “civilized in mind” (264), more or less. Something of Chateaubriand’s sense of archaic humanity is at work in “Le Cor,” but for Vigny the historical era differs from the present age particularly in being articulated around moments of brute force; it differs as well in the clear relation of audience to authority, or of periphery to center.

    Vigny’s lyric subject consistently valorizes the numinous center over the banal periphery; Vigny hesitantly endorses the valorization. The center, the place of authority on which attention habitually fixes itself, constitutes the locus that the poet would like to appropriate for himself. The commercial world, by contrast, exhibits no center; it is dispersed, atomistic, and autonomous in its parts. By offering his revelation, the poet hopes to give form to the formlessness of mere exchange and to become salient within the new formation. “Je sens en moi,” Vigny delivered in his diary in 1835, “le besoin de dire à la société les idées que j’ai en moi et qui veulent sortir” [I feel in myself the need to say to society the ideas I have within me and that want to emerge] (Oeuvres poétiques 421).

    “Le Cor” begins with an egocentric affirmation:

    J’aime le son du Cor, le soir, au fond des bois,
    Soit qu’il chante les pleurs de la biche aux abois,
    Ou l’adieu du chasseur que l’écho faible accueille,
    Et que le vent du nord porte de feuille en feuille.

    I love the sounding horn, of an eve, deep within the woods,
    Whether it sings the plaints of the threatened doe
    Or the hunter’s retreat but faintly echoed
    That the north wind carries from leaf to leaf.

    The poet reports to his audience his own esthetic sensitivity to the sound of the hunting-horn, whose distinct acoustic signature represents, in the text, the pre-bourgeois order of feudal society, as exemplified in the combination of privilege and brutality of the hunt. The hunt is first of all an ancient activity, appropriately revisited by someone intent on a conjuration of origin; and the hunt, it should be noted, is an activity that became highly ritualized under feudalism. The hunt’s antique pedigree and its ritual character set it apart from anything in the modern, shopkeeping way of life. We note how the hunt assumes its structure through the intentness of all the participants on the quarry. The hunted animal in effect forms the sacred focus of the hunters considered as an ad hoc community acting in close coordination and in accordance with an existential goal.

    This communal resolve thus has a recognizably ritualistic Gestalt. The market, by contrast, tends to de-ritualize life, dispersing authority from the central, sacred locus to the social periphery. In so doing the market provides the model of modern informality. One notes how the sound of the horn reaches the poet from deep within the woods, reminding him of shadowy and unseen precincts; it functions as the emblem of a wild world, sufficient unto itself, in stark contrast to the middle-class domesticity of towns and cities. A hunting-horn is thus not something that belongs to the usual acoustic experience of city-dwellers. They are more likely to hear the clatter of wagons and the rattle of shutters on the shop-windows, a cacophony of city-sounds that might occur in a novel of bourgeois life designating an all-too-familiar place far from the poet’s refuge.

    It is the poet, therefore, whose attunement to archaic values has permitted him to feel the entrancement of “le son du Cor.” He apparently enjoys the freedom to venture outside the civic world–this, too, distinguishes him from the bourgeoisie–into the precincts of nature and rural life. There he enjoys the rare experience of seeing and hearing great displays of floral and faunal spontaneity without the distraction of the social mass. In his journal, in 1831, Vigny wrote that solitude constituted “une retraite où l’âme se puisse recueillir en elle-même, puisse jouir de ses propres facultés, et rassembler ses forces pour produire quelque chose de grand” [a retreat where the soul can retire into itself, take profit from its own faculties, and concentrate its forces to produce something great] (Oeuvres Poétiques 419). In his solitude, then, and in confronting the forest wilderness, the poet finds his better self, preferable to the modern person because unmediated by the artificialities of modern existence. He comes to know again the feudal world that modernity has swept away, oblivious, it seems, to its archaic values of adventure, loyalty, and heroism in action. Nature here impresses itself on Vigny not only as the background to archaic human activity, but as an instance of the sublime. One should recall Thomas Weiskel’s observation, made apropos of a discussion of Immanuel Kant, to the effect that, “the sublime moment offers to reason an occasion for self-recognition” (The Romantic Sublime 42).

    Reason seeks intellectual clarity and helps to regulate life, but it does these things by drawing down the store of vitality and sapping the communal sense of ultimate meaning; reason is analytical rather than organic, methodical rather than spontaneous. According to Weiskel’s analysis, glimpses of sublimity intimate to the percipient “man’s ontological destiny” (44) and open the way to a revelation of “final things” (42).

    Not only, then, does Vigny’s lyric subject enjoy elite access to precincts of authenticity where he can, in Weiskel’s terms, enjoy the experience of “self-recognition”; he also obtains knowledge of a deeper human condition than the one realized in the humdrum of commercial activity. The city-dweller by contrast possesses little familiarity with the forest world, which the faraway tone of a hunter’s horn betokens; the bourgeois has little familiarity either with the sublimity, or so Romantic thought supposes, that lies beyond the appearances of the merely economic aspect of the world. The poet’s privilege in his access to and possession of this knowledge, along with a certain implied superiority to the uninitiated, is precisely the point.

    Nor, it follows, are the poet’s readers likely fully to empathize with the quarry’s plight as the hounds pursue her implacably. The animal’s presumed terror represents a state of heightened emotion that the regulated orderliness of civic life under a bourgeois regime eliminates. The poet, however, remains aware of this dramatic and above all violent event, with its accompanying affect. The horn-call, emanating from the distance, speaks candidly of “les pleurs de la biche aux abois,” pressed in flight by the hunter’s dogs and destined to die under their assault. Weiskel, in his chapter on Burke, speaks of Romantic sublimity as not so much “the feeling of terror itself,” but rather “a response to terror” (87). In the image of “la biche,” indeed, one encounters the first important scene evoked by the poet, a scene with primitive sacrificial overtones. This is indeed the mode and moment of a “return to the origin,” in Gansian terms, and a complicated “response to terror” in Weiskel’s. If the poet’s presumptive announcement of his fondness for the sound of the horn seems unmotivated, his invocation of the lethal moment when the hounds bring down their quarry nevertheless fixes attention and establishes the logic to underpin the image.

    The echo of the musical signal, carried by the north wind from leaf to leaf, reinforces the notion of distance, while telling that the quarry has been taken, that the predator has triumphed over the prey. Night, distance, predation, the unseen nobleman in the woods–all these symbols stand opposed to the normative order of things and belong to the very medieval epoch that the bourgeoisie has left, definitively, behind.

    The hunter belongs presumably to the upper hierarchy of the barons and counts, a society of privilege, and one, significantly, that may exercise ritualized violence, as in the hunt. Vigny once confided to his journal that the common classes did not understand art. As Vigny writes: “Le peuple, il faut l’avouer, n’aime en France ni la musique, ni la poésie” [the people in France, one must admit, loves neither music nor poetry] (Oeuvres poétiques 419). It is likely that people’s comprehension fails them, Vigny suggests, because the masses take no part in the activities from which art is born; rather, the bourgeoisie satisfies itself almost entirely with “vaudeville.”

    In the second stanza, Vigny raises the stakes: Here the aggression seeks its victim not in an animal but–so Vigny unavoidably implies–in a human being. Many a time the poet has heard, in some distant vibration of a wanderer’s horn, a quality even more portentous than the quaintly musical, which sometimes makes him smile but more often than not makes him cry: He has heard, he says, the “bruits prophétiques” that sounded the death-knell for the knights of legend.

    Que de fois, seul, dans l’ombre à minuit demeuré,
    J’ai souri de l’entendre, et plus souvent pleuré!
    Car je croyais ouïr de ces bruits prophétiques
    Qui précédaient la mort des Paladins antiques.

    How often alone, in midnight shadows concealed,
    I have smiled to hear it, even shedding a tear!
    I thought to hear sounding prophetic plaints,
    Declaring the death-knell for knights of old.

    The poet’s ear thus becomes the acoustic witness of death, the demise, in particular, of bigger-than-life figures from feudal legend. The term paladin stands in opposition to the implied term citoyen.The present world belongs to le citoyen, the old world to le paladin. The poet allies himself with the knight against the citizen. The knight is authentic, a free agent, charged with the defense of civilization against its enemies; his existence is full. The modern citizen, whose ethos the poet would disavow, is inauthentic, and his existence vacuous, for he merely submits to the bourgeois order, keeping his shop, paying his taxes, conforming to the trends. He does not, in the archly Romantic view, engage in largesse or nobility and perhaps fails even to recognize them. So moving is the heroic world of the ballads in its archaic fullness, indeed, that the poet takes inspiration and launches suddenly into a two-stanza apostrophe of the Pyrénées: “O montagnes d’azur! ô pays adoré!” The boulders of “La Frazona” and the “cirque du Marboré” become, under the poet’s inspired assertion, a uniquely enchanted site where one can hear and understand “les airs lointains d’un Cor mélancolique et tendre.” Seen under an archaizing optic, nature itself comes humanly alive.

    Once again the poet has positioned himself in the center of the scene; he directs his audience’s attention (“C’est là qu’il faut s’asseoir, c’est là qu’il faut entendre” [it’s there that one must sit, it’s there that one must listen]), and in effect nominates himself as the one in touch with this more meaningful world, which his readers probably cannot know without his mediation.

    The adjectives chosen by the poet to describe the horn signal, such as “mélancolique et tendre,” recall his equivocal description just a few lines earlier of his feelings whenever he hears the faraway music. Sometimes he smiles, sometimes he cries. Both passages betray the poet’s undecided feelings about what the horn symbolizes in this poem: Violent death. Weiskel provocatively notes that Romantic sublimity can take the form of a “mixture” of opposite emotions, such as “terror and delight” (88) and he quotes Burke’s formulation that sublimity amounts to “a sort of delightful horror, a sort of tranquility tinged with terror” (Weiskel 88 [Burke A Philosophical Inquiry (123)]). Weiskel, in another reference to Burke, notes how the Romantic poet’s experience of sublimity sometimes consists of “an episode in melancholy,” ennui and alienation from the social round having played their part in making the individual ready to receive especially powerful influences from outside the sphere of everyday experience. In the case of Vigny’s poem, the “melancholy” tone carries us, by association, to the violent scene.

    The subsequent stanzas (5 and 6) further exploit the allure of a partially concealed violence. The beauty of nature does not appear in a pristine way; nor does the poet feel that he can be absolutely candid about it. On the contrary, as anguish, danger, and death inhabit even the somewhat idyllic scene of a traveler lingering in the countryside, one must report this circumspectly. Vigny’s representation of nature in “Le Cor” suggests what Weiskel calls “the traumatic sublime” (97). To appreciate forest, mountain, and field, one must possess the fortitude to withstand the tumult and turbulence in the struggle for life that take place within these phenomena. If the poet appeared to love nature in an exemplary way, this appearance would stem from his ability to confront the suffering that nature entails without flinching, or at least to conceal his faint-heartedness from others.

    II.

    In every image that Vigny gives us of nature in “Le Cor,” one finds hints and traces of something inimical:

    Souvent un voyageur, lorsque l’air est sans bruit,
    De cette voix d’airain fait retentir la nuit;
    A ses chants cadencés autour de lui se mêlent
    L’harmonieux grelot du jeune agneau qui bêle.
    Une biche attentive, au lieu de se cacher,
    Se suspend immobile au sommet du rocher,
    Et la cascade unit, dans une chute immense,
    Son éternelle plainte aux chants de la romance.

    Often the traveler, upon the noiseless air,
    Imposes his resounding voice of bronze;
    The bleating stutter of a lost lamb
    With his cadences harmoniously combining.
    An attentive doe stands rock-still, unconcealed,
    Poses herself on the granite height,
    While her cry eternal the great cascade
    Makes one with the sagas of old.

    The “quiet air” offers a static image, but the “voice of bronze” (“d’airain”) breaks the silence. A kind of violence has already entered the scene: the violence of a human intrusion, however legitimate, on pure nature. But under the metallic designation the merely human intrusion becomes something else–the intrusion of the technical order, for “bronze” belongs to metallurgy, and to the social complication that metallurgy implies. For the Romantic imagination, this intrusion of the technical into the natural constitutes the essential sacrilege. That the transgressor might justify his transgression redoubles the offense from the Romantic perspective. The “voice” in Vigny’s stanza belongs to the hunter, among others, and so carries with it the overtones of predation qua profanation. The lamb whose bleating Vigny describes as “harmonious” is a classical candidate for immolation, with both Biblical and pagan associations. At the last minute, Jehovah offers to Abraham the kid that he might substitute for Isaac. Jesus is the familiar “lamb of God.” “The bleating lamb,” says Vigny’s contemporary Chateaubriand, “has something in it tremulous and wild, like the rocks and ruins among which he likes to climb” (Le génie du Christianisme 149).

    The doe in her setting likewise constitutes a sacrificial image, this one created by the poet himself in his opening stanza where he makes this species the object of the hunt; the poet invokes the doe again as a recurring image elsewhere in the poem. We note that the doe apprehensively listens attentively to the horn, which signals the proximity of her pursuers. The anthropomorphism of this intentional act indicates the doe’s apprehension over the hunters’ approach; the intention itself forecasts imminent violence. Even the setting, with its great waterfall and its rocky summit, hints at the possibility of accident, injury, and death. The falls especially have a Tarpeian character; the sound of the waters becomes, in Vigny’s phrase, an “eternal lamentation,” as if for unnamed victims. Once more, we encounter the deep-seated ambiguity of the poet’s response to violence revealed. Lethal events attract him, but they also call forth the sense that is required “lamentation” on behalf of the deceased.

    Vigny in these lines subtly blends the vulnerability of hunted animals, the danger of the cliffs, and the “moaning” of the waters–sacrificial images all–with what he calls “les chants de la romance.” Once again, as throughout the poem so far, the poet’s appreciation of the beauty of a numinous alternate world (“j’aime le son du cor”) serves, not so much to justify, but to explain the violence (as in the customs of the hunt, or the Crusades, or Charlemagne’s wars against the heathen tribes) on which such a world may rely for its cohesion, just as the hunters achieve unity at the expense of the quarry.

    When the poet explains that he now wishes to regale readers with one of the old epics, he indeed returns them to a pre-bourgeois world, that namely of the paladins, those larger-than-life figures, whom he has previously evoked. Like the natural world, the paladin-world is a world of enormity, of struggle, and of stratagem; it entails the deaths of heroes whose souls, as the poet suggests, speak “avec la voix du Cor.” Similarly did the cries of the tortured doe mix with the hunter’s horn at the beginning of the poem. Both are cases of pure sonance functioning in an ostensive mode to draw back a specifically modern consciousness to its own primitive origins. There is thus something restless and disturbing in the memory of the chivalrous age. There is also, however, a certain election in being receptive to that memory because the souvenir represents an intensification of an otherwise devitalized consciousness. “L’ombre du grand Roland,” Vigny tells us, “n’est donc pas consolée” [the shade of great Roland is therefore not consoled].

    For a poet sufficiently sensitive, one not dulled by bourgeois routine and the blandness of popular taste, echoes of ancient deeds still resound, provoking the renewal of vital awareness. The poet, again privileging himself as a central figure, will now articulate for his audience what they cannot hear, or do not remember, but which he senses clairvoyantly before him. As before, in the references to the hunt, the poet’s description of the victim undermines his attempt to valorize the older social order. For, as we have noted, Roland, killed by the Moors, rests uneasily in death. The paladin’s posthumous unease demands moreover that the poet of the present age revisit the circumstances of his death. It is as though there were something unfinished in the narrative of Roland’s exploits.

    The second and third sections of the poem offer the reader Vigny’s version of the hero’s death from La chanson de Roland. As he does with respect to the natural scene, with its hunters and voyagers, Vigny’s lyric subject evaluates the epic scene, with its knights and infidels, as preferable to the modern order, a default-judgment of Romantic thinking. Readers come upon Roland himself in the vale of Ronceveaux, surrounded by the Moors just as, in the first section of the poem, the hounds had surrounded the victim:

    Tous les preux étaient morts, mais aucun n’avait fui.
    Il reste seul debout, Olivier près de lui,
    L’Afrique sur les monts l’entoure et tremble encore.
    “Roland, tu vas mourir, rends-toi,” criait le More[.]

    The bravos lay all dead, but none had flown.
    He remained afoot, Olivier by his side,
    While on the hills the host of Maghreb glowered yet.
    “Death comes for you, give yourself up,” cried the Moor.

    Weiskel says in his study that, “Greatness emerge[s] from the heart of defeat” (44). The death of Roland in “Le Cor” illustrates Weiskel’s thesis. Roland in the ambush in this way resembles the poem’s first image, that namely of the doe, killed by the dogs. The doe cries out as the dogs close in. Roland, sole survivor of the stalwarts, prepares to face his own death by a fierce enemy. In the first image, the sounding horn signals the moment when the dogs leap upon their prey; in the second, as the infidel closes, Roland will sound out his call for help on his own horn of ivory.

    Roland resembles also the second animal placed by Vigny in the nature-tableau, the one who stands attentive and immobile at the top of a rock. Roland himself stands alone, listening to the insults of the Moors calling to him; the hostile shouts, like the signaling horn, augur a fatal result. When boulders tumble down from the cliffs and into the waters below, recalling the huge cascading waterfall of the earlier scene, Roland like the deer leaps to the top of one of the rocks and prepares his defense. One discovers a further parallelism: Roland’s capacity to stare death in the face resembles the poet’s willingness to look into the reality of nature, despite the violence that he finds there, and to identify the rightness of the victim’s struggle. Nothing in the ethos of commerce could prepare a modern person to understand Roland’s heroism, and the moment must appear as what Weiskel calls a “discontinuity . . . between what can be grasped and what can be felt as meaningful” (21). The meaning resists being spelled out; it can be “grasped” only by identification between the poet and the object of his contemplation. To translate the archaic significance into bourgeois language would violate the symbolism.

    This, then, is the ultimate Romantic scene, repeated now three times in the poem: As a group intent on violence surrounds its victim, the decisive moment remains out of view, but we infer it from the subsequent traces. The scene with Roland (minus the moment of his death) thus acquires pivotal importance in the poem. The ambivalence betrayed so far by the poet over the question of dignity and violence finally gives way, for now someone comes to save the victim. Roland’s death might have been inevitable both as history and as poetry, but morally speaking, from the vantage of modern morality, Roland merited rescue. While the poet might well prefer to be elsewhere than in the bourgeois world, his embrace of an older order nevertheless cannot stand. The past age was too cruel. We should empathize with the victim. The sanctity of life outweighs the sublimity of death. When rescuers at last do heed the cries of the lost compatriots, as signaled by Roland’s horn, they are Charlemagne and his nobles.

    Whereas in the images of Parts I and II of “Le Cor,” Vigny gives glimpses of minimal communities of hunters and detached, solitary wanderers, whose tie to society is tenuous, yet in the images of Part III, he shows us a larger society. Charlemagne’s army on campaign obeys the laws of structure and organization. Its existence is variegated, the soldiers being differentiated into special roles. While its purpose is war, it brings with it troubadours and priests, and it can halt in camp for rest and relaxation. Charlemagne and his knights talk among themselves. The soldiers listen to a musician, drink wine, and flirt with shepherd girls. When Roland’s horn finally sounds this same community rides to his rescue at Charlemagne’s command:

    Arrière, chevaliers, repassons la montagne!
    Tremble encor sous nos pieds, sol trompeur de l’Espagne!

    Go back, knights, over the pass again!
    Tremble once more under their feet, treacherous soil of Spain!

    The plural forms (chevaliers, repassons, sous nos pieds) emphasize the group. When the peers arrive, Roland has met the fate that seemed to await the animal in stanzas 5 and 6. Roland has been sent reeling from his rocky perch and lies dead in the waters below, his cries for help ending in death. The image thus assumes the characteristically centripetal form of a ritualistic tableau: the sacred object at the center surrounded by a community for which it supplies a unique focus; the community contemplates that object with the awe that death-by-violence typically calls forth. Readers become part of the galvanized periphery of this scene as they are drawn into it vicariously.

    Has Roland’s soul now found consolation through the poet’s re-telling of the tale? It would seem so. For now, at the end of the poem, in one final line, the poet returns to his opening image but with some significant differences:

    Dieu! que le son du Cor est triste au fond des bois!

    God! But the horn calls sadly from the depth of the wood!

    The similarity with the beginning of the poem is obvious. The sound of the horn still comes from deep within the woods. The hunt belongs to an archaic order; the locus of its emanation lies at the maximum of remoteness from the bourgeois milieu. The horn hides within and sounds forth from the obscurity of dense nature. As does anything deliberately concealed, or by design only half-revealed, the horn signal exercises its predictable fascinating power on the consciousness that becomes–or is made–aware of it. The unseen horn becomes divine and oracular, the active spirit of the nature-realm.

    But certain essential features, not shared, differentiate between the first and last images. The sound of the horn now makes the listener sad: Not bittersweet, or now sad but now happy, or any other ambivalent feeling; but unequivocally melancholy, as much as to say that the subjectivity implied by the poem now perceives in the son du cor an order that draws its cohesion troublingly from victimage. The adjective “triste” marks a preliminary, although not yet a definitive, step toward rejecting that archaic world. The invocation of God (“Dieu”)–not really a religious invocation here, but more of an emotional outburst–shows the poet having recourse to a vocabulary that implies an ethical order, an ability to judge right and wrong. The poet judges at last that what “le son du Cor” signals, however awesome or alluring, is nevertheless brutal and unjust.

    The “Dieu” of this line has replaced the “je” of the opening lines. Not that the poet is not still imaginatively present in the scene, mediating his discoveries for his readers; but he has declined to emphasize his singularity. To step away from subjectivity, in context, is to step towards objectivity. While the poet refrains from aligning himself with any collective, as the poet of “La Mort du loup” does, he does minimize the ego-assertion with which he had begun the poem. Withdrawing the first-person brings the composition a step toward the reintegration into society that Gans’ theory of the Romantic esthetic proposes, and that “La Mort du loup” more fully engages.

    If “Le Cor” gave an instance of what Gans calls the oppositional stance, then “La Mort du loup” will provide the example of coherence within the community. Weiskel would recognize in “La Mort du loup” the “reactive . . . phase” (24) of the Romantic sublime, in which “a fresh relation between the self and its object” (24) leads to a reconciliation with the existing world. Read in the context either of Gans’s claims about Romantic sociology or Weiskel’s about Romantic psychology, “La Mort du loup” is the more emblematic of the two poems. It both describes a “return to the origin,” giving us at the same time a glimpse into ethical enormity, and explicitly acknowledges the need for the poet to participate in the world and in the market–or to be reconciled with an order which, whatever its defects, cannot be wished away and in which therefore the poet must perforce live and adapt. Nevertheless, the later poem still has much in common with the earlier poem. It focuses on the allure of something primeval to which the bourgeoisie can find admittance only by attending to the poet’s mediation.

    III.

    Consider the ominous imagery with which “La Mort du loup” opens:

    Les nuages couraient sur la lune enflammée
    Comme sur l’incendie on voit la fumée,
    Et les bois étaient noirs jusques à l’horizon.

    The clouds swirled around the flamboyant moon,
    Like reeks of smoke across a pyre
    And the woods were deep and black into the distance.

    Here, as in “Le Cor,” atmospheric prodigies augur imminent violence. Vigny has all but placed us again in the midst of the first scene of “Le Cor,” the one evoked by the sound of the hunting horn, for we (“nous”) are immediately involved in the grim task of tracking an animal through the woods. The wandering wolf pack has left claw-tracks that show in the soil. As readers vicariously follow the spoor, they also descend from the bland present guiltily into the sanguine, viscerally exciting past. The chase gains on its quarry. The communal awareness concentrates on the prey. We note, however, how Vigny has transferred the terms. At the beginning of “Le Cor,” the poem remains under the direct control of an ego (a “je”) who marks himself off as alone and therefore as apart from the social context.

    The unseen hunter of “Le Cor,” whose musical signal resounds in the faraway woods, appears to be equally alone; the term for him occurs, as we have remarked, in its singular, not in its plural, form. If he were not alone, then he would be part of a minimal group. But the vocabulary of the stanza fails explicitly to acknowledge the group. In “La Mort du loup,” however, one discovers hunters in the plural with whom the narrator of the poem shares an ad hoc community. He is a participant in, rather than a contemplative observer of, the scene. His use of the first-person plural indeed implicitly extends that community to his readers.

    Thus we (nous) together find ourselves in pursuit of the prey; we belong to the harrying interlopers of the natural realm. Through the fog and the brush the poet catches a glimpse of the wolves:

    J’apperçois tout à coup deux yeux qui flamboyaient,
    Et je vois au delà quelques formes légères
    Qui dansaient sous la lune au milieu des bruyères,
    Comme font, chaque jour, à grand bruit sous nos yeux,
    Quand le maître revient, les lévriers joyeux.

    Suddenly I saw two eyes that flamed,
    And I saw beyond them two slender forms
    That danced under the moon, upon the heather,
    As hounds do for the returning master in salubrious joy
    Making a great palaver with each leap as we watch.

    The incendiary metaphors speak of heightened emotions, the adrenal rush, and indeed the life-or-death character of the hunt. The phrase “tout à coup” reinforces the gathering sublimity of the event and foreshadows the climax of the chase. The hunted animals have indeed acquired a majestic, larger-than-life quality as the party closes in upon them. Their eyes become fiery against the nocturnal backdrop of fog and darkness. This ocular fire recalls the sacrificial “vapeurs de flammes” that presage Roland’s death in “Le Cor.” Vigny now endows the harried creatures with an aura of preternatural virtue. The wolf-pups, whom the poet sees at play, do resemble their domesticated counterparts, but with one striking and unexpected difference: “Les enfants du Loup se jouaient en silence.” By cliché, wolves snarl or growl and their pups yelp. Here, the animals disport themselves soundlessly, with remarkable self-mastery and comportment. Their silence derives, says the poet, from the fact that they live under the constant threat of “l’homme,” who is, without qualification, “leur ennemi.”

    “Leur ennemi” is–consistently with the interpretation so far–indissolubly identical with the first-person plural, the “nous,” of the community formed by the hunt and joined, vicariously, by the reader. The pups’ silence links them with the attentive and immobile biche that appears in the vicinity of the falls in “Le Cor.” The she-wolf reminds the poet of the female animal who suckled Romulus and Remus, in the legendary age before the insuperable breach separated humanity from its bestial cousins in nature’s bourn, before man became the animal’s enemy.

    The male wolf now makes a suicidal stand against his attackers, dogs and men, in order to save his mate and the two wolflings.

    Le Loup vient et s’assied, les deux jambes dressées,
    Par leurs ongles crochus dans le sable enfoncées.
    Il s’est jugé perdu, puisqu’il était surpris,
    Sa retraite coupée et tous ses chemins pris;
    Alors il a saisi, dans sa gueule brûlante,
    Du chien le plus hardi la gorge pantelante,
    Et n’a pas desserré ses mâchoires de fer,
    Malgré nos coups de feu qui traversaient sa chair,
    Et nos couteaux aigus qui, comme des tenailles,
    Se croisaient en plongeant dans ses larges entrailles,
    Jusqu’au dernier moment où le chien étranglé,
    Mort longtemps avant lui, sous ses pieds a roulé.
    The sire-wolf forward stepped, his forelegs tensed,
    Digging with his claws for purchase in the dirt.
    He judged himself lost, overtaken he was,
    Encircled, with every escape cut off;
    Then by the throat seized our bravest hound
    In his fiery maw with one fatal snatch
    And would not forfeit his toothy grip
    No matter our bullets burned his flesh
    And our sharp knives, like talons,
    Plunged and tore among his guts,
    Keeping his strangle hold
    Until at last he dropped the dead assailant at his feet
    Anthropomorphic the attributions might be (the male “judges himself lost” as though he were capable of reason), hence anathema to the skeptical consciousness. Vigny paints a powerful tableau nevertheless. This moment constitutes the real scene-of-origin in the poem, made startling and memorable by the collective knife-blows of the tormenters and the victim’s hopeless struggle. It is the scene of death that opens “Le Cor,” but in which the poet did not show the critical moment, choosing instead to concentrate on ornamental aspects of the ancient sport rather than portray the sanguine reality of its logical conclusion. In Roland’s death-scene, too, Vigny omits to give any direct depiction of the hero’s destruction, only of his preparation for it and of the later discovery of the corpse. In “La Mort du loup,” however, Vigny spares no element of the truth. As the wolf collapses under the collective assault (“nos coups”), he becomes “tout baigné dans son sang.” The recurrent second-person pronouns reinforce the insight that this is how a community constitutes itself, in the collective expenditure of violence against a victim.

    In Homo Necans (1972), Walter Burkert notes the connection between the hunt, whose telos is mainly practical, and ritual: “In the hunt, one might argue, killing is not ceremonial but practical and subject to chance; its meaning and goal, both quite profane, lie in obtaining meat for food; a wild beast must be seen in opposition to a tame animal. And yet the very similarity of hunting and sacrificial customs belies such a distinction. Killing can become ceremonial even among hunters” (15).

    Burkert reminds us that the hunt affords the generative occasion of the Männerbund, the immemorial society of men: “At the core of this new type of male community, which is biologically analogous to a pack of wolves, are the acts of killing and eating” (18). “La Mort du loup” gives us no eating, but it does give us a graphic depiction of killing. Note how “La Mort du loup” also adjusts another aspect of the “Roland” section of “Le Cor.” There, Roland is the one, who dies for us, but he does not die by our action; he dies on the contrary, by enemy action, at the hands of infidels. (Invaders of the land!) The community–Charlemagne and his knights, defenders of the Holy Roman Empire, separated briefly from their compatriots led by Roland–reunites around the fallen hero and then destroys the enemy. In “La Mort du loup,” by contrast, the human community appears on stage already united and intrinsically aggressive; it constitutes a ferocious alliance, which forms a “sinistre croissant” around its noble and innocent quarry. The phrase “sinister croissant,” we note, is applicable to the Roland saga with another connotation.

    As in “Le Cor,” Vigny hardly distinguishes between good-guys and bad-guys. No member of the human community can escape implication in the violent iniquity; and just so does the violent iniquity unify those complicit in its perpetration. The wolf dies without a growl or a whimper, just as the wolf-pups play, that is to say, silently. Wolfish silence signifies wolfish innocence. Speech belongs to the guilty. An episode of preternatural quietude now follows the violent passage.

    In that quietude, the first-person plural of the “nous” reduces itself to the discrete “je,” as though individuality were generated by the act of collective violence. The “je” is indeed quick to separate himself from the pack of hunters whom he had previously joined, and whom he now disdains as they set off in pursuit of further sacrificial offerings in the form of the mother-wolf and her pups. But that “je” almost immediately gives up his own voice in order to let speak vicariously through him the victims themselves, first describing the fleeing mother-wolf’s ethical imperative to save her young, and, finally, channeling the anguish of the fallen male wolf. If the poet had hitherto yearned for the centeredness of archaic ritual, he would now find himself unwilling to countenance the acts requisite to such centeredness, and he does:

    J’ai reposé mon front sur mon fusil sans poudre,
    Me prenant à penser, et n’ai pu me résoudre
    A poursuivre sa Louve et ses fils, qui, tous trois,
    Avaient voulu l’attendre, et, comme je le crois,
    Sans ses deux Louveteaux, la belle et sombre veuve
    Ne l’eût pas laissé seul subir la grande épreuve;
    Mais son devoir était de les sauver[.]
    I leaned my pate against the smoking barrel,
    Taken in thought, while yet resolving not,
    To keep the chase after the she-wolf and her pups
    Who, all three, would willingly have made the stand.
    But for the wolflings the mother, somber widow now,
    Would not have forsaken the sire in his stand,
    Obliging instead to save her little ones.
    The poet attributes to the she-wolf the thought that she must act now to save her pups from hunger and so prevent them from ever making the “pacte des villes / Que l’homme a fait avec les animaux serviles” [the pact of the cities / That man has made with servile animals]. The poet apostrophizes the wolves and by extension the whole of the animal kingdom as “les premiers possesseurs du bois et du rocher” [the first owners of wood and rock]. Yet that “pacte des villes,” forged by humanity, has the same aim as the she-wolf’s bestial and inarticulate resolve. This resolve would entail the protection of the defenseless and the provisioning of life. Recognition, however reluctant, of the necessity of the “pacte” balances, on the other side of the equation, both the oppositional individual’s nostalgia for the pre-human world and his unease at recognizing that human order springs from the violent unanimity of a “sinistre croissant.” As Burkert puts it: “The power to kill and [the] respect for life [are able to] illuminate each other” (21).

    The poet cannot escape his membership in the cruel phalanx. If it were the case, as the poet says, that, “seul le silence est grand; tout le reste est faiblesse,” [only silence is great; all the rest is weakness] he has nevertheless conspicuously not committed himself to suffer his fate, as do the animal-victims, “sans parler.” This is the moral dictum that the poet puts in the mouth of the slain wolf, the victim now held up before the poet’s readers as an ideal of existential sublimity. But la parole is the poet’s very stuff. Language indeed seems to spring, on the occasion described in Vigny’s poem, from the traumatic space opened up by the bloody killing. The scene becomes, to use Burkert’s language, “a central point where weapons, blood, and death establish a sense of human community” and “the irreversible event becomes a formative experience… provoking feelings of fear and guilt and increasing the desire to make reparation” (21). Vigny’s contemporary, Chateaubriand, had a similar intuition, noting that “when a savage pierces a roebuck with his arrows . . . this action is poetic” (Le génie du Christianisme 263), but modern people by contrast cannot with equal legitimacy take innocent, even animal, life for sport.

    Modern people are too much transformed, by their Biblically mediated ability to empathize, to kill dumb beasts with vain and guiltless abandon. (Harming an animal is a criminal offense.) Vigny certainly yields to his own capacity for empathy. In the stillness following the male wolf’s death, the poet suddenly feels compelled “to think” about the enormity that has just occurred. Only by exercising language, the unique property of man, can Vigny commemorate the sublimity of speechless animals. In exploiting this human specificity, however, the poet necessarily contravenes the ideal that he has discovered in the animal’s stoic dumbness. In offering the vision to an audience, furthermore, the poet indeed affirms his membership not in the sublime but in the market order; he has a commodity, his vision, to exchange, and he is more than willing to set up shop for the vending of it. He is thus a member of what the poem calls “le pacte des villes.” As such, he is one of the bourgeois types implicitly demeaned in the early, egocentric and “oppositional” stanzas of “Le Cor.” This fact will not be changed by the calculatedly Rousseauvian pose implicit in the poet’s Adamic claim to be able to decipher the wolf’s silent language on behalf of his otherwise stymied audience.

    Gans speaks of “the constitutive hypocrisy of Romanticism” (Originary Thinking 166). The paradox of the poet’s claim at the end of “La Mort du loup” illustrates the meaning of the term. Yet in “La Mort du loup,” the poet appears to be aware of the hypocrisy in a way that he is not in “Le Cor.” If the poet of “Le Cor” is not quite, in Gans’s words, “ontologically prior to the collectivity” (166), he more than hints at his being spiritually superior to it. His commemoration of the medieval past certainly implies a deficiency in the present that those who are of the present cannot fathom until the poet has explained it to them. The fact that the poet of “La Mort du loup” has no difficulty in uttering the plural nous indicates that he has gone some distance towards relinquishing the “pose,” as Gans says, of someone not implicated in the existing order. Of course, the poet of “La Mort du loup” does distinguish himself in any number of ways, beginning with the fact that he, not his reader, is the poet, and that he, not some other member of the chase, appears to sanction the flight to safety of the she-wolf with her cubs.

    IV.

    The Romantic poet, as Gans writes, opposes himself, by virtue of his special insight, to the rest of society, but “the more subtle Romantic work figures this opposition . . . as the protection or care of a weaker and less eloquent figure (usually female) by the stronger poet-narrator” (169). This is the very pattern of “La Mort du loup.” Thus like Jean-Jacques Rousseau in the Rêveries du promeneur solitaire, the Vigny-poet is superlatively sympathetic to animals and nature. Presumably, the poet’s audience will approve of the poet’s mercy and identify with his regret over the death of the he-wolf and the widowing of his mate. But to admit this is to admit further that the bourgeois audience is, in its way, superior to the archaic world represented by the chase; the bourgeoisie has learned to identify with and admire the selfsame victim, in this case the wolf, against whom the primitive sodality of men acts with fierce unanimity. Neither the hunter celebrated in “Le Cor” nor the rude trackers co-present with the subject-narrator in “La Mort du loup” gives evidence of having any sympathy for the beast at bay.

    Gans writes that the content of Romantic art is “cognitive” (170). We might say with equal validity that a type of Romantic art is theoretical, that it insists on the active contemplation of the primitivism revealed in the imaginative return to origin. How does this work out in the poem? The opposition between poet and bourgeois audience now seems considerably relaxed. The poet of “La Mort du loup” effectively admits his bond with society. As the existing modern civic order typically does not engage in brutality such as the hunt, it seems indeed less guilty of ignobility than the archaic societies customarily extolled by Romantic poets. The bourgeois order is by no means as interesting as those archaic societies, but it offers a more humane milieu. What remains in the space opened up by this detente? After participating in the killing of the wolf, the poet rests pensively while leaning on his rifle. Late in the poem, the poet puts an unlikely call to mental action in the mouth of the vanquished animal:

    Il disait: “Si tu peux, fais que ton âme arrive,
    A force de rester studieuse et pensive,
    Jusqu’à ce haut degré de stoïque fierté
    Où, naissant dans les bois, j’ai tout d’abord monté.[“]
    He said: “See to it that your soul achieves,
    With all your strength resolved and all your mind applied,
    The same high Stoic dignity,
    That I, forest-born, so proudly to you have shown.”
    The wolf has shown the poet that everything human, including the highest degree of thought, exists in a genetic relation with primordial violence, for violence has a uniquely unifying and mentally quickening effect. The term stoic appears through no accident, since the point of the Stoical system, especially in its Roman expression in writers like Seneca and the Emperor Marcus, is to enable the individual to comport himself decently in a world of violence that buffets him constantly. The poet has earlier given us a reminder of Rome in the image of the she-wolf suckling the divine twins. The wolf can even be said to substitute, in the poetic scheme, for a human victim. Man is the enemy, says the poet, but he is just as much the enemy of himself as he is of the wild beast. “Man is beast to man,” is an old and true saying. Thus one of the twin founders of Rome, suckled by a she-wolf, killed the other; and Rome, like France, descended into bloody civil war. Modern France at the time of “La Mort du loup” had only recently emerged from a long period of recurrent insurrectionary disruption.

    The revolution of 1789 quickly became a terror and a slaughter. The very logic of revolutionary terror lies in the identification of scapegoat-victims around whose immolation insurgent solidarity can be molded. Napoleon emerged from the terror but quickly embroiled the nation in his military debacles against foreign rather than domestic enemies. A restoration of the monarchy took place, but Charles X proved reactionary and incompetent. While the July 1830 revolution occurred on a smaller scale than that of 1789, it still saw several thousands killed, mainly in Paris, before Charles abdicated, yielding the throne to Louis-Philippe.

    This shift of power represented a triumph of the bourgeoisie and coincided with a recovery of the depressed economy. If the placid, market-oriented present had sublimated ferocity into the great pattern of exchange, the bourgeoisie should be congratulated; but it should also be goaded into remembering that the peace of regular exchange is a dispensation expensively achieved and that it was not always so. Nor need it be always so, as recurrent social disruption has made all too clear. Will anything prevent the “croissant sinistre” of the “pacte des villes” from turning its ferocity once again on itself?

    Vigny appears to arrive at a decidedly un-Romantic and yet entirely unavoidable conclusion: If we wish to defer violence, we have no alternative but to enter the cycle of exchange by participating in the market; the peace of the market supplies the conditions under which poetic revelations of “originarity” can be appreciated, and the poet is therefore really at home nowhere but in the bourgeois society that he pretends to despise. In Vigny, of course, spite is really too harsh a word. The ambiguity that he feels about the anti-bourgeois scenes that he invokes in “Le Cor” is already tantamount to a justification of the modern, largely non-victimary social order, even though the poet retains the pose of opposition. Once again a few words from Chateaubriand shed light on the movement that occurs in between “Le Cor” and “La Mort du loup.” We have already cited Chateaubriand to the effect that while primitive violence is legitimately poetic, identically violent acts, in a modern milieu, are not.

    Chateaubriand goes on to say that: “In proportion as society multiplied its wants of life, poets learned that they ought not, as in past times, to exhibit every circumstance to the eye, but to throw a veil over certain parts of the picture,” whereupon, “having advanced to this step, they perceived that it was also necessary to select” (Le génie 264). “Le Cor” is a poem, which, in Chateaubriand’s language, conceals and selects, in order to create beauty. “La Mort du loup” rejects the poetics of concealment and reveals violence for what it is: An origin of consciousness and cultural forms, at the expense of a victim, and one which therefore should not be ritually reproduced in the context of a post-ritual or Christian society.

    In this revelatory logic of the victim, certain conclusions become unanswerable. If the wolf were a truly noble creature, then it would follow that those who ignore him treat him better, in fact, than those who hunt him down and kill him with their collective knife-blows. If the price of sublimity were death, then it would be better not to incorporate enormities in the regulation of life. The well-ordered life offers a certain optimum of happiness, which happily relinquishes the Dionysiac intensity of antique passions. In the rise of the bourgeoisie, Gans argues, there appears for the first time: “An institution in which the moral or formal equality of membership in the community of exchangers of signs . . . becomes a model for participation in the society of exchangers of things. This institution is the free market” (Originary Thinking 59). In the free market, “the equality of participants . . . is their equal capacity to offer their goods and services at an impersonally determined market price”; and “it is by means of the formal equality of the market that the ethical principle of equality makes its long-deferred return to the social order” (Originary Thinking 59).

    Gans also writes that, “It is the free individual’s independence from central control that permits [him] to formulate a strategy of return and ultimately to prevail over the guardians of ritually guaranteed equality” (57). Yet bourgeois consciousness, despite being rooted in the fundamentally moral notion of reciprocity, is not without defect. In particular, it tends to the ahistorical, and it therefore insufficiently recognizes its own historical status as an optimally peaceful condition acquired through centuries of trial and error. The market needs its oppositional figures, like the poets, to remind contemporary humanity, whose thought is parochial and ahistorical, of the contrast between the current civic order and the quite different communal orders that antedate it. “La Mort du loup,” for all of the poem’s surface Romanticism, does this, and qualifies itself as a remarkably post– or meta-Romantic poem.

    V.

    Born under the Directorate, Vigny understood himself already in his late twenties as a child of catastrophic violence. He responds to a biographical inquiry from Paul Foucher (20 April 1828) by saying, “Ma vie est simple, monsieur. . . . Resté seul enfant d’une famille de Beauce très nombreuse et anéantie par la Révolution, où périrent mes sept oncles” [My life is simple, sir. . . . The only surviving child of a very large Beauce family wiped out by the Revolution, in which my seven uncles perished] (Plus belles lettres 25). A few years later, to Auguste Brizeux (2 August 1831), concerning his father, Vigny writes, “Il avait sept frères, La Révolution les avait tué” [he had seven brothers, the Revolution had killed them] (41). The phrase in its repetition acquires a formulaic, even a Homeric, quality, like an epithet: Alfred of seven uncles orphaned. The comment is not an aside. Vigny conceives of himself early as a poet and he conceives of the poet in a specific, rather vatic way, as an inevitably unappreciated interpreter of humanity to itself. Thus to Brizeux also (30 March 1831), Vigny had written, concerning the life of letters, “Les parias de société sont les poètes, les hommes d’âme et de coeur, les hommes supérieurs et honorables” [the pariahs of society are the poets, men of soul and heart, superior and honorable]; moreover, “tous les pouvoirs les détestent, parce qu’ils voient en eux leurs juges, ceux qui les condamnent avant la posterité” (40) [all the powers detest them because they see in them their judges, those who condemn them in advance of posterity]. In context the word “pouvoir” also has a special connotation, referring as it does to the Moloch character of the Revolution, which demanded victims and devoured them sacrificially. The year 1830, of course, was the year of yet another revolution, in which Vigny had declared himself ready to take arms for the restored monarchy that the bourgeois uprising would disestablish.

    Bertrand de la Salle, in his study of Vigny (1963), declares that there are two types of poet, the type who strives for a musical effect and the type who conjures images that he then offers for contemplation within the framework of his verse. “Chez Vigny,” de la Salle writes, “c’est l’image qui prédomine” [with Vigny it’s the image that dominates] (64). The seven uncles mentioned in the letters of 1830 furnish one such image, slightly paradoxical because they have been “annihilated,” as does the wolf in his final, mortal moments in “La mort du loup,” as does Roland when the Muslim ambush falls on him in “Le Cor.” Death and violence maintain an obvious connection, but death and nature are no less connected than death and violence. Nature implies death, as part of the natural process or cycle, and it therefore implies the negation of consciousness. The Romantic paradox of Vigny’s poetry emerges from the very inaccessibility of the images that de la Salle puts at the center of the poet’s esthetics.

    Consider another of Vigny’s letters, this one addressed to Edouard de la Grange (September 1832) in which the opening topic is the natural sublime. Vigny writes, in reference to the Swiss Alps, “Il y a une chose qui doit consoler l’homme de sa petitesse en face des grands debris d’une gigantesque nature, c’est que son imagination soit assez puissante pour planer au-dessus de ces Pyramides lumineuses et les réduire en lignes géographiques en les mésurant sous les pieds, comme il mesure et pèse les astres sur sa tête” [there is one thing that should console man for his smallness before the great wreckage of a gigantic nature, which is that his imagination is powerful enough to soar over these luminous Pyramids and reduce them to geographical lines by measuring them under his feet, as he measures and weighs the stars above his head]. Vigny adds that: “Je ne sais pourquoi j’ai toujours éprouvé une sorte d’indignation, pareille à la colère, en face de ces pierres ou ces eaux massives qui ont la prétention de nous effrayer et qui ne sont, après tout, que les choses stupides dominées par nous; j’ai montré le poing à la mer et aux montagnes et je ne les aime pas, parce qu’elles nous résistant” [I don’t know why I have always felt a kind of indignation, similar to anger, before these rocks and massive waters that presume to frighten us and which are after all no more than stupid things that we dominate ; I shook my fist at the sea and the mountains and I don’t love them, because they resist us] (Les plus belles lettres, 45-46).

    The foregoing epistolary passages are obviously related to the nature-description in “Le Cor” and “La Mort du loup,” most especially to the alpine scenes in the former. The first passage puts brute nature and imagination in a kind of active contest in which the prize goes to imagination. On the one hand the mountains mock man’s “smallness” but imagination, the distinguishing human trait, “reduces” the mountains to concepts of geography, quite literally to images. On the other hand, consciousness cannot shake off the irrational appeal that nature exerts over it; nature might be “stupid” but it is also “resistant.” Mind can represent nature, but it cannot appropriate nature and it cannot rejoin itself to nature while remaining itself. Vigny’s nature has the qualities that Generative Anthropology associates both with the esthetic object and with the sign: It fixates attention but refuses appropriation; it becomes an object par excellence of the theorizing gaze. Therefore in the case of Vigny it is plausible to speak of what Gans calls “the scenic imagination,” on which the subject feels expelled from the center and forced into interaction with his co-specifics on the social periphery.

    In Chronicles of Love and Resentment 256, Gans contrasts the Enlightenment’s notion of the human scene with that of the Romantic Era. Concerning the Eighteenth-Century mind, Gans writes: “The scenic imagination of the Enlightenment constructs an anthropological genesis for the ancients’ timeless conceptions of the social order, but remains on the level of politics, the interaction of represented desires. The language by which we represent these desires does not appear to require a collective scene of origin; it is conceived either as emerging from the indexical signs of natural appetite (Condillac) or as the product of a unique faculty of free contemplation (Herder).” As to the human scene proposed by those who repudiated the Enlightenment: “The Romantics abandoned generative hypotheses for representations of the nature we all presumably share beneath the divisive mediations of bourgeois exchange, and which hold out the promise of the universal harmony that Romantic poets seek to incarnate in images.”

    These observations imply something, finally, for the actual development of the French nation, especially for its politics, in which Vigny was involved. According to Gans: “Romantic politics, exemplified in France by the most illustrious of [the Romantic] poets–both Hugo and Lamartine sat in the legislature of the July Monarchy and were active in the abortive Second Republic, the latter as its first provisional president–equated shared ideas and images with shared feelings, or, in political terms, with shared interests. In conceiving these representations as a source of harmony, the Romantic confuses their deferral of mimetic conflict with the final transcendence of mimetic desire.” Earlier we quoted Weiskel on the presence in the Romantic worldview of a “discontinuity . . . between what can be grasped and what can be felt as meaningful,” where “grasped” refers to reductive, rational understanding. We ourselves have argued that, in respect of Romantic esthetics, to appreciate forest, mountain, and field, one must possess the fortitude to withstand the tumult and turbulence in the struggle for life that takes place within these phenomena; and if the poet appeared to love nature in an exemplary way, this appearance would stem from his ability to confront the suffering–say rather, the anguish–that nature entails without flinching, or at least to conceal his faint-heartedness from others.

    It should be added that, in reluctantly affirming bourgeois existence, the poet must also represent that anguish as irrecoverable in the orderly modern context. Lyric indeed addresses a lack, but it addresses a necessary lack. Two figures of speech, one from “Le Cor” and one from “La Mort du loup,” take on renewed significance in this light. In “Le Cor,” the poet has heard “les bruits prophétiques” that herald the end of chivalry; in “La Mort du loup,” the poet makes reference to “Le pacte des villes,” which denotes culture as against nature (man against wolf). To value “le pacte des villes” is to relinquish the atavistic desires conjured by “le son du cor.” In so remarking we make way for the further observation that Vigny’s poetry is something other –something ethically more developed–than generic Romantic poetry; that it is Post-Romantic, in a delicately self-conscious and anthropologically acute way.

    To throw this special quality of Vigny’s poetry into relief, one might put “Le Cor” in comparison with an earlier and a later poem on the thematics of the hunt. A useful specimen of earlier poetry would be Gottfried August Bürger’s Wilde Jagd (1773), which Vigny might have known. A useful specimen of later poetry would be Jens Peter Jacobsen’s Gurresange (1886). Here are the opening lines of Das Wilde Jagd in French:

    Le cor retentit, on entend les cris du départ. Le coursier du comte hennit et s’élance. Derrière lui se précipitent les valets et les piqueurs; détachés de la laisse, les chiens frappent l’air de leurs aboiements, ils se jettent à travers les champs, les ronces et les prairies.C’était le jour consacré au repos et à la prière. Les rayons du soleil doraient le clocher, tandis que le son harmonieux et mesuré des cloches appelait les chrétiens à l’office du matin. Déjà s’elevaient vers le ciel les chants pieux des fidèles assemblés.The horn sounds, one hears the cries of departure. The neighing steed of the count struts forth. Behind him rush the grooms and huntsmen; detached from the leash, the dogs hit the air with their barking, they lope through the fields and bushes and grasslands.It was the day dedicated to rest and prayer. The rays of the sun gilded the steeple, while the harmonious, measured ringing of the bells called Christians to the morning service. Already, sending skyward pious chants, the faithful assembled.A bit later, “Le son du cor s’accorde mal avec la voix pieuse des cloches et les chants du matin, lui dit d’un ton plein de douceur son compagnon de droite; reviens sur tes pas, ta chasse ne peut être heureuse aujourd’hui; écoute ton bon génie et ne te laisse pas guider par l’ennemi des hommes” [The sound of the horn sits uneasily with the pious voice of bells and singing in the morning, said in a gentle tone his right-hand neighbor; retrace your steps, your game can not be happy today, listen to your good spirit and do not let yourself be guided by the enemy of mankind]. Bürger (1748-1794), drawing on a medieval Danish legend, employs incipiently Romantic vocabulary to tell a story, the pointed moral of which is far less Romantic than it is Protestant and conventional. The Count, in flouting the obligations of the Sabbath, brings damnation on himself; he suffers the punishment of conducting the hunt eternally, without respite, in a ghostly, undead condition. In Walter Scott’s English: “Still, still shall last the dreadful chase, / Till time itself shall have an end; / By day, they scour earth’s cavern’d space, / At midnight’s witching hour, ascend.”

    In Gurresange, Jacobsen (1847-1885) turns Bürger’s version on its head by validating the rebellion of the Count, identified by Jacobsen with the semi-historical character Valdemar of Gurre. Valdemar makes a Byronic break with God:

    Herre, ved du vad du gjørde,
    Da du Tove fra mig tog?
    Ved du at det var min sidste
    Fristed, hvorfra du mig jog?
    Herre, rødmer du ej af Skam,
    Det var den fattiges eneste Lam?

    Lord, wittest thou what thou hast done
    When thou from me  my Tove dost take?
    Knewest thou not t’was my last asylum
    When thou hunted’st me forth?
    Lord, reddenest thou not from shame
    That thou took’st from this poor herdsman his only lamb?

    The first line, “God, knowest thou what thou has done,” echoes the Gospel and arrogates to Valdemar Christ’s own victimary primacy. Valdemar even says that God hunted him (“du mig jog”) from his last refuge. Jacobsen despite his late date is emphatically Romantic hence also militantly anti-conventional: Society for Jacobsen is the nemesis of individuality and authenticity. Sanctifying marriage, for example, over love, which is the topic of the just-quoted lines, God should “redden from shame.”

    Das Wilde Jagd belongs to the Pre-Romantic esthetic, of which Originary Thinking asserts that in it “the . . . subject remains focused on the sacred center, but has already become aware that it is human desire that is supplying its language” (162). The symbol of order in Bürger’s poem is the church steeple, picked out by the sunbeam, but the action belongs to the blaspheming Count. Jacobsen’s Gurresange (the title is in the plural) belong to the Romantic esthetic, of which Originary Thinking asserts that it is “in principle hostile to the market” (166). Romanticism constitutes itself as “oppositional culture” in which “individual experience of the originary becomes a demonstration of the ‘unnaturalness’ of the market” (166). “Le Cor” and “La Mort du loup” fit neatly, however, in neither category. Vigny understands what an Arch-Romantic like Jacobsen does not. Originary Thinking formulates the insight this way: “The role of the individual as thus affirmed [by Romanticism] is precisely what is required by the bourgeois order, where supply and demand replace ritual interaction as the basis for exchange and distribution” (166).

    The recentness of the Revolution–in which the “seven uncles” fell–has effectively deglamorized sacrificial violence for Vigny in his creative maturity; yet Vigny understands the relation of esthetic interest to the trophies of sparagmatic action. It is the original sin of the de-ritualized market to owe a debt to something that it, in its adoption and internalization of Gospel morality, has once and for all renounced and that it cannot re-institute without deconstituting itself. The modern self-conscious moral person must satisfy himself with representations. “Le son du Cor,” for example, as entrancing as it might be, must take its place as reportage carried, as the poem puts it, “de feuille en feuille,” by the winds. “Feuille en feuille” is nicely ambiguous, for it can mean “leaf by leaf” or “page by page.” For the modern consciousness, ritual has become “romance,” Vigny’s term, or textuality, as contemporary critics like to say.

    What? “Romance” is the modern substitute for religion? Perhaps. The sacred center, no matter how much the subject yearns to recreate it or to be it, is from now on a matter of representation, another ambiguous word extending from the theory of language and consciousness to the practice of politics and the making of justice.

    Works Cited

    Edmund Burke. A Philosophical Inquiry. Oxford University Press, 1990.

    Walter Burkert (translated by Peter Bing). Homo Necans. University of California Press, 1983.

    François Auguste René de Chateaubriand (translated by Charles White). The Genius of Christianity. John Murphy and Company, 1856.

    James Doolittle. Alfred de Vigny. Twayne, 1967.

    Eric Gans. Originary Thinking. Stanford University Press, 1993.

    Eric Gans. The Scenic Imagination. Stanford University Press, 2008.

    Eric Gans. Signs of Paradox. Stanford University Press, 1997.

    Bertrand de la Salle. Alfred de Vigny. Librairie Arthème Fayard, 1963.

    Alfred de Vigny. Les Plus Belles Lettres. Calman-Lévy, 1963.

    Alfred de Vigny. Oeuvres Poétiques. Garnier-Flammarion, 1978.

    Thomas Weiskel. The Romantic Sublime. Johns Hopkins University Press, 1976.

    The Bürger and Jacobsen texts are quoted from online sources.

  • Benchmarks (Anthropoetics XVI, no. 2)

    Articles based on papers delivered at our 2010 GA Summer Conference in Utah make up half of this issue. Andrew Bartlett’s extended version of his paper is a pioneering extension of GA to the conception of personhood, Christian, psychological, and erotic. Marina Ludwigs’ study of Lawrence’s vitalism in Lady Chatterley’s Lover demonstrates among other things the usefulness of the originary hypothesis for analyzing the scene of sexual masochism. And we are very happy to publish Westminster student Eleanor Scholz’s lucid study of Kafka written under Peter Goldman’s tutelage.

    The other articles include a study of Alfred de Vigny’s poetry by Tom Bertonneau, our most faithful contributor, a sweeping essay on epic by the prolific Australian team of O’Carroll and Fleming, and a provocative look at Clint Eastwood’s filmic oeuvre by Antonio Machuco, a new contributor from Portugal.

    About Our Contributors

    Andrew Bartlett is a member of the English Department at Kwantlen Polytechnic University in Surrey, British Columbia, Canada. He has published articles or reviews in Anthropoetics, Contagion, Southern Literary Journal, Canadian Literature, Subterrain, and elsewhere. He has contributed to The Originary Hypothesis: A Minimal Proposal for Humanistic Inquiry (ed. Adam Katz). “Three Affirmations of the Being of God” (Anthropoetics XIII, 2) was translated into Croatian and Italian. Organizer of the first Generative Anthropology Thinking Event (Vancouver 2007), now President of the Generative Anthropology Society and Conference, he looks forward happily to GASC V (2011) at High Point University. A book-length study of the Frankenstein myth titled Mad Scientist, Impossible Human is nearing completion.

    Thomas F. Bertonneau teaches English at SUNY Oswego.  He is a regular contributor to Modern Age, Intercollegiate Review, and The University Bookman, as well as to Praesidium and Anthropoetics.  His “Karen Blixen and the Apocalypse of Man” will appear in the forthcoming (Spring) number of Modern Age; his article on “Sacrifice and Sainthood: The Short Fiction of Walter M. Miller in Context” is forthcoming in Science Fiction Studies.  Bertonneau has contributed a study of Walter Pater to Adam Katz’s anthology of GA criticism, also forthcoming.  With Kim Paffenroth of Iona College, Bertonneau has written The Truth is Out There: Christian Faith and the Classics of TV Science Fiction, published in June 2006 by Brazos Press and available for purchase at Amazon.com.  New among Bertonneau’s affiliations is his election to the editorial board of Pashuhesh-e Zabanha-ye Khareji (Research in Foreign Languages), a Persian-language quarterly published from the University of Tehran that annually issues an English-language or French-language special number.

    Chris Fleming is Senior Lecturer in the School of Humanities and Languages at the University of Western Sydney, Australia. His research interests include theatre and performance, the philosophy of science, and anthropology. As well as in Anthropoetics, he has published in journals such as Body & Society, Modern Drama, and Public Understanding of Science. His book, René Girard: Violence and Mimesis was published in 2004 by Polity Press.

    Marina Ludwigs teaches English Literature at Stockholm University. She has a PhD in Comparative Literature from UC Irvine and has worked with, and presented papers on, both Girardian theory and Generative Anthropology. She is currently writing a book on the anthropological structures of epiphanies.

    Antonio Machuco Rosa is a Professor of Communication Science at the University of Oporto, Portugal. He has written books on the history of mass media and new media, such as A Comunicação e o Fim das Instituições. He has also published “Complex Systems, Imitation, and Mythical Explanations” in Contagion: Journal of Mimesis, Culture and Violence.

    John O’Carroll is co-author with Bob Hodge of Borderwork in Multicultural Australia (2006) and, with Chris McGillion, of Our Fathers: What Australian Catholic Priests Really Think about their Lives and their Church (2011). With Chris Fleming, he has published numerous articles in a variety of journals, especially Anthropoetics, and with him has contributed to The Originary Hypothesis, a collection of work on the work of Eric Gans edited by Adam Katz. He also writes about literature (particularly Australian and Pacific literatures) and teaches in Australia (and before that, in Fiji). He is currently a lecturer in the School of Humanities and Social Sciences in Charles Sturt University, Bathurst, Australia.

    Eleanor Scholz is currently completing her undergraduate degree in art and English at Westminster College in Salt Lake City, Utah. She was first introduced to Generative Anthropology while attending a class taught by Peter Goldman in May 2010, and was pleased to have the opportunity to present a paper at the 2010 Generative Anthropology Summer Conference a month later.

  • Justifying the Esthetic in Kafka’s “Josephine the Singer”

    Franz Kafka’s “Josephine the Singer, or The Mouse Folk” follows the attempts of a member of a community to understand and explain the art of their only singer, Josephine, and the powerful effect that her singing has on the community that ordinarily has no use for song or diversion. To the Narrator, Josephine’s “art” does not appear to be exceptional in itself and does not provide a satisfactory explanation for the power it has to draw the community together and capture its attention so thoroughly. In fact, the Narrator cannot distinguish anything about Josephine that makes her or her singing superior to others in their community. In sound, the Narrator feels that her singing is identical to if not weaker than the normal piping or squeaking that the other members emit constantly and without effort, yet they go out of their way to convene around Josephine when she performs, and there is no denying that her performances have an exceptional, almost drug-like effect on the crowds that form around her. Even in moments of intense danger, if Josephine begins to sing, the perpetually overworked creatures (the title suggests that they are mice, rather than humans) will pause and divert their energies, gathering around her to convene in rapt attention and silence through her performance.

    Kafka’s story raises some key questions, bringing to mind the delicate and sometimes strained relationship between modern artists and their audience: what criteria are necessary for a performance or piece to be recognized as art, and who is qualified to validate it as such? What is the true source of Josephine’s power, and what function does it serve in her community? Should the reader believe the Narrator’s suggestion that the artist and her songs are truly unexceptional; that the attention she receives is an act of charity or protection rather than a direct response to her talents? Or, is Josephine correct in thinking that she is the one who protects and serves her community through the “sacrifice” she makes by singing to them? Why does the community acknowledge the effect her songs have on it but collectively refuse to give her the recognition of her art that she requests of them? Using Eric Gans’ theory of Generative Anthropology, I will seek to explain the ethical and esthetic function of Josephine’s art in the community as well as the Narrator’s apparent resentment towards her and the community’s unwillingness to grant her the “permanent recognition of her art” (Kafka 372) that she desires.

    The Narrator goes to great pains to lay out the numerous difficulties the community has with understanding both the meaning of and the power behind Josephine’s song. That she and her song possess power over the others is undeniable, but nobody can define what, if anything, differentiates her from the rest of the community. If their enchantment was with the beauty of her voice, it “would have to give one an immediate and lasting feeling of being something out of the ordinary, a feeling that from her throat something is sounding . . . something that Josephine alone and no one else can enable us to hear” (Kafka 360), which it doesn’t do. The sound of her piping alone holds no power; “to comprehend her art it is necessary not only to hear but to see her” (Kafka 361). The community suspects that the art lies in her ability to show them the beauty in something so commonplace that they would not notice or appreciate it without her. The Narrator wonders if “[p]erhaps . . . [they] admire in her what [they] do not at all admire in [them]selves” (Kafka 362). But she insists that her song is a unique, high art that the others are simply unable to understand, and she scorns any comparison between her singing and the ordinary piping of the others. She is encouraged when a distraction from her performance occurs and she is given the opportunity to overcome it and regain the center of attention, proving her power to the onlookers and teaching them “awed respect” (Kafka 363). “Josephine likes best to sing just when things are most upset” (Kafka 364), in moments of heightened danger and distress, and the mouse people invariably exert themselves to meet her excessive demands. The Narrator suggests that perhaps the community cares for Josephine as they would for a frail child entrusted to their care, and puts great emphasis on “the difference in strength between the people and the individual” (Kafka 365), suggesting that the notion of Josephine being somehow stronger than the masses would be impossible. Josephine, on the contrary, views herself as the people’s savior and believes that the gift of her singing is a great sacrifice. She becomes increasingly demanding of the community to relieve her of her everyday duties–to acknowledge her role among them as solely that of their artist–while they stand strong against her on this one aspect, unable to grant her this unheard-of distinction. Despite the Narrator’s attempts to appear credible and objective, the only thing we can be sure of is that Josephine’s relationship with the community is tense and enigmatic.

    Generative Anthropology operates under the hypothesis that all “essentially human” cultural phenomena such as divinity, esthetics, desire and resentment originated at once with the development of language in what Gans calls the “Originary Scene.” Signs are exchanged in order to defer violence during this scene, and the human ability to re-create these signs later in time with an understanding of their abstract meaning is born. The esthetic exists in the originary scene when the periphery accepts a sign as a supplement for the centralized object which is the focus of their attention. Esthetics and art function as a way to “transcend the resentment” that the periphery feels when the center appears to deny itself to them (Gans 21). The esthetic object both reproduces the transcendent abstract quality of the central object by referring to and evoking its image within the viewers’ imagination, and defers the resentment towards the center as the viewer recognizes the esthetic object as an artificial construction. If the esthetic object is effective, the viewer will continue to oscillate between resentment and deferral, imbuing the object with desirable power each time they witness its transcendent abilities, and demystifying this effect each time they recall its human origin (Chronicle 369). The esthetic object will only function if it is deemed to be sacred or significant by the viewer, since it is only a representation of what is desirable in the sacred center and depends upon the audience’s ability to experience or imagine the transcendent using the art as a medium. The viewer cannot be ordered to accept or believe the supplement, making art vulnerable to the reaction of the audience.

    The tension between the audience and Josephine is not unlike that of any society trying to understand the hype around a new type of art they don’t understand. The audience can at once be enthralled and resentful, seeing no reason for the art to be so exalted or important, but feeling excitement or catharsis in its presence nonetheless. It is threatening to observe something occupying the center of attention, the sacred center, if you don’t understand why it is there. Often the public’s negative reaction is the very reason an artist will rise to fame. Think of the initially negative public reaction to the rise of the impressionists, abstract expressionists, or Duchamp’s subversive “Fountain,” a found urinal signed with a pseudonym and labeled as “art”. While people were initially offended by the works–feeling that their precious conception of high art was being perverted–their views towards the artwork quickly changed. The more attention the works got, the more significant they became, the more artists copied their style, and the more central they became in the public sphere. In an article on fame, Gans explains that celebrities gain power simply by being “asymmetrically known and therefore significant” (Chronicle 321). While the initial source of attention may or may not be for a skill or talent that the celebrity possesses, people’s attention to, desire of, and subsequent resentment towards the object increase its power, pushing it even further away from the periphery and towards the transcendent (Chronicle 321). For an artist who truly believes in the artistic merit of their his or her work, this type of popularity can be maddeningly invalidating. Likewise, a public who suspects that the object occupying their sacred center is there purely because it is popular and not because it has earned its status can be a similarly frustrating experience. While the Narrator of “Josephine the Singer” acknowledges that Josephine’s song produces a pleasurable effect for the community, there appears to be an underlying fear that she does not deserve the popularity or central position that she has been given. Josephine, on the other hand, seems to believe that the public does not appreciate her for the right reasons, but her devotion to her art compels her to press on with her performances.

    Despite the confusion over the validity of her song or the source of it’s power, Josephine’s singing does–for whatever reason–serve the ethical function of the esthetic. While the community and the Narrator equivocate over it’s validity, they continuously experience the very power and effect of the song that make it valid. It functions as a release from daily tension and as a central object upon which they can all focus: the audience, normally constantly in motion and chatter, “sits in mouselike stillness; as if [they] had become partakers in the peace [they] long for” (Kafka 362), and even those who oppose the validity of her art “are soon sunk in the feeling of the mass, which, warmly pressed body to body, listens with indrawn breath” (Kafka 364). Gans explains, “the pleasure of the esthetic effect is . . . implicitly shared by the human community; the peaceful sharing of the esthetic experience is a guarantee of communal harmony, in contrast with the mimetic rivalry provoked by the ‘”shared’” desire for a real object” (Chronicle 261). The collective appreciation of the moments of peace that surround Josephine is the closest her people come to transcending their rigorous, stressful realities. They are able to collectively enjoy an effect without competing with each other for it, and experience the “’pleasure’ of the deferral of violence” (Chronicle 260) that is inherent to the esthetic effect. Josephine’s insistence that “she is singing to deaf ears” (Kafka 363), and the similarities between her “singing” and the ordinary “piping” that the other members of the community have noticed help to re-create the “paradoxical structure of identification with and alienation from the central figure” (Gans 156). The community’s alienation from her art, caused by their sense that they do not understand or have access to the importance or highness of Josephine’s song in the way that she perceives it, increases the mystery surrounding what appears to be a divine center. In this case they believe that her art is capable of transcending their basic understanding or comprehension, therefore it appears mystical and obtains more importance than it originally had. This is evident in the Narrator’s fixation on her art, despite his hesitancy to validate it as such. At the same time, the identification with the center and the similarities the community sees between Josephine’s singing and their own piping and squeaking maintain the periphery’s fantasy and illusion of the possibility of obtaining the space in the sacred center, or at least attaining a level of understanding about the art that no one else has. The danger of this is that if the audience identifies with her too well, they will begin to question her central position.

    Despite her insistence that she be acknowledged as different and separate from the other members of the community, Josephine depends upon the acceptance of her art by the public. She attempts to guard the validity of her song against any scrutiny or challenge to its value that may threaten its continued effectiveness: “she denies any connection between her art and ordinary piping. For those who are of the contrary opinion she has only contempt and probably unacknowledged hatred. . . . Josephine does not want mere admiration, she wants to be admired exactly in the way she prescribes” (Kafka 362). This does not mean that Josephine’s art is not actually art, but it does mean that she recognizes the threat of disillusionment. René Girard helps us to understand Josephine’s resentment towards the public she depends on through his theory of mimetic desire: “Only someone who prevents us from satisfying a desire which he himself has inspired in us is truly an object of hatred” (Girard 10-11). The audience (which in this case is the object of hatred) at once makes Josephine’s art possible by recognizing it as such, and threatens its continued existence through possessing the capacity to evaluate it and deem it unworthy. Her authority and importance are mediated through the public view of her, which puts her in competition with them since they also exist as the only thing preventing her from achieving her goal of ultimate recognition and validation.

    The Narrator in “Josephine the Singer” struggles over whether to give Josephine’s singing the power and authority of a valid sacred center. He recognizes her apparent ability to create a moment in which the community reconvenes to appreciate and rally around a central focus, but he is not convinced that Josephine or her song are in actuality worthy of the place they occupy (or the place that she demands to be elevated to). He asks: “It is her singing that enchants us or is it not rather the solemn stillness enclosing her frail little voice?” (Kafka 362). Is her song really worthy of the attention and reverence it receives? Or is it the process of convening, of watching, the “ceremonial performance” (362) and the communal experience of the song that gives it power? Despite his apparent efforts to present an objective and academic examination of Josephine’s role in the community, the Narrator relays her story with a negative slant (Mahlendorf).

    The Narrator’s “equivocation [which is] so noticeable in his presentation of the people’s position was necessary to preserve the fact, or myth, if you will, of his impartiality . . . however, it becomes quickly obvious that our narrator’s perspective is limited, despite his posture of omniscience” (Sattler 412). He describes Josephine as “sarcastic and arrogant . . . vulgar . . . [and] frail” (Kafka 362). He believes that her demands are “excessive,” (Kafka 364) and unworthy of the physical danger they pose to the community. While he admits that Josephine is quiet among her generally noisy people the Narrator “pretends an omniscience he does not have” (Mahlendorf 203). His explanations of Josephine’s motivations appear to be purely speculative, so that the negative, power-hungry portrait he paints of her winds up saying more about himself than it does about Josephine. One explanation for this is that Josephine poses a particular threat to the Narrator himself, who is the only other individual character within the story. “Amid an a-cultural, a-historical species that ostensibly practices neither music nor history, the singer and the Narrator stand as diacritically marked ciphers. Both constitute difference . . . and create difference. . . . But as a member of the mouse folk the Narrator can no more maintain difference than can [Josephine]” (Norris 377). “The ulterior motive is differentiation; [Josephine] wants to be regarded as a goddess; i.e. to have her difference acknowledged” (Norris 373). Similarly, Ursula Mahlendorf suggests that the Narrator wishes to define himself as “an intellectual interested in exploring in thought the nature of music (art), of mousehood, and of the role of the artist and art in an oppressed people” (Mahlendorf 221). While the Narrator may believe that his main motivation is that of intellectual exploration, the underlying resentment in his narration suggests that Josephine’s position as an individual puts her in direct conflict with him, and her position of power mediates his own desire to occupy the center scene. The community as a whole may resent and question Josephine for attempting to occupy the center without specific proof of distinction, but the Narrator who views her as an internal rival appears to resent her on a more personal level. In “No More Masterpieces?” Gans explains that “[t]oday we no longer believe in masterpieces, because we have no desire to admire those who produce them” (Chronicle 27). Our unwillingness to grant social distinction to artists inhibits our ability to grant their artwork or performance a similar distinction. It is this unwillingness that Josephine attempts to combat within her community.

    The mouse folk are a community in danger. The stress and tension of impending violence will tear their community apart unless they can find a way to re-create the effect of the originary scene, with its resulting deferral of violence and release of tension. Josephine’s piping in the midst of “grave decisions, is almost like [their] people’s precarious existence amid the tumult of a hostile world” (Kafka 367). Her struggle mirrors and validates their own struggle against the ever-present threat of violence and death. Through observing her they can mediate and justify the value of their own perseverance in the face of opposition. A similar phenomena happens to any country or community under siege; in moments of danger, an individual who embodies the ideals of the nation (for America it is often the underdog) will function to inspire a sense of unity and solidarity among the people. The people identify with her struggle; they feel that it is an emblem of their own national struggle, like a metaphor for the mousefolk’s own “precarious existence.” The Narrator explains: “Josephine exerts herself, a mere nothing in voice, a mere nothing in execution, she asserts herself and gets across to us; it does us good to think of that” (Kafka 367). But the identification with her is too close for them to grant her a position that is higher than theirs. It is their sameness that gives them strength; to elevate her would be to remove the element of closeness they feel to her at the center of the scene and break the fantasy of occupying the space themselves. If Americans were to reward a glorified everyman by giving him money and prestige, he would cease to be an equal and would therefore lose his function. Josephine is central purely by the fact that she is able to get through to the community in moments of crisis and that she is willing to try, but not because the community is able to recognize anything inherently sacred or powerful in her song. Josephine is a compelling folk artist demanding the recognition and elevation of a classically trained musical genius.

    Ultimately, Josephine faces the same problem of esthetic expression that any artist of the modern era faces. Gans believes that Christianity, through its “foregrounding of the moral equality of all” (Gans 148) challenges the audience’s willingness to accept the authority of an individual purely because of their public status. If every man is deemed equal and worthy of the love of god, a justification from the center of why he deserves to be in the sacred position more than any other member of the audience becomes necessary. Why has he alone been elected to occupy the center? The lack of distinction between Josephine and the Narrator explains the undercurrent of resentment throughout the narration. The community as a whole “surrender[s] unconditionally to no one” (Kafka 371), but Josephine’s need for distinction drives her to demand recognition and release from her day to day responsibilities entirely. She believes that her art is something powerful and unique, but she depends upon the community to validate her artwork and mediate her own importance for her. Since she doesn’t believe that her listeners understand her art for what it is, she instead asks them to acknowledge her as their national artist–an honor and position that would solidify her role as protector and savior. “She reaches for the highest garland not because it is momentarily hanging a little lower but because it is the highest” (Kafka 373); if the community were to recognize her singing as equal in value to the physical labor she can provide, she would entirely transcend the laws and customs of the community, therefore justifying her position in the sacred center. If Josephine cannot adequately convince the Narrator or community that she belongs in the sacralized position (whether she does in reality belong there or not), the audience will resent her for attempting to fill it; she becomes their internal rival and apparent equal who stands in the way of their appropriation of the center. “Josephine the Singer” appears to be an account of this careful game modern artists must play with their community in order to achieve the esthetic effect necessary to gain public acceptance and ethical function (a game that Kafka himself was all too familiar with).

    In his other works, tortured, misunderstood or ignored artists such as the Hunger Artist or even the character of the land surveyor in The Castle either cannot receive or cannot maintain acknowledgement or recognition for the skills they know they possess. Kafka’s artists are devoted to their art with their entire being, much as he was. Writing consumed his life, his body, and his mind as he adopted a rigorous lifestyle of near starvation and gymnastics to support it (Anderson 141). Josephine is not insincere in her performance as an artist:

    [I]t is as if from everything in her that does not directly subserve her singing all strength has been withdrawn, almost all power of life, as if she were laid bare, abandoned, committed merely to the care of good angels, as if while she is so wholly withdrawn and living only in her song a cold breath blowing upon her might kill her. (Kafka 363)

    Artists know within themselves that their art is true, but without public interest they cannot achieve their goal, whether it is to produce the aesthetic effect, or to have this effect recognized to the extent that they feel is appropriate. “The claims of the artist are not denied; rather they are put into perspective.” The artist’s desire to occupy or knowledge of belonging in the center of the scene may be valid, but society will not necessarily agree–a predicament that Kafka struggled with throughout his career as a writer (Sattler 417). While Josephine’s art does seem to have served a pleasant if not necessary function among the community, she is unable to convince them that she or her art are entirely worthy of her desired position in the sacred center. Despite her demands for “public, unambiguous, permanent recognition of her art, going far beyond any precedent so far known” (Kafka 372), the community cannot grant her this position when they have no proof of her superiority beyond the fact that she chooses to perform.

    In the end, when their refusal of her demands forces Josephine to flee from the public eye, the community acknowledges that her presence will be missed: “how can our gatherings take place in utter silence?” (Kafka 376), they ask. But their inability to validate Josephine’s position in the central scene render them unable to recognize the ethical function of the esthetic that her performance serves. Josephine represents the struggle of the modern artist to justify the value and position of his or her art amidst a community of democratic equals. While the community can feel the power of her song, they cannot rationalize it, and refuse to grant her the position of the divine center for her apparent ability to possess it alone.

    Works Cited

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